REGULATORY FILINGS AND AGREEMENTS Sample Clauses

REGULATORY FILINGS AND AGREEMENTS. Eldorado has timely filed all material reports, registrations and statements, together with any amendments required to be made with respect thereto, that it was required to file since December 31, 1993 with any Bank Regulator, and all other material reports and statements required to be filed by it since December 31, 1993, including any report or statement required to be filed pursuant to the Laws of the United States (including those of the Board of Governors of the Federal Reserve and the FDIC) or the State of California, and has paid all fees and assessments due and payable in connection therewith. Except for normal examinations conducted by a Bank Regulator in the regular course of Eldorado's business or as disclosed on SCHEDULE 3.8, no Bank Regulator has initiated any proceeding or investigation into the business or operations of Eldorado since December 31, 1993 or, to Eldorado's Knowledge, is currently contemplating the initiation of any proceeding or investigation. Except as disclosed on SCHEDULE 3.8, Eldorado is not a party to or subject to any Regulatory Agreement with or from any Bank Regulator that restricts the conduct of Eldorado's business or in any manner relates to its capital adequacy, credit policies, loan origination practices or management nor has Eldorado been notified that any Bank Regulator is contemplating issuing or requesting (or considering the appropriateness of issuing or requesting) any such Regulatory Agreement. Except as disclosed on SCHEDULE 3.8, there exists no material unresolved violation, criticism or exception identified by any Bank Regulator with respect to any report or statement of Eldorado, or relating to any examination of Eldorado.
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REGULATORY FILINGS AND AGREEMENTS. Except as set forth in DISCLOSURE SCHEDULE SECTION 3.1.9, Palomar has timely filed all reports, registrations and statements, together with any amendments required to be made with respect thereto, that it was required to file since December 31, 1995 with any Palomar Regulator, and has paid all fees and assessments due and payable in connection therewith. Except as set forth on DISCLOSURE SCHEDULE SECTION 3.1.9, and 10 except for normal examinations conducted by a Palomar Regulator in the regular course of the business of Community, (a) no Palomar Regulator has initiated any proceeding or investigation or, to the best knowledge of Community, has threatened to initiate any proceeding or investigation, into the business or operations of Palomar or Community since December 31, 1995; (b) Palomar is not a party to or subject to, and since December 31, 1995 has not been a party to or subject to, any Regulatory Agreement with or from, and has not adopted any board resolutions at the request of, any Palomar Regulator that restricts the conduct of Palomar's business or in any manner relates to its business or financial condition, including without limitation its capital adequacy, credit policies, loan origination practices or management; (c) to the best knowledge of Palomar and Community, no Palomar Regulator is contemplating issuing or requesting (or considering the appropriateness of issuing or requesting) any such Regulatory Agreement; (d) there is no material unresolved violation, criticism, or exception by any Palomar Regulator with respect to any report or statement relating to any examination of Palomar; (e) the most recent Regulatory Rating given to Palomar respecting both CRA and other compliance matters is "satisfactory;" and (f) to the best knowledge of Palomar and Community, since the date of Palomar's last compliance examination it has not received any complaints regarding its compliance with CRA, Regulation B of the Federal Reserve Board or other similar Laws.
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REGULATORY FILINGS AND AGREEMENTS. Eldorado has timely filed all material reports, registrations and statements, together with any amendments required to be made with respect thereto, that it was required to file since December 31, 1993 with any Bank Regulator, and all other material reports and statements required to be filed by it since December 31, 1993, including any report or statement required to be filed pursuant to the Laws of the United States (including those of the Board of Governors of the Federal Reserve and the FDIC) or the State of California, and has paid all fees and assessments due and payable in connection therewith. Except for normal examinations conducted by a Bank Regulator in the regular course of Eldorado's business or as disclosed on Schedule 3.8, no Bank Regulator has initiated any proceeding or investigation into the business or operations of Eldorado since December 31, 1993 or, to Eldorado's Knowledge, is currently contemplating the initiation of any proceeding or
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REGULATORY FILINGS AND AGREEMENTS. Except as disclosed on Schedule 3.9, the Bank has timely filed all material reports, registrations and statements, together with any amendments required to be made with respect thereto, that it was required to file since December 31, 1992 with any Bank Regulator, and all other material reports and statements required to be filed by it since December 31, 1992, including any report or statement required to be filed pursuant to the laws, rules or regulations of the United States (including those of the Board of Governors of the Federal Reserve, the Federal Deposit Insurance Corporation and the OCC), and has paid all fees and assessments due and payable in connection therewith. Except for normal examinations conducted by a Bank Regulator in the regular course of the business of the Bank, and except as disclosed on Schedule 3.9, no Bank Regulator has initiated any proceeding or investigation or, to the best knowledge of the Bank, has threatened to initiate any proceeding or investigation, into the business or operations of the Bank since December 31, 1992. Except as disclosed on Schedule 3.9, the Bank is not a party to or subject to any Regulatory Agreement with or from any Bank Regulator that restricts the conduct of the Bank's business or in any manner relates to its capital adequacy, credit policies, loan origination practices or management nor, to the knowledge of the Bank, is any Bank Regulator contemplating issuing or requesting (or considering the appropriateness of issuing or requesting) any such Regulatory Agreement. Except as disclosed on Schedule 3.9, there is no material unresolved violation, criticism, or exception by any Bank Regulator with respect to any report or statement relating to any examination of the Bank.
