Reporting of any Violations Sample Clauses

Reporting of any Violations. For any referenced policies in Section 42 of this document that have a reporting requirement for Suppliers (which includes Vendors) the Vendor Personnel who observe, suspect, receive allegations of misconduct or violations of any of the above referenced policies and requirements in section 4 of this document are required to report the conduct immediately, either orally or in writing by contacting The Office of Compliance and Internal Audit (OCIA) via email at xxxxxxxxxx@xxx000.xxx and OCIA’s Ethics and Compliance Hotline (0-000-000-0000 in the US, and +0-000-000-0000 outside the US). OCIA’s reporting website either with your name or anonymously (http.//www.FHI 000.xxx/xxxxxxxxxxxxxxxxxx). Please note that anonymous reports are generally more difficult to investigate due to limited information. When reporting, individuals are urged to provide as much detail as possible about the conduct, if possible, including identifying people who were involved or who witnessed the conduct, so long as this will not put the persons identified at risk of immediate harm. The Vendor must maintain policies that require Vendor Personnel to report any misconduct or violations to any other appropriate management within the Vendor’s organization, with any appropriate law enforcement agency or other regulatory agency as required by local laws.
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Reporting of any Violations. For any referenced policies in Section 42 of this document that have a reporting requirement for Suppliers (which includes Vendors) the Vendor Personnel who observe, suspect, receive allegations of misconduct or violations of any of the above referenced policies and requirements in section 4 of this document are required to report the conduct immediately, either orally or in writing by contacting The Office of Compliance and Internal Audit (OCIA) via email at xxxxxxxxxx@xxx000.xxx and OCIA’s Ethics and Compliance Hotline (0-000-000-0000 in the US, and +1-720-514- 4400 outside the US). XXXX’s reporting website either with your name or anonymously (http.//www.FHI 000.xxx/xxxxxxxxxxxxxxxxxx). Please note that anonymous reports are generally more difficult to investigate due to limited information. When reporting, individuals are urged to 38.5
Sample 1Sample 2
