Common use of Reimbursement Policy Clause in Contracts

Reimbursement Policy. The Company, the Dealer Manager and any agents of either, including any wholesalers, shall comply with (i) all applicable federal and state laws, regulations and rules and the rules of any applicable self-regulatory organization, including but not limited to, FINRA rules and interpretations governing cash and non-cash compensation, (ii) Ameriprise’s policies governing marketing fees, cash compensation and non-cash compensation as communicated in writing to the Dealer Manager, and (iii) Ameriprise’s wholesaler reimbursement policy as communicated in writing to the Dealer Manager, as amended from time to time in Ameriprise’s sole discretion; provided that such policies comply with the rules and regulations of FINRA and the Dealer Manager is notified of any changes to such policies.

Reimbursement Policy. The Company, the Dealer Manager and any agents of either, including any wholesalers, shall comply with (i) all applicable federal and state laws, regulations and rules and the rules of any applicable self-regulatory organization, including including, but not limited to, FINRA rules and interpretations governing cash and non-cash compensation, (ii) AmeripriseAmeriprise Financial’s policies governing marketing feesrevenue sharing, cash compensation and non-cash compensation compensation, as communicated in writing to the Dealer Manager, Manager and (iii) AmeripriseAmeriprise Financial’s wholesaler reimbursement policy as communicated in writing to the Dealer Manager, as amended from time to time in AmeripriseAmeriprise Financial’s sole discretion; , provided that such policies comply policy complies with the rules and regulations of FINRA and that the Dealer Manager is notified of any changes to such policies.

Reimbursement Policy. The Company, the Dealer Manager and any agents of either, including any wholesalers, shall comply with (i) all applicable federal and state laws, regulations and rules and the rules of any applicable self-regulatory organization, including but not limited to, FINRA rules and interpretations governing cash and non-cash compensation, and (ii) Ameriprisewith respect to payments of cash compensation by such persons to Ameriprise Financial and payments of non-cash compensation to associated persons of Ameriprise Financial, Ameriprise Financial’s policies governing marketing fees, cash compensation and non-cash compensation as communicated in writing to the Dealer Manager, and (iii) Ameriprise’s wholesaler reimbursement policy as communicated in writing to the Dealer Manager, as amended from time to time in AmeripriseAmeriprise Financial’s sole discretion; provided that provided, that, each such policies comply policy complies with the rules and regulations of FINRA and the Dealer Manager is notified in writing of any changes to such policiespolicy.

Reimbursement Policy. The Company, the Dealer Manager and any agents of either, including any wholesalers, shall comply with (i) all applicable federal and state laws, regulations and rules and the rules of any applicable self-regulatory organization, including but not limited to, FINRA rules and interpretations governing cash and non-cash compensation, (ii) Ameriprise’s policies governing marketing feesMarketing Fees, cash compensation and non-cash compensation as communicated in writing to the Dealer Manager, and (iii) Ameriprise’s wholesaler reimbursement policy as communicated in writing to the Dealer Manager, as amended from time to time in Ameriprise’s sole discretion; provided that such policies comply with the rules and regulations of FINRA and the Dealer Manager is notified of any changes to such policies.

Reimbursement Policy. The Company, the Dealer Manager and any agents of either, including any wholesalers, shall comply with (i) all applicable federal and state laws, regulations and rules and the rules of any applicable self-regulatory organization, including including, but not limited to, FINRA rules and interpretations governing cash and non-cash compensation, (ii) AmeripriseAmeriprise Financial’s policies governing marketing feescost reimbursement, cash compensation and non-cash compensation compensation, as communicated in writing to the Dealer Manager, Manager in writing and (iii) AmeripriseAmeriprise Financial’s wholesaler reimbursement policy as communicated in writing to the Dealer ManagerManager in writing, as amended from time to time in AmeripriseAmeriprise Financial’s sole discretion; , provided that such policies comply policy complies with the rules and regulations of FINRA and that the Dealer Manager is notified of any changes to such policiespolicies in writing.