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REGULATORY FILINGS AND AGREEMENTS. SUBJECT BANK has timely filed all reports, registrations and statements, together with any amendments required to be made with respect thereto, that it was required to file since December 31, 1994 with any Bank Regulator as to which a failure to file the same could reasonably be expected to have a Material Adverse Effect on SUBJECT BANK, including any such report or statement required to be filed pursuant to the Laws of the United States (including regulations of the FDIC and the Board of Governors of the Federal Reserve) or the State of California (including the California Department of Financial Institutions), and has paid all fees and assessments due and payable in connection therewith. Except as set forth on Disclosure Schedule Section 3.1.9, and except for normal examinations conducted by a Bank Regulator in the regular course of the business of SUBJECT BANK, no Bank Regulator has initiated any proceeding or investigation or, to the best knowledge of SUBJECT BANK, has threatened to initiate any proceeding or investigation, into the business or operations of SUBJECT BANK since December 31, 1992. SUBJECT BANK is not a party to or subject to, and since December 31, 1992 has not been a party to or subject to, any Regulatory Agreement with or from, and has not adopted any board resolutions at the request of, any Bank Regulator that restricts the conduct of SUBJECT BANK's business or in any manner relates to its business or financial condition, including without limitation its capital adequacy, credit policies, loan origination practices or management. To the knowledge of SUBJECT BANK, no Bank Regulator is contemplating issuing or requesting (or considering the appropriateness of issuing or requesting) any such Regulatory Agreement. There is no material unresolved violation, criticism, or exception by any Bank Regulator with respect to any report or statement relating to any examination of SUBJECT BANK.
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REGULATORY FILINGS AND AGREEMENTS. Except as set forth in --------------------------------- Disclosure Schedule Section 3.1.9, TNB has timely filed all reports, --------------------------------- registrations and statements, together with any amendments required to be made with respect thereto, that it was required to file since December 31, 1996 with any Bank Regulator, and has paid all fees and assessments due and payable in connection therewith. Except as set forth on Disclosure Schedule Section 3.1.9, ---------------------------------- and except for normal examinations conducted by a Bank Regulator in the regular course of the business of TNB, (a) no Bank Regulator has initiated any proceeding or investigation or, to the best knowledge of TNB, has threatened to initiate any proceeding or investigation, into the business or operations of TNB since December 31, 1996; (b) TNB is not a party to or subject to, and since December 31, 1996 has not been a party to or subject to, any Regulatory Agreement with or from, and has not adopted any board resolutions at the request of, any Bank Regulator that restricts the conduct of TNB's business or in any manner relates to its business or financial condition, including without limitation its capital adequacy, credit policies, loan origination practices or management; (c) to the best knowledge of TNB, no Bank Regulator is contemplating issuing or requesting (or considering the appropriateness of issuing or requesting) any such Regulatory Agreement; (d) there is no material unresolved violation, criticism, or exception by any Bank Regulator with respect to any report or statement relating to any examination of TNB; (e) the most recent Regulatory Rating given to TNB respecting both CRA and other compliance matters is at least "satisfactory"; and (f) to the best knowledge of TNB, since the date of its last compliance examination it has not received any complaints regarding its compliance with CRA, Regulation B of the Federal Reserve Board or other similar Laws.
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REGULATORY FILINGS AND AGREEMENTS. Asiana has timely filed all reports, registrations and statements, together with any amendments required to be made with respect thereto, that it was required to file since December 31, 2001 with any Bank Regulator as to which a failure to file the same could reasonably be expected to have a Material Adverse Effect on Asiana, including any such report or statement required to be filed pursuant to the Laws of the United States (including regulations of the FDIC and the Board of Governors of the Federal Reserve) or the State of California (including the California Department of Financial Institutions), and has paid all fees and assessments due and payable in connection therewith. Except as set forth on Disclosure Schedule Section 3.9, and except for normal examinations conducted by a Bank Regulator in the regular course of the business of Asiana, no Bank Regulator has initiated any proceeding or investigation or, to the best knowledge of Asiana, has threatened to initiate any proceeding or investigation, into the business or operations of Asiana. Except as set forth on Disclosure Schedule Section 3.9 and with the exception of the Consent Order, Asiana is not a party to or subject to, and has not been a party to or subject to, any Regulatory Agreement with or from, and has not adopted any board resolutions at the request of, any Bank Regulator that restricts the conduct of Asiana's business or in any manner relates to its business or financial condition, including without limitation its capital adequacy, credit policies, loan origination practices, Bank Secrecy Act compliance, or management. To the knowledge of Asiana, no Bank Regulator is contemplating issuing or requesting (or considering the appropriateness of issuing or requesting) any such Regulatory Agreement. With the exception of the matters referenced in the Consent Order, there is no material unresolved violation, criticism, or exception by any Bank Regulator with respect to any report or statement relating to any examination of Asiana. Asiana has not received written notice from either the FDIC or California Department of Financial Institutions that it has failed to comply in any material respect with any of its obligations under the Consent Order and is not aware of any instances of such non-compliance.
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Related to REGULATORY FILINGS AND AGREEMENTS