Reporting of any Violations. For any referenced policies in Section 42 of this document that have a reporting requirement for Suppliers (which includes Vendors) the Vendor Personnel who observe, suspect, receive allegations of misconduct or violations of any of the above referenced policies and requirements in section 4 of this document are required to report the conduct immediately, either orally or in writing by contacting The Office of Compliance and Internal Audit (OCIA) via email at xxxxxxxxxx@xxx000.xxx and OCIA’s Ethics and Compliance Hotline (0-000-000-0000 in the US, and +1-720-514- 4400 outside the US). XXXX’s reporting website either with your name or anonymously (http.//www.FHI 000.xxx/xxxxxxxxxxxxxxxxxx). Please note that anonymous reports are generally more difficult to investigate due to limited information. When reporting, individuals are urged to provide as much detail as possible about the conduct, if possible, including identifying people who were involved or who witnessed the conduct, so long as this will not put the persons identified at risk of immediate harm. The Vendor must maintain policies that require Vendor Personnel to report any misconduct or violations to any other appropriate management within the Vendor’s organization, with any appropriate law enforcement agency or other regulatory agency as required by local laws. 38.5 Signalement des infractions. Pour toutes les politiques citées en référence à la section 42 du présent document qui ont une exigence de déclaration pour les Prestataires (y compris les Fournisseurs), le Personnel du fournisseur qui observent, soupçonnent ou reçoivent des allégations d’inconduite ou de violation des politiques et exigences citées à la section 4 du présent document doivent signaler immédiatement la conduite, verbalement ou par écrit, en communiquant par courriel au Bureau de conformité et vérification interne (OCIA), à xxxxxxxxxx@xxx000.xxx et éthique de l’Assistance Éthique et OCIA (0-000-000-0000 aux États-Unis, et +0-000-000-0000 à l’extérieur des États-Unis). Le site Web de l’OCIA pour les déclarations, soit à votre nom ou sous couvert d’anonymat à l’adresse (http.//xxx.XXX000.xxx/xxxxxxxxxxxxxxxxxx). Veuillez noter que les signalements anonymes sont généralement plus difficiles à examiner en raison de l’information limitée. Les auteurs de signalement sont xxxxx de fournir le plus de détails possible sur la conduite, si possible, y compris l’identification des personnes qui ont été impliquées dans la conduite en quest...
Sample 1
Reporting of any Violations. For any referenced policies in Section 42 of this document that have a reporting requirement for Suppliers (which includes Vendors) the Vendor Personnel who observe, suspect, receive allegations of misconduct or violations of any of the above referenced policies and requirements in section 4 of this document are required to report the conduct immediately, either orally or in writing by contacting The Office of Compliance and Internal Audit (OCIA) via email at xxxxxxxxxx@xxx000.xxx and OCIA’s Ethics and Compliance Hotline (0-000-000-0000 in the US, and +0-000-000-0000 outside the US). OCIA’s reporting website either with your name or anonymously (http.