Qualification of Fund Shares. We agree to make available to you a list of: (i) U.S. states or other U.S. jurisdictions in which shares of the Funds are registered and qualified for sale and (ii) foreign countries (and attendant restrictions) where shares of the Fund may be sold, each of which may be revised by us from time to time (collectively, the “Jurisdiction List”). You will make Fund shares available to your customers only in those U.S. states, other U.S. jurisdictions and foreign countries that are included on the Jurisdiction List, subject to your compliance with any applicable requirements and restrictions, including those restrictions applicable to sales in foreign countries as set forth on the Jurisdiction List. You agree to provide us with certifications or other documentation as we deem necessary to monitor your compliance with such restrictions. Moreover, you will ensure that you (including your associated persons) are properly licensed and qualified to offer and sell shares in any U.S. state, other U.S. jurisdiction and foreign country that requires such licensing or qualification in connection with your activities. You further agree not to make Fund shares available in any other jurisdiction unless you have received prior written authorization from us.
Qualification of Fund Shares. You agree to make available to us, upon our request, a list of states or other jurisdictions in which shares of the Funds are registered for sale or are otherwise qualified for sale, which may be revised from time to time. You shall have no obligation or responsibility as to our right to make shares available to our customers in any jurisdiction. We will make shares available to our customers only in
0/00 xxxxx xxxxxx and jurisdictions, and will ensure that we are properly licensed and qualified to offer and sell shares in any estate or other jurisdiction that requires such licensing or qualification in connection with our activities.
Qualification of Fund Shares. We will make available to you a list of the states and other jurisdictions in which Shares have satisfied applicable requirements for offer and sale or are exempt from any such requirements, which list may be revised from time to time. You will offer or sell Shares (i) only in such states and jurisdictions and (ii) only under circumstances that will result in compliance with applicable federal and state securities laws. In connection with sales 10000 Xxxxxxxx Xxxxx, Xxxxx 000, Xxxxxxx, Xxxxx 00000 800-000-0000 cxxxxxxxxxxxxxx.xxx and offers to sell Shares, you or your agent will furnish to each person to whom any such sale or offer is being made a copy of the Prospectus for the applicable Fund(s). We act solely as agent for the Sxxxxxx Funds and are not responsible for qualifying Shares for sale in any jurisdiction. We are also not responsible for the issuance, form, validity, enforceability or value of Shares. Nothing herein contained, however, shall be deemed to be a condition, stipulation or provision binding any persons acquiring any security to waive compliance with any provisions of the Securities Act of 1933, as amended (the 1933 Act), or of the Rules and Regulations of the Securities Exchange Commission (the SEC), or to relieve the parties hereto from any liability arising under the 1933 Act. You agree to indemnify us and the Sxxxxxx Funds for any claim, liability, expense or loss arising in any way out of an offer or sale by you in any state or jurisdiction in which the Shares are not registered or qualified for offer or sale. Such indemnification shall survive the termination of this Agreement.
Qualification of Fund Shares. We will make available to you a list of the states and other jurisdictions in which Shares have satisfied applicable requirements for offer and sale or are exempt from any such requirements, which list may be revised from time to time. You will offer or sell Shares (i) only in such states and jurisdictions and (ii) only under circumstances that will result in compliance with applicable federal and state securities laws. In connection with sales and offers to sell Shares, you or your agent will furnish to each person to whom any such sale or offer is being made a copy of the Prospectus for the applicable Fund(s).
