Common use of Risk Warnings Clause in Contracts

Risk Warnings. Risk warnings will be given to you, the client, on a number of different occasions prior to any recommendations being made including verbally over the telephone, introductory marketing material (e.g. brochure), Customer Information Form, Private Client Profile and the Risk Warnings document. It is your responsibility to read and understand these documents to ensure that you are comfortable to accept the associated risks before committing to any transactions. If you are unsure you must seek independent financial advice before proceeding. Whilst London Stone Securities will take every effort to ensure that your circumstances are suited to stock market investments/trading, ultimately the onus rests on you to ensure that you are comfortable to accept those risks. Unless you inform your broker otherwise, London Stone Securities will not accept liability that you were either unaware of the risks or that any investments recommended were not suitable for you.

Risk Warnings. Risk warnings will be given to you, the client, on a number of different occasions prior to any recommendations being made including verbally over the telephone, introductory marketing material (e.g. brochure), Customer Information Form, Private Client Profile and the Risk Warnings document. It is your responsibility to read and understand these documents to ensure that you are comfortable to accept the associated risks before committing to any transactions. If you are unsure you must seek independent financial advice before proceeding. Whilst London Stone Securities will take every effort to ensure that your circumstances are suited to stock market investments/trading, ultimately the onus rests on you to ensure that you are comfortable to accept those risks. Unless you inform your broker otherwise, London Stone Securities the firm will not accept liability that you were either unaware of the risks or that any investments recommended were not suitable for you.