//www.FHI 000.xxx/xxxxxxxxxxxxxxxxxx). Please note that anonymous reports are generally more difficult to investigate due to limited information. When reporting, individuals are urged to provide as much detail as possible about the conduct, if possible, including identifying people who were involved or who witnessed the conduct, so long as this will not put the persons identified at risk of immediate harm. The Vendor must maintain policies that require Vendor Personnel to report any misconduct or violations to any other appropriate management within the Vendor’s organization, with any appropriate law enforcement agency or other regulatory agency as required by local laws. هذھ نﻣ 42 مﺳﻘﻟا ﻲﻓ ﺎﮭﯾﻟإ ةرﺎﺷﻹا تﻣﺗ تﺎﺳﺎﯾﺳ يأ ﻰﻟإ ﺔﺑﺳﻧﻟﺎﺑ .تﺎﻛﺎﮭﺗﻧا يأ نﻋ غﻼﺑﻹا 38.5 دروﻣﻟا ﻲﻔظوﻣ نﻣ بﻠطﺗﯾ ،(نﯾدروﻣﻟا لﻣﺷﺗ ﻲﺗﻟاو) نﯾدروﻣﻟا غﻼﺑإ تﺎﺑﻠطﺗﻣ نﻣﺿﺗﺗ ﻲﺗﻟاو ﺔﻘﯾﺛوﻟا تﺎﺳﺎﯾﺳﻟا نﻣ يأ تﺎﻛﺎﮭﺗﻧا وأ كوﻠﺳﻟا ءوﺳ نﺄﺷﺑ تاءﺎﻋدا نوﻘﻠﺗﯾ وأ ﻲﻓ نوﮭﺑﺗﺷﯾ وأ نوظﺣﻼﯾ نﯾذﻟا ﺎﻣإ ،روﻔﻟا ﻰﻠﻋ كوﻠﺳﻟا اذھ نﻋ غﻼﺑﻹا ﺔﻘﯾﺛوﻟا هذھ نﻣ 4 مﺳﻘﻟا ﻲﻓ هﻼﻋأ ﺎﮭﯾﻟإ رﺎﺷﻣﻟا تﺎﺑﻠطﺗﻣﻟاو دﯾرﺑﻟا رﺑﻋ (OCIA) ﻲﻠﺧادﻟا ﻖﯾﻗدﺗﻟاو لﺎﺛﺗﻣﻻا بﺗﻛﻣﺑ لﺎﺻﺗﻻا ﻖﯾرط نﻋ ﺎًﯾﺑﺎﺗﻛ وأ ﺎﯾً ﮭﻔﺷ بﺗﻛﻣ ﻲﻓ لﺎﺛﺗﻣﻻاو تﺎﯾﻗﻼﺧﻸﻟ نﺧﺎﺳﻟا طﺧﻟاو xxxxxxxxxx@xxx000.xxx :ﻲﻧورﺗﻛﻟﻹا +1-720-و ،ةدﺣﺗﻣﻟا تﺎﯾﻻوﻟا ﻲﻓ 0-000-000-0000) -:مﻗرﻟا رﺑﻋ ﻲﻠﺧادﻟا ﻖﯾﻗدﺗﻟاو لﺎﺛﺗﻣﻻا ﻖﯾﻗدﺗﻟاو لﺎﺛﺗﻣﻻا بﺗﻛﻣﺑ صﺎﺧﻟا غﻼﺑﻺﻟ ﻲﻧورﺗﻛﻟﻹا ﻊﻗوﻣﻟا .(ةدﺣﺗﻣﻟا تﺎﯾﻻوﻟا جرﺎﺧ 514-4400 http.//www.FHI ) كﺗﯾوھ نﻋ فﺷﻛﻟا نودﺑ وأ كﻣﺳﺎﺑ ﺎﻣإ ﻲﻠﺧادﻟا ﺔﯾوﮭﻟا ﺔﻟوﮭﺟﻣ تﺎﻏﻼﺑﻟا ﻲﻓ ﻖﯾﻘﺣﺗﻟا نأ ﺔظﺣﻼﻣ ﻰﺟرُﯾ .(000.xxx/xxxxxxxxxxxxxxxxxx مﯾدﻘﺗ ﻰﻠﻋ دارﻓﻷا ثﺣُﯾ ،غﻼﺑﻹا دﻧﻋو .ةدودﺣﻣﻟا تﺎﻣوﻠﻌﻣﻟا بﺑﺳﺑ مﺎﻋ لﻛﺷﺑ ﺔﺑوﻌﺻ رﺛﻛأ نوﻛﯾ وأ نﯾطروﺗﻣﻟا صﺎﺧﺷﻷا دﯾدﺣﺗ كﻟذ ﻲﻓ ﺎﻣﺑ ،نﻛﻣأ نإ ،كوﻠﺳﻟا لوﺣ لﯾﺻﺎﻔﺗﻟا نﻣ نﻛﻣﻣ ردﻗ رﺑﻛأ ىذﻷ ضرﻌﺗﻟا رطﺧﻟ مھدﯾدﺣﺗ مﺗ نﯾذﻟا صﺎﺧﺷﻷا ضرﻌﯾ نﻟ اذھ نأ ﺎﻣﻟﺎط ،كوﻠﺳﻟا اودﮭﺷ نﯾذﻟا ءوﺳ يأ نﻋ غﻼﺑﻹا دروﻣﻟا ﻲﻔظوﻣ نﻣ بﻠطﺗﺗ ﻲﺗﻟا تﺎﺳﺎﯾﺳﻟا ﻰﻠﻋ دروﻣﻟا ظﻓﺎﺣﯾ نأ بﺟﯾو .يروﻓ ذﺎﻔﻧﻹ ﺔﺑﺳﺎﻧﻣ ﺔﻟﺎﻛو يأ ...
Sample 1
Reporting of any Violations. For any referenced policies in Section 42 of this document that have a reporting requirement for Suppliers (which includes Vendors) the Vendor Personnel who observe, suspect, receive allegations of misconduct or violations of any of the above referenced policies and requirements in section 4 of this document are required to report the conduct immediately, either orally or in writing by contacting The Office of Compliance and Internal Audit (OCIA) via email at xxxxxxxxxx@xxx000.xxx and OCIA’s Ethics and Compliance Hotline (0-000-000-0000 in the US, and +1-720-514- 4400 outside the US). OCIA’s reporting website either with your name or anonymously (http.//www.FHI 000.xxx/xxxxxxxxxxxxxxxxxx). Please note that anonymous reports are generally more difficult to investigate due to limited information. When reporting, individuals are urged to provide as much detail as possible about the conduct, if possible, including identifying people who were involved or who witnessed the
