PROHIBITED PRACTICES AND SECURITIES. A. Short sales B. Options
PROHIBITED PRACTICES AND SECURITIES. A. Short sales.
B. Options.
C. Commodities (including financial futures).
D. Securities for which there is no established trading market.
E. Foreign securities unless listed and traded in the U.S.
F. Margin purchases and other forms of borrowing; granting of pledges or other security interests in assets of the portfolio; use of futures to obtain market leverage.
G. Securities offered by the Adviser or its affiliates.
PROHIBITED PRACTICES AND SECURITIES. A. Short sales; however, the use of S&P 500 Index futures contracts and U.S. Treasury note and bond futures contracts to offset existing exposures is permitted.
PROHIBITED PRACTICES AND SECURITIES. A. Securities for which there is no established trading market.
B. Securities issued by the subadvisers of the Fund or their affiliates.
C. General partner interests.
D. Direct investments in oil, gas, or other mineral exploration or development programs.
E. Direct investments in real estate or interests in real estate; this does not preclude investment in purchases of securities of real estate investment trusts and other companies holding real estate or interests in real estate.
F. Commingled funds; this does not preclude investment in mutual funds up to 10% of the Fund's market value at the time of purchase.
G. Acquisition of securities that would cause exposure to non-equity holdings to exceed 35% of the Fund's market value at the time of purchase.
H. Acquisition of securities that would cause exposure to a single industry to exceed 25% of the Fund's market value at the time of purchase.
I. In the absence of prior consent of VIA, acquisition of securities of an issuer that would cause more than 5% of the Fund to be invested in such securities.
J. In the absence of prior consent of VIA, acquisition of more than 5% of the outstanding shares of any class of equity securities.
PROHIBITED PRACTICES AND SECURITIES. A. Acquisition of securities that would cause the average maturity of the portfolio to exceed 90 days. The calculation of the average portfolio maturity will be determined by Rule 2a-7.
B. Acquisition of securities of an issuer (other than obligations of the U.S. government, its agencies, and instrumentalities) that would cause more than 5% of the portfolio to be invested in such securities.
C. Acquisition of securities that would cause exposure to a single industry to exceed 25% of the portfolio at the time of purchase with the exception of the financial services industry. This restriction does not apply to investment in obligations issued or guaranteed by the U.S. government, its agencies or instrumentalities and bank instruments such as certificates of deposit, bankers acceptances, time deposits, and bank repurchase agreements.
PROHIBITED PRACTICES AND SECURITIES. Short Sales - Derivative securities except as explicity approved by the Retirement Corporation. This restriction applies to among others: - Inverse Floaters
PROHIBITED PRACTICES AND SECURITIES. A. Securities for which there is no established trading market.
B. Securities issued by the subadvisers of the Fund or their affiliates.
PROHIBITED PRACTICES AND SECURITIES. A. Short sales unless against the box and not in excess of 25% of total net assets.
B. Options unless the writing of covered calls.
C. Commodities (including financial futures).
D. Securities for which there is no established trading market.
E. Foreign securities in excess of 10% of total net assets unless listed and traded in the U.S.
F. Margin purchases and other forms of borrowing; granting of pledges or other security interests in assets of the portfolio; use of futures to obtain market leverage.
G. Securities offered by the Adviser or its affiliates.
PROHIBITED PRACTICES AND SECURITIES. A. Short sales; however, the use of S&P 500 Index futures contracts to offset existing exposures is permitted.
B. Options.
C. Commodities except financial futures. Equity index futures may be used to obtain temporary exposure for any cash balances.
D. Securities for which there is no established trading market.
E. Foreign securities unless listed and traded in the U.S.
F. Margin purchases and other forms of borrowing; granting of pledges or other security interests in assets of the portfolio; use of futures to obtain market leverage.
G. Securities offered by the Adviser or its affiliates.
H. General partner interests.
I. Direct investments in oil, gas, or other mineral exploration or development programs.
J. Direct investments in real estate or interests in real estate; this does not preclude investment in purchases of securities of real estate investment trusts and other companies holding real estate or interests in real estate.
PROHIBITED PRACTICES AND SECURITIES. A. Short sales.
B. Options unless used for currency management.
C. Commodities (including financial futures).
D. Securities for which there is no established trading market.
E. Securities in non-EAFE Index countries with the exception of Canada.
F. Margin purchases and other forms of borrowing; granting of pledges or other security interests in assets of the portfolio; use of futures to obtain market leverage.
G. Securities offered by the Adviser or its affiliates.
H. General partner interests.
I. Direct investments in oil, gas, or other mineral exploration or development programs.
J. Direct investments in real estate or interests in real estate; this does not preclude investment in purchases of securities of real estate investment trusts and other companies holding real estate or interests in real estate.
K. In the absence of prior consent of VIA, acquisition of securities of an issuer that would cause more than 5% of the portfolio at the time of purchase to be invested in such securities.
L. In the absence of prior consent of VIA, acquisition of more than 5% of the outstanding stock of an issuer.
M. In the absence of prior consent of VIA, acquisition of securities that would cause exposure to a single industry to exceed 25% of the portfolio at the time of purchase.
N. In the absence of prior consent of VIA, acquisition of securities that would cause exposure to a single country to exceed 40% of the portfolio at the time of purchase.