  • Regulatory Filings Except as disclosed in the Registration Statement and the Prospectus, neither the Company nor any of its Subsidiaries has failed to file with the applicable Governmental Authorities (including, without limitation, the FDA, or any foreign, federal, state, provincial or local Governmental Authority performing functions similar to those performed by the FDA) any required filing, declaration, listing, registration, report or submission, except for such failures that, individually or in the aggregate, would not have a Material Adverse Effect; except as disclosed in the Registration Statement and the Prospectus, all such filings, declarations, listings, registrations, reports or submissions were in compliance with applicable laws when filed and no deficiencies have been asserted by any applicable regulatory authority with respect to any such filings, declarations, listings, registrations, reports or submissions, except for any deficiencies that, individually or in the aggregate, would not have a Material Adverse Effect. The Company has operated and currently is, in all material respects, in compliance with the United States Federal Food, Drug, and Cosmetic Act, all applicable rules and regulations of the FDA and other federal, state, local and foreign Governmental Authority exercising comparable authority. The Company has no knowledge of any studies, tests or trials not described in the Prospectus the results of which reasonably call into question in any material respect the results of the studies, tests and trials described in the Prospectus.

  • Regulatory Filings and Approvals Copies of all necessary governmental and third party approvals, registrations, and filings in respect of the transactions contemplated by this Agreement;

  • Regulatory Materials (a) Alvogen shall have the sole right to control filing or submission of Regulatory Materials with the Regulatory Agencies in the Territory with respect to Product including the MAA Approval for Product and Regulatory Approvals in the Territory, subject to Section 3.2 and the oversight of and in consultation with the Executive Steering Committee, and [***]Certain confidential information contained in this document, marked by brackets, has been omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. shall be responsible for managing all communications and interactions with the Regulatory Agencies in the Territory with respect to Product in the Territory. In all cases, prior to the filing of any Regulatory Materials (including the MAA for Product) for Product with the applicable Regulatory Agency, Alvogen shall provide a copy thereof to Pfenex (through the Executive Steering Committee) for its review and comment. Pfenex shall have fifteen (15) Business Days from the date it receives a copy of any Regulatory Materials with respect to the Product to provide Alvogen with comments regarding such Regulatory Materials, unless the Regulatory Agencies in the Territory or Applicable Law requires that such Regulatory Material(s) be filed on a timeline that does not reasonably permit such advanced notice, in which case Pfenex shall have as much time as is reasonably practicable to provide Alvogen with comments. Alvogen shall consider all such comments in good faith. Alvogen shall, to the extent permitted by Applicable Law, provide Pfenex with (i) reasonable advanced notice (and in no event less than fifteen (15) Business Days’ advance notice whenever feasible) of substantive meetings with any Regulatory Agency in the Territory that are either scheduled with or initiated by or on behalf of Alvogen or its Affiliates, (ii) an opportunity to have a reasonable number (but at least two (2)) representatives participate in all substantive meetings with the Regulatory Agencies in the Territory with respect to Product, and in any case keep Pfenex informed as to all material interactions with the Regulatory Agencies in the Territory with respect to Product, and (iii) a copy of any material documents, information and correspondence submitted to or received from the Regulatory Agencies in the Territory with respect to Product as soon as reasonably practicable.