Sample 1
Reporting of any Violations. For any referenced policies in Section 42 of this document that have a reporting requirement for Suppliers (which includes Vendors) the Vendor Personnel who observe, suspect, receive allegations of misconduct or violations of any of the above referenced policies and requirements in section 4 of this document are required to report the conduct immediately, either orally or in writing by contacting The Office of Compliance and Internal Audit (OCIA) via email at Xxxxxxxxxx@XXX000.xxx and OCIA’s Ethics and ﺔﯾﺻﺎﺧ وأ ﺔﻟﺎﺣ وأ ﺔﺋﻓ يأ وأ / و ،ﺔﻘﺣﻼﻣﻟا / ةدرﺎطﻣﻟا وأ ﻲﺳﻧﺟﻟا ءادﺗﻋﻻا ﻲﻔظوﻣ ﻊﻧﻣﺗ نأ دروﻣﻟا ﻰﻠﻋ بﺟﯾو .ﻲﻠﺣﻣﻟا نوﻧﺎﻘﻟا ﺔطﺳاوﺑ ﺔﯾﻣﺣﻣ ىرﺧأ كﯾرﺷ يأ ىدﻟ نﯾﻔظوﻣ وأ دروﻣﻠﻟ فظوﻣ يﺄﺑ شرﺣﺗﻟا نﻣ ًﺎﺗﺎﺑ ًﺎﻌﻧﻣ دروﻣﻟا رﺧآ صﺧﺷ يأ وأ ؛ﺞﻣﺎﻧرﺑﻟا ﻲﻓ نوﻛرﺎﺷﻣﻟا وأ ؛لﯾﻣﻋ وأ ﻊﺋﺎﺑ وأ دروﻣﻠﻟ لﻣﻌﻟﺎﺑ ﺔﻘﻠﻌﺗﻣﻟا فﻗاوﻣﻟا ﻲﻓ دروﻣﻟا وﻔظوﻣ ﻊﻣ نوﻠﺻاوﺗﯾ تﺎﺳرﺎﻣﻣﻟا نوﻧﺎﻘﻟ لﺎﺛﺗﻣﻻاو ؛نﯾﻟوؤﺳﻣﻟا وأ تﺎﻣوﻛﺣﻟا ﻊﻣ لﻣﺎﻌﺗﻟا 5.38 ﺔﻣظﻧﻣﻠﻟ ةدﺣوﻣﻟا ﺔﺳﺎﯾﺳﻟا نﺄﺑ دروﻣﻟا رﻘﯾ .ﺔﯾﺟرﺎﺧﻟا تﻼﻣﺎﻌﻣﻟا ﻲﻓ ةدﺳﺎﻔﻟا - :ﻰﻠﻋ FHI 360 لﺎﺛﺗﻣا بﺗﻛﻣﺑ صﺎﺧﻟا بﯾوﻟا ﻊﻗوﻣ ﻰﻠﻋ ﺔﺣﺎﺗﻣﻟا (https.//www.FHI 000.xxx/xxxxx-xx/xxxxxxxxxx-xxxxxx ) موﻘﯾ نﻟو .نوﻧﺎﻘﻟا حورو صﻧ رﺎطإ ﻲﻓ FHI 360 ﺔطﺷﻧأ ءارﺟإ بﻠطﺗﺗ وأ ﮫﺋﻼﻛو وأ ﮫﯾﻔظوﻣو ﮫﻟ ﺔﻌﺑﺎﺗﻟا تﺎﻛرﺷﻟا نﻣ يأ كﻟذ ﻲﻓ ﺎﻣﺑ ،دروﻣﻟا رﯾﻏ وأ رﺷﺎﺑﻣ لﻛﺷﺑ ءاوﺳ ،تﺎﻋوﻓد يﺄﺑ ،ﮫﺗرادإ ﻲﻓ نﯾرﺧﻵا ءﺎﺿﻋﻷا ،ﺔﯾﺳﺎﯾﺳﻟا بازﺣﻷا ﻲﻟوؤﺳﻣ وأ ﺔﻣوﻛﺣﻠﻟ ىرﺧﻷا لوﺻﻷا وأ لاوﻣﻸﻟ ،رﺷﺎﺑﻣ صﺎﺧﺷأ وأ ىرﺧأ تﺎﻛرﺷ نﻋ نﯾﻠﺛﻣﻣ يأ وأ ،ﺔﻣﺎﻌﻟا بﺻﺎﻧﻣﻠﻟ نﯾﺣﺷرﻣﻟاو ثﯾﺣ ("نﯾﻟوؤﺳﻣﻟا" مﺳﺎﺑ ﺎًﻌﯾﻣﺟ مﮭﯾﻟإ رﺎﺷﯾ) ﻖﺑﺳ ﺎﻣﻣ يأ نﻋ ﺔﺑﺎﯾﻧ فرﺻﺗﻟﺎﺑ رظﻧﻟا ضﻐﺑو ،كﻟذ ﻰﻟإ ﺔﻓﺎﺿﻹﺎﺑو .نوﻧﺎﻗ يﻷ ﺎﻛﺎﮭﺗﻧا تﺎﻋوﻓدﻣﻟا هذھ لﻛﺷﺗ وأ رﺷﺎﺑﻣ لﻛﺷﺑ ءاوﺳ تﺎﻋوﻓدﻣ يﺄﺑ دروﻣﻟا موﻘﯾ نﻟ ،ﻲﻧوﻧﺎﻘﻟا ﻊﺑﺎطﻟا نﻋ تارارﻘﻟا ﻰﻠﻋ رﯾﺛﺄﺗﻟا ضرﻐﻟ ﻊﻓدﻟا اذھ نﺎﻛ لﺎﺣ ﻲﻓ نﯾﻟوؤﺳﻣﻠﻟ رﺷﺎﺑﻣ رﯾﻏ رﺧآ بﻧﺎﺟ يأ وأ نطﺎﺑﻟا نﻣ دﻘﻌﻟا اذھ عوﺿوﻣﺑ لﺻﺗﯾ ﺎﻣﯾﻓ تاءارﺟﻹا وأ .FHI 360 ﺔﻣظﻧﻣ تﺎﯾﻠﻣﻋ نﻣ ﺎﮭﯾﻟإ ةرﺎﺷﻹا تﻣﺗ تﺎﺳﺎﯾﺳ يأ ﻰﻟإ ﺔﺑﺳﻧﻟﺎﺑ .تﺎﻛﺎﮭﺗﻧا يأ نﻋ غﻼﺑﻹا 6.38 Compliance Hotline (0-000-000-0000 in the US, and +1-720- 514-4400 outside the US). OCIA’s reporting website either with your name or anonymously (http.//www.FHI 000.xxx/xxxxxxxxxxxxxxxxxx ). Please note that anonymous reports are generally more difficult to investigate due to limited information. When reporting, individuals are urged to provide as much detail as possible about the conduct, if possible, including identifying people who were involved or who witnessed the conduct, so long as this will not put the persons identified at risk of immediate harm. The Vendor must maintain policies that require Vendor Personnel to report any misconduct or violations نﯾدروﻣﻟا غﻼﺑإ تﺎﺑﻠطﺗﻣ نﻣﺿﺗﺗ ﻲﺗﻟا...
Sample 1

