Politically Exposed Persons. “PEPS”). The Transfer Agent on behalf of the Fund will maintain risk-based written policies and procedures to reasonably ascertain the status of an individual as a PEP. On a daily basis, the Transfer Agent will submit all new customer account registrations and registration changes against the PEPS database and conduct a risk-based review of accounts held by a PEP. The Transfer Agent will promptly notify the Fund of potential high-dollar or high-risk direct matches to the PEPS database to determine if additional action is required.
Politically Exposed Persons. The Subscriber is not "politically exposed person", or a family member or close associate of a "politically exposed person", as further defined in Appendix E. ☐ Yes ☐ No
Politically Exposed Persons. You must promptly notify CoinBurp if you are or become a Politically Exposed Person or if you have a Relative that is or becomes a Politically Exposed Person.
Politically Exposed Persons. A Politically Exposed Person is any of the following: • A senior foreign political figure, meaning a senior official in the executive, legislative, administrative, military or judicial branch of a foreign government (whether elected or not), a senior official of a major foreign political party or a senior executive of a foreign government-owned corporation. • Any corporation, business or other entity that has been formed by, or for the benefit of, a senior foreign political figure. • The immediate family of a senior foreign political figure includes the figure’s parents, siblings, spouse, children and in- laws • A close associate of a senior foreign political figure who is widely and publicly known to maintain an unusually close relationship with the senior foreign political figure and includes a person who is in a position to conduct substantial domestic and international financial transactions on behalf of the senior foreign political figure. If you are or become a Politically Exposed Person, you must notify us immediately at account opening or within 30 days of the date you become a Politically Exposed Person. Upon notification, or in the event we discover you are a Politically Exposed Person, we may at our discretion close your account to further transactions, reverse transactions that have previously posted to your account or reject pending transactions.
Politically Exposed Persons. If applicable, Client has disclosed to TradeZero their identity and their relationships and connections to significant international political officials. This includes immediate family, close associates, and any corporation, business, or other entity that has been formed by, or for the benefit of a significant international political official.
Politically Exposed Persons. Is the applicant or, if applicable, any of its underlying beneficial owners or controllers (e.g. director, trustee etc.) a senior government, political or military official, or an immediate family member, or a close associate of such person (a “Politically Exposed Person”)? No If yes, please state which Government: If yes, please state what position in the Government: If an immediate family member or close associate of a Politically Exposed Person, please state the nature of the relationship: The Subscriber represents and warrants that:
Politically Exposed Persons. Is the applicant or, if applicable, any of its underlying beneficial owners or controllers (e.g. director, trustee etc.) a senior government, political or military official, or an immediate family member, or a close associate of such person (a “Politically Exposed Person”)? If yes, please state which Government: If yes, please state what position in the Government: If an immediate family member or close associate of a Politically Exposed Person, please state the nature of the relationship: Correspondent Bank Name: Standard Chartered Bank New York Correspondent Bank Address: Not Applicable Correspondent SWIFT / Routing Code: XXXXXX00 Beneficiary Bank Name: Standard Chartered Bank, DIFC Branch Beneficiary Account Name: ADSI Global Fixed Income Fund OEIC LTD – Subscription/Redemption Beneficiary Bank SWIFT / Routing Code: XXXXXXXXXXX IBAN XX000000000000000000000 Reference: Name of Applicant The Subscriber represents and warrants that:
Politically Exposed Persons. The term „politically exposed persons‟ is broad and generally includes all persons who fulfill a prominent public function. This shall include a natural person who is or has been entrusted with a prominent public function and shall include:
