Risk of Securities Sample Clauses

Risk of Securities. Trading 25.1.
Sample 1
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Risk of Securities. Transactions 1. Z b4 EBgfeh The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely to incur losses as to gain profits when buying and selling securities. Client should understand the risks of investment in stock market before they make investment decisions. Client shall also assess their abilities and willingness in assuming such risks. Client is also advised to seek the independent financial advice if he wishes. [0" 8#6 6)# P 6ŒgE. < "… [0" 8## #.# ]‡ E Q [q1 ; A \ \˚[0" 7 /‹ + P ) \Æ#‰" ?K #·O # P 6Œ2´Q 3 ) + <2|\fi<a+ 2"4 1 g 5ıG [0" -Ø( Fkh f 0‹<¤ Q X3Z< f Fk0 h?#–P " ) / ZICOJ†\ " Fk0 Yr 2. Risk of Securities Trading (Margin Client) 2. Z b4 EBgfe(h Z ‘ *) ‘0 This risk of loss in financing a transaction by deposit of collateral is significant. Client may sustain losses in excess of their cash and any other assets deposited as collateral with the Company. Market conditions may make it impossible to execute contingent orders, VXFK DV- O³RVVR´S R-UO L³PVLWR´S RUGHUV &OL upon at short notice to make additional margin deposits or interest payments. If the required margin deposits or interest payments are not made within thH SUHVFULEHG WLPH &OL U +?5%2 2£$¤O @¡ 5œ#‰/~Wt\fiFkVN3 h f # P 9\) + 2 3 # P 6Œ]l‘5+ 2 +?5%7 !S# C@¡2 2£$¤FkC a‚#– <!] ‰\fi 0‹<¤# P f E 5œ2 I! r;)IiW< 1 f7 2 I!A <…’ X3 + 2 # P 6Œ’ G 6)ez!NX Yh<)+?!Lh4( Fk ˜[0a‚;%h41 NZ .)i+ 2 7 P ’ 2 + Fk6)ez!N5 ¿2’f Fk ˜[0a‚;%h41 " 0V 2+ 2£$¤# P 6Œ’ 7 Mz+ 2 Fk# 0 X !Æ% ;K( + 2 + ;KO !ÆC Fk <G ; 5_h4#–f NZ ¿Fk" 0V\ \ &˙;K + Fk\ 5&B§<¤#–2|\fiF : »M OŒ1U‘ J Wt\fi+p3y6 $ ‘P# liquidated without their consent. Moreover, Client will remain liable for any resulting deficit in their account and interest charged on their account. Client should therefore carefully consider whether such a financing arrangement is suitable in light of their own financial position and investment objectives. 3. Risk for Trading Growth Enterprise Market Stocks (GEM) 3. [u[¡!38+6=O_ »EBgfeh (GEM) Growth Enterprise Market (GEM) stocks involve a high investment "\9T7fP =p#–/oj¿Fk2|\fih f , !]6 ZYK0!S# # ’ A f !^ risk. In particular, companies may list on GEM with neither a track N%#–A f g > 7 mFfl" Fk0‹<¤ ’ "\9T7f æ-Ø "\9T7fP record of profitability nor any obligation to forecast future "…#–=("…0 /o 5 + 2 # 1 ’ +—15#– »M OŒ1U/s 24 C profitability. GEM stocks may be varied volatile and illiquid. Client + "\9T7f-Ø( Fk^Œj¿h f 0 \ #–!] ‰B‘n¯ 0 $ZT>‘ -Ø...
Sample 1

Related to Risk of Securities

  • RISK OF SECURITIES TRADING The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities.

  • Issuance of Securities The Convertible Debentures are duly authorized and, upon issuance in accordance with the terms hereof, shall be duly issued, fully paid and nonassessable, are free from all taxes, liens and charges with respect to the issue thereof. The Conversion Shares issuable upon conversion of the Convertible Debentures have been duly authorized and reserved for issuance. Upon conversion or exercise in accordance with the Convertible Debentures the Conversion Shares will be duly issued, fully paid and nonassessable.

  • Safekeeping of Securities 6.1 Records of uncertificated Securities held by Computershare shall be kept and maintained in the manner provided for in the Securities Legislation.

  • SUBSTITUTION OF SECURITIES Upon request and at the sole cost and expense of Contractor, District shall permit substitution of securities in lieu of retention, in accordance with Public Contract Code Section 22300.

  • Form of Securities Bearer Security. The Securities will be issued in global bearer form, evidenced on issue by a Temporary Bearer Global Security. Beneficial interests in a Temporary Bearer Global Security will be exchangeable for beneficial interests in a Permanent Bearer Global Security on or after the date which is 40 days after the date on which the Temporary Bearer Global Security is issued and upon certification as to non-U.S. beneficial ownership as required by U.S. Treasury regulations.

  • Reissuance of Securities The Company agrees to reissue certificates representing the Securities without the legends set forth in Section 5.8 above at such time as:

  • Offering of Securities Neither the Company nor any person acting on its behalf has taken any action (including any offering of any securities of the Company under circumstances which would require the integration of such offering with the offering of any of the Preferred Shares under the Securities Act, and the rules and regulations of the Securities and Exchange Commission (the “SEC”) promulgated thereunder), which might subject the offering, issuance or sale of any of the Preferred Shares to Treasury pursuant to this Agreement to the registration requirements of the Securities Act.

  • Delivery of Securities The Custodian shall release and deliver domestic securities owned by a Portfolio held by the Custodian, in a U.S. Securities System account of the Custodian or in an account at the Underlying Transfer Agent, only upon receipt of Proper Instructions on behalf of the applicable Portfolio, which may be continuing instructions when deemed appropriate by the parties, and only in the following cases:

  • Pledge of Securities Notwithstanding anything to the contrary contained in this Agreement, the Company acknowledges and agrees that the Securities may be pledged by an Investor in connection with a bona fide margin agreement or other loan or financing arrangement that is secured by the Securities. The pledge of Securities shall not be deemed to be a transfer, sale or assignment of the Securities hereunder, and no Investor effecting a pledge of Securities shall be required to provide the Company with any notice thereof or otherwise make any delivery to the Company pursuant to this Agreement or any other Transaction Document, including, without limitation, Section 2(g) hereof; provided that an Investor and its pledgee shall be required to comply with the provisions of Section 2(g) hereof in order to effect a sale, transfer or assignment of Securities to such pledgee. The Company hereby agrees to execute and deliver such documentation as a pledgee of the Securities may reasonably request in connection with a pledge of the Securities to such pledgee by a Buyer.

  • Return of Security Aurizon Network must return to the Access Holder (and, where appropriate, give the Access Holder any necessary releases in relation to) any Security provided by the Access Holder under this clause 6:

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