Related to Reporting of any Violations

  • Reporting Violations You must immediately report any known violation of the District’s applicable policies, Internet safety plan, or acceptable use guidelines to a supervising teacher (if student) or the technology coordinator. • You must report to a supervising teacher (if student) or the technology coordinator any requests for personally identifying information or contact from unknown individuals, as well as any content or communication that is abusive, obscene, pornographic, sexually oriented, threatening, harassing, damaging to another’s reputation, or illegal. User’s Name (printed):

  • Reporting of Compliance Matters (a) The Sub-Adviser shall promptly provide to the Trust’s Chief Compliance Officer (“CCO”) the following documents: (i) copies of all SEC examination correspondences, including correspondences regarding books and records examinations and “sweep” examinations, issued during the term of this Agreement, in which the SEC identified any concerns, issues or matters (such correspondences are commonly referred to as “deficiency letters”) relating to any aspect of the Sub-Adviser’s investment advisory business and the Sub-Adviser’s responses thereto; (ii) a report of any material violations of the Sub-Adviser’s Compliance Program or any “material compliance matters” (as such term is defined in Rule 38a-1 under the 0000 Xxx) that have occurred with respect to the Sub-Adviser’s Compliance Program; (iii) a report of any material changes to the policies and procedures that compose the Sub-Adviser’s Compliance Program; (iv) a copy of the Sub-Adviser’s chief compliance officer’s report (or similar document(s) which serve the same purpose) regarding his or her annual review of the Sub-Adviser’s Compliance Program, as required by Rule 206(4)-7 under the Advisers Act; and (v) an annual (or more frequently as the Trust’s CCO may reasonably request) representation regarding the Sub-Adviser’s compliance with Paragraphs 7 and 8 of this Agreement. (b) The Sub-Adviser shall also provide the Trust’s CCO with: (i) reasonable access to the testing, analyses, reports and other documentation, or summaries thereof, that the Sub-Adviser’s chief compliance officer relies upon to monitor the effectiveness of the implementation of the Sub-Adviser’s Compliance Program; and (ii) reasonable access, during normal business hours, to the Sub-Adviser’s facilities for the purpose of conducting pre-arranged on-site compliance related due diligence meetings with personnel of the Sub-Adviser.

