REPRESENTATIONS AS TO CAPACITY TO ENTER INTO AGREEMENT Sample Clauses

REPRESENTATIONS AS TO CAPACITY TO ENTER INTO AGREEMENT. If you are an individual, you represent that you are of legal age, that unless otherwise disclosed to LPL in writing, you are not an employee of any securities exchange, or of any corporation of which any exchange owns a majority of the capital stock, or of a member firm or member corporation registered on any exchange or of a bank, trust company, insurance company, or of any corporations, firm or individual engaged in the business of dealing either as broker or as principal in securities, bills of exchange, acceptances or other forms of commercial paper. You further represent that no one except you has an interest in your Account with LPL.
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REPRESENTATIONS AS TO CAPACITY TO ENTER INTO AGREEMENT. 13. The undersigned, if an individual represents that the undersigned is of full age, that unless otherwise disclosed to you in writing, the undersigned is not an employee of any exchange, or of any corporation of which any exchange owns a majority of the capital stock, or of a member firm or member corporation registered on any exchange or of a bank, trust company, insurance company or of any corporations, firm or individual engaged in the business of dealing either as a broker or as principal in securities, bills of exchange, acceptances or other forms of commercial paper. The undersigned further represents that no one except the undersigned has an interest in the account or accounts of the undersigned with you.
REPRESENTATIONS AS TO CAPACITY TO ENTER INTO AGREEMENT. The undersigned, if an individual, represents that he or she is of full age, that unless otherwise disclosed to Pershing in writing the undersigned is not an employee of any exchange; or an employee of any corporation of which any exchange owns a majority of the capital stock; or an employee of a member firm or member corporation registered on any exchange; or an employee of a bank, trust company, insurance company; or an employee of any corporation, firm, or individual engaged in the business of dealing either as a broker or as principal in securities, bills of exchange, acceptances, or other forms of commercial paper. The undersigned further represents that no one except the undersigned has an interest in the account or accounts of the undersigned with Pershing.
REPRESENTATIONS AS TO CAPACITY TO ENTER INTO AGREEMENT. The Customer, if an individual, represents that he or she is of full age, that unless otherwise disclosed to Pershing in writing the Customer is not an employee of any exchange; or an employee of any corporation of which any exchange owns a majority of the capital stock; or an employee of a member firm or member corporation registered on any exchange; or an employee of a bank, trust company, insurance company; or an employee of any corporation, firm, or individual engaged in the business of dealing either as a broker or as principal in securities, bills of exchange, acceptances, or other forms of commercial paper. The Customer further represents that no one except the Customer has an interest in the account or accounts of the Customer with Pershing.
REPRESENTATIONS AS TO CAPACITY TO ENTER INTO AGREEMENT. If you are a natural person; you represent that you are of legal age. Unless otherwise specifically disclosed in writing, you represent that you are not an employee of any of the following: an exchange, an exchange member, a corporation in which an exchange is a majority shareholder, a member corporation registered on any exchange, trust company, insurance company, bank, or any entity or individual engaged in the business of dealing, either as a broker or a dealer, in securities, commercial paper, or bonds. You represent that no one except you has an interest in your account(s) unless such interest is revealed in the title of the account.
REPRESENTATIONS AS TO CAPACITY TO ENTER INTO AGREEMENT. The APPLICANT, if an individual, represents that the APPLICANT is of legal age, and, unless otherwise specifically disclosed in writing herewith, that the APPLICANT is not an employee of any exchange, or of any corporation of which any exchange owns a majority of the capital stock, or of a member of any exchange or of a member firm or member corporation registered on any exchange, or of a bank, trust company, insurance company or of any corporation, firm or individual engaged in the business of dealing, either as broker or as principal, in securities, bills of exchange, acceptances or other forms of commercial paper. The APPLICANT further represents that no one except the APPLICANT has an interest in the account or accounts of the APPLICANT maintained by the Clearing Agent, and that the APPLICANT shall cause notification to the Clearing Agent in writing of any change.
REPRESENTATIONS AS TO CAPACITY TO ENTER INTO AGREEMENT. You represent that you are a legal entity duly formed and organized and are hereby authorized to enter into this agreement with CenterPoint Securities, and that the person executing this agreement on your behalf has the full power and authority to execute and deliver this agreement on your behalf. Further you represent unless otherwise disclosed to CenterPoint Securities in writing that you are not affiliated with any exchange; or affiliated with any corporation of which any exchange owns a majority of the capital stock; or affiliated with a member firm or member corporation registered on any exchange; or affiliated with a bank, trust company, insurance company; or affiliated with any corporation, firm, or individual engaged in the business of dealing either as a broker or as principal in securities, bills of exchange, acceptances, or other forms of commercial paper. You further represent that no one except you has an interest in your account or accounts with CenterPoint Securities
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REPRESENTATIONS AS TO CAPACITY TO ENTER INTO AGREEMENT. You represent that you are a legal entity duly formed and organized and are hereby authorized to enter into this agreement with Velocity, and that the person executing this agreement on your behalf has the full power and authority to execute and deliver this agreement on your behalf. Further you represent unless otherwise disclosed to Velocity in writing that you are not affiliated with any exchange; or affiliated with any corporation of which any exchange owns a majority of the capital stock; or affiliated with a member firm or member corporation registered on any exchange; or affiliated with a bank, trust company, insurance company; or affiliated with any corporation, firm, or individual engaged in the business of dealing either as a broker or as principal in securities, bills of exchange, acceptances, or other forms of commercial paper. You further represent that no one except you has an interest in your account or accounts with Velocity.

Related to REPRESENTATIONS AS TO CAPACITY TO ENTER INTO AGREEMENT

  • Representations, Warranties, Agreements to Survive All representations, warranties and agreements contained in this Agreement or in certificates of officers of the Company submitted pursuant hereto, shall remain operative and in full force and effect regardless of (i) any investigation made by or on behalf of any Underwriter or its Affiliates or selling agents, any person controlling any Underwriter, its officers or directors or any person controlling the Company or (ii) delivery of and payment for the Public Securities.

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