Member Firm definition

Member Firm or “Member” means a partnership, corporation or legal entity admitted to Exchange membership and whose membership has not been terminated. For the purpose of the compliance procedures, a Member Firm shall include a former Member Firm where appropriate;
Member Firm means a member or participant of any of the Participating SROs that is a registered dealer in Canada.

Examples of Member Firm in a sentence

  • The Company’s accounting firm is Xxxxxx Xxxxxxx, Member Firm of KPMG International.

  • To the knowledge of the Company, Xxx Xxxx, Certified Public Accountants (Isr.), a BDO Member Firm, independent registered public accounting firm (the “Auditor”), whose report is filed with the Commission as part of the Registration Statement, the Pricing Disclosure Package and the Prospectus, is an independent registered public accounting firm as required by the Securities Act and the Securities Act Regulations and the Public Company Accounting Oversight Board.


More Definitions of Member Firm

Member Firm means a member as that term is defined in Section 3(a)(3) of the Exchange Act.
Member Firm means a partnership which carries on a business of dealing in securities and is recognised as a dealing member by a stock exchange;
Member Firm means a Firm which is a Member;
Member Firm means a partnership, corporation or legal entity admitted to Exchange membership and whose membership has not been terminated.
Member Firm means a firm engaged in public practice where more than 50% of the rights to vote on all, or substantially all, matters of substance regarding the firm are held by members.
Member Firm means a Principal Firm, an Association Member Firm, an
Member Firm means the company, body corporate, partnership, undertaking, entity or juristic person that is a member of DTTL, and includes such member’s Associates, divisions, departments, predecessors, successors, assignees, and Personnel;