  • Compliance with 1934 Act; Public Information Failures For so long as the Buyer beneficially owns the Note, Warrant, Conversion Shares, or any Exercise Shares, the Company shall comply with the reporting requirements of the 1934 Act; and the Company shall continue to be subject to the reporting requirements of the 1934 Act. During the period that the Buyer beneficially owns the Note, if the Company shall (i) fail for any reason to satisfy the requirements of Rule 144(c)(1), including, without limitation, the failure to satisfy the current public information requirements under Rule 144(c) or (ii) if the Company has ever been an issuer described in Rule 144(i)(1)(i) or becomes such an issuer in the future, and the Company shall fail to satisfy any condition set forth in Rule 144(i)(2) (each, a “Public Information Failure”) then, as partial relief for the damages to the Buyer by reason of any such delay in or reduction of its ability to sell the Securities (which remedy shall not be exclusive of any other remedies available pursuant to this Agreement, the Note, or at law or in equity), the Company shall pay to the Buyer an amount in cash equal to three percent (3%) of the Purchase Price on each of the day of a Public Information Failure and on every thirtieth day (pro rated for periods totaling less than thirty days) thereafter until the date such Public Information Failure is cured. The payments to which a holder shall be entitled pursuant to this Section 4(k) are referred to herein as “Public Information Failure Payments.” Public Information Failure Payments shall be paid on the earlier of (i) the last day of the calendar month during which such Public Information Failure Payments are incurred and (iii) the third business day after the event or failure giving rise to the Public Information Failure Payments is cured. In the event the Company fails to make Public Information Failure Payments in a timely manner, such Public Information Failure Payments shall bear interest at the rate of 5% per month (prorated for partial months) until paid in full.

  • Notice of Violations Manager shall forward to Owner promptly upon receipt all notices of violation or other notices from any governmental authority, and board of fire underwriters or any insurance company, and shall make such recommendations regarding compliance with such notice as shall be appropriate.

  • Reporting of Reportable Events If Xxxxx determines (after a reasonable opportunity to conduct an appropriate review or investigation of the allegations) through any means that there is a Reportable Event, Xxxxx shall notify OIG, in writing, within 30 days after making the determination that the Reportable Event exists.

  • Notification of Breach / Compliance Reports The Adviser shall notify the Trust immediately upon detection of (i) any material failure to manage any Fund in accordance with its investment objectives and policies or any applicable law; or (ii) any material breach of any of the Funds’ or the Adviser’s policies, guidelines or procedures. In addition, the Adviser shall provide a quarterly report regarding each Fund’s compliance with its investment objectives and policies, applicable law, including, but not limited to the 1940 Act and Subchapter M of the Code, as applicable, and the Fund’s policies, guidelines or procedures as applicable to the Adviser’s obligations under this Agreement. The Adviser agrees to correct any such failure promptly and to take any action that the Board may reasonably request in connection with any such breach. Upon request, the Adviser shall also provide the officers of the Trust with supporting certifications in connection with such certifications of Fund financial statements and disclosure controls pursuant to the Xxxxxxxx-Xxxxx Act. The Adviser will promptly notify the Trust in the event (i) the Adviser is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board, or body, involving the affairs of the Trust (excluding class action suits in which a Fund is a member of the plaintiff class by reason of the Fund’s ownership of shares in the defendant) or the compliance by the Adviser with the federal or state securities laws or (ii) an actual change in control of the Adviser resulting in an “assignment” (as defined in the 0000 Xxx) has occurred or is otherwise proposed to occur.