  • Reporting Obligations and Regulatory Approvals Applicable laws and regulations may require holders and beneficial owners of Shares, including the Holders and Beneficial Owners of ADSs, to satisfy reporting requirements and obtain regulatory approvals in certain circumstances. Holders and Beneficial Owners of ADSs are solely responsible for determining and complying with such reporting requirements and obtaining such approvals. Each Holder and each Beneficial Owner hereby agrees to make such determination, file such reports, and obtain such approvals to the extent and in the form required by applicable laws and regulations as in effect from time to time. Neither the Depositary, the Custodian, the Company or any of their respective agents or affiliates shall be required to take any actions whatsoever on behalf of Holders or Beneficial Owners to determine or satisfy such reporting requirements or obtain such regulatory approvals under applicable laws and regulations.

  • Regulatory Matters and Approvals Each of the Parties will give any notices to, make any filings with, and use its reasonable best efforts to obtain any necessary authorizations, consents, and approvals of governments and governmental agencies in connection with the transactions contemplated by this Agreement. Without limiting the generality of the foregoing:

  • Regulatory Agreements List any exceptions to the representation and warranty in Section 2.19

  • Necessary Filings 3 2.2. No Liens.........................................................3 2.3.

  • Regulatory Approvals All Requisite Regulatory Approvals shall have been obtained and shall remain in full force and effect and all statutory waiting periods in respect thereof shall have expired, and no such Requisite Regulatory Approval shall have resulted in the imposition of any Materially Burdensome Regulatory Condition.

  • Regulatory Reports (a) Since January 1, 2009 Seller has filed or furnished on a timely basis with the Commission all final registration statements, prospectuses, annual, quarterly or current reports and definitive proxy statements or other communications (other than general advertising materials), forms, reports, schedules, statements or other documents required to be filed or furnished by it pursuant to the Securities Act of 1933, as amended (the “1933 Act”), the Securities Exchange Act of 1934, as amended (the “1934 Act”), or the rules and regulations promulgated by the Commission (all such filed or furnished documents, together with all exhibits and schedules thereto and all information incorporated therein by reference, the “Seller SEC Documents”). Seller has previously delivered or made available to Acquiror an accurate and complete copy of each such Seller SEC Document. As of their respective filing dates (and, in the case of registration statements and proxy statements, as of the dates of their effectiveness and the dates of mailing, respectively), except to the extent that any Seller SEC Document has been amended by a subsequently filed Seller SEC Document prior to the date hereof, in which case, as of the date of such amendment, each such final registration statement, prospectus, annual, quarterly or current report and proxy statement or other communication, form, report, schedule, statement or other document, as of its date, complied in all material respects with all applicable Laws (including, without limitation, the 1933 Act, the 1934 Act and the Xxxxxxxx-Xxxxx Act of 2002, as amended) and did not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements made therein, in light of the circumstances under which they were made, not misleading; provided, that information as of a later date filed publicly shall be deemed to modify information as of an earlier date. To the Knowledge of Seller, there is no fact or circumstance that, individually or in the aggregate, materially and adversely has affected, is so affecting or could reasonably be expected in the future to so affect, the business, financial condition, results of operations or prospects of Seller and Seller Sub, taken individually or as a whole, that is required to be disclosed under the 1933 Act or the 1934 Act but has not been disclosed in such final registration statement, prospectus, annual, quarterly or current reports and definitive proxy statement or other communications, forms, reports, schedules, statements or other documents. None of Seller’s Subsidiaries is required to file periodic reports with the Commission.

  • Filings and Recordings The Administrative Agent shall have received all filings and recordations that are necessary to perfect the security interests of the Administrative Agent, on behalf of the Secured Parties, in the Collateral and the Administrative Agent shall have received evidence reasonably satisfactory to the Administrative Agent that upon such filings and recordations such security interests constitute valid and perfected first priority Liens thereon (subject to Permitted Liens).

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