  • Assessments of Compliance and Attestation Reports On and after January 1, 2006, the Master Servicer shall service and administer the related Mortgage Loans in accordance with all applicable requirements of the Servicing Criteria. The Master Servicer shall deliver to the Trustee and the Depositor on or before February 28 of each calendar year beginning in 2007, a report (an "Assessment of Compliance") reasonably satisfactory to the Trustee regarding the Master Servicer's assessment of compliance with the Servicing Criteria during the preceding calendar year as required by Rules 13a-18 and 15d-18 of the Exchange Act and Item 1122 of Regulation AB, which as of the date hereof, require a report by an authorized officer of the related Servicer that contains the following: (a) A statement by such officer of its responsibility for assessing compliance with the Servicing Criteria applicable to the Master Servicer; (b) A statement by such officer that such officer used the Servicing Criteria to assess compliance with the Servicing Criteria applicable to the Master Servicer; (c) An assessment by such officer of the Master Servicer's compliance with the applicable Servicing Criteria for the period consisting of the preceding calendar year, including disclosure of any material instance of noncompliance with respect thereto during such period, which assessment shall be based on the activities it performs with respect to asset-backed securities transactions taken as a whole involving the Master Servicer, that are backed by the same asset type as the Mortgage Loans; (d) A statement that a registered public accounting firm has issued an attestation report on the Master Servicer's Assessment of Compliance for the period consisting of the preceding calendar year; and (e) A statement as to which of the Servicing Criteria, if any, are not applicable to the Master Servicer, which statement shall be based on the activities it performs with respect to asset-backed securities transactions taken as a whole involving the Master Servicer, that are backed by the same asset type as the Mortgage Loans. Such report at a minimum shall address each of the Servicing Criteria specified on a certification substantially in the form of Exhibit CC hereto delivered to the Trustee and the Depositor concurrently with the execution of this Agreement. On or before February 28 of each calendar year beginning in 2007, the Master Servicer shall furnish to the Trustee and the Depositor a report (an "Attestation Report") by a registered public accounting firm that attests to, and reports on, the Assessment of Compliance made by the Master Servicer, as required by Rules 13a-18 and 15d-18 of the Exchange Act and Item 1122(b) of Regulation AB, which Attestation Report must be made in accordance with standards for attestation reports issued or adopted by the Public Company Accounting Oversight Board. The Master Servicer shall cause any subservicer, and each subcontractor determined by the Master Servicer to be "participating in the servicing function" within the meaning of Item 1122 of Regulation AB, to deliver to the Trustee and the Depositor an assessment of compliance and accountants' attestation. If the Master Servicer cannot deliver the related Assessment of Compliance or Attestation Report by February 28th of such year, the Trustee, at its sole option, may permit a cure period for the Master Servicer to deliver such Assessment of Compliance or Attestation Report, but in no event later than March 10th of such year. The Trustee shall also provide an Assessment of Compliance and Attestation Report, as and when provided above, which shall at a minimum address each of the Servicing Criteria specified on Exhibit N hereto which are indicated as applicable to the "trustee" or "securities administrator." In addition, the Trustee shall cause the Custodian to deliver to the Trustee and the Depositor an Assessment of Compliance and Attestation Report, as and when provided above, which shall at a minimum address each of the Servicing Criteria specified on Exhibit N hereto which are indicated as applicable to a "custodian." Notwithstanding the foregoing, as to any Custodian, an Assessment of Compliance is not required to be delivered unless it is required as part of a Form 10-K with respect to the Trust Fund. Failure of the Master Servicer to timely comply with this Section 3.20 shall be deemed an Event of Default, automatically, without notice and without any cure period, and the Trustee may, in addition to whatever rights the Trustee may have under this Agreement and at law or equity or to damages, including injunctive relief and specific performance, terminate all the rights and obligations of the Master Servicer under this Agreement and in and to the Mortgage Loans serviced by it and the proceeds thereof without compensating the Master Servicer for the same. This paragraph shall supercede any other provision in this Agreement or any other agreement to the contrary.

  • General Reporting Requirements The MA-PD Sponsor agrees to submit to information to CMS according to 42 CFR §§423.505(f), 423.514, and the “Final Medicare Part D Reporting Requirements,” a document issued by CMS and subject to modification each program year.

  • Authorization; No Violation Guarantor is authorized to execute, deliver and perform under this Guaranty, which is a valid, binding, and enforceable obligation of Guarantor in accordance with its terms, except as enforceability may be limited by bankruptcy, insolvency, reorganization, moratorium, or similar laws affecting creditor's rights generally. The execution, delivery and performance of this Guaranty are not in violation of any applicable law, regulation or ordinance, or any order or ruling of any court or governmental agency applicable to the Guarantor. The Guaranty does not conflict with, or constitute a breach or default under, any agreement to which Guarantor is a party.

  • Compliance with Exchange Act The Company has filed with the Commission a Form 8-A (file number 001-[●]) providing for the registration under the Exchange Act of the Securities, the Common Stock included as part of the Securities and the Warrants included as part of the Securities. The registration of such securities under the Exchange Act has been declared effective by the Commission on or prior to the date of this Agreement. The Securities have been authorized for listing, subject to official notice of issuance and evidence of satisfactory distribution, on the New York Stock Exchange, and the Company knows of no reason or set of facts that is likely to adversely affect such authorization.

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