Common use of S-3 Eligibility Clause in Contracts

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i).

Appears in 2 contracts

Samples: Underwriting Agreement (Pioneer Drilling Co), Underwriting Agreement (Salix Pharmaceuticals LTD)

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S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2012 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 2 contracts

Samples: Underwriting Agreement (Cytrx Corp), Underwriting Agreement (Acadia Pharmaceuticals Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2009 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company is eligible to offer and sell securities under the Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i).

Appears in 2 contracts

Samples: Underwriting Agreement (Cytori Therapeutics, Inc.), Underwriting Agreement (Radiant Systems Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2006 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i2710(b)(7)(C)(i) of the National Association of Securities Dealers Inc. (the “NASD”).

Appears in 2 contracts

Samples: Placement Agency Agreement (Discovery Laboratories Inc /De/), Placement Agency Agreement (Discovery Laboratories Inc /De/)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2014 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 2 contracts

Samples: Underwriting Agreement (La Jolla Pharmaceutical Co), Underwriting Agreement (Cytrx Corp)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2009 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets company is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 2 contracts

Samples: Underwriting Agreement (Sequenom Inc), Underwriting Agreement (Vical Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared became effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i) of the Financial Industry Regulatory Authority (the “FINRA”).

Appears in 2 contracts

Samples: Underwriting Agreement (Inverness Medical Innovations Inc), Underwriting Agreement (Inverness Medical Innovations Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2009 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use Act (without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(iS-3).

Appears in 2 contracts

Samples: Cerus Corp, Dynavax Technologies Corp

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31September 30, 2008 2009 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i).

Appears in 1 contract

Samples: Underwriting Agreement (Avanir Pharmaceuticals, Inc.)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets does not meet the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i2710(b)(7)(C)(i) of The Financial Industry Regulatory Authority Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Halozyme Therapeutics Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2011 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i).

Appears in 1 contract

Samples: Underwriting Agreement (Vantage Drilling CO)

S-3 Eligibility. At the time the Registration Statement was originally declared became effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2013 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (Acadia Pharmaceuticals Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2010 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i)) of the Financial Industry Regulatory Authority.

Appears in 1 contract

Samples: Underwriting Agreement (Sangamo Biosciences Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2010 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i).

Appears in 1 contract

Samples: Underwriting Agreement (Pioneer Drilling Co)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2005 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i).

Appears in 1 contract

Samples: Underwriting Agreement (Northwest Pipe Co)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s 's Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2005 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i2710(b)(7)(C)(i) of the National Association of Securities Dealers Inc. (the "NASD").

Appears in 1 contract

Samples: Inverness Medical Innovations Inc

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2010 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act0000 Xxx. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Terms Agreement (Somaxon Pharmaceuticals, Inc.)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2009 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i2710(b)(7)(C)(i) of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Igate Corp)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2010 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets company is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (Ardea Biosciences, Inc./De)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2012 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i) of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Exact Sciences Corp)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2016 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (La Jolla Pharmaceutical Co)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2017 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (La Jolla Pharmaceutical Co)

S-3 Eligibility. At the time the Registration Statement was originally declared became effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2015 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (Acadia Pharmaceuticals Inc)

S-3 Eligibility. At the time the each Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2010 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statements (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (Vical Inc)

S-3 Eligibility. At As of the time date on which the Registration Statement was originally declared effective and at filed with the time Commission, as of any update of the Company’s Registration Statement pursuant to Section 10(a)(3) of the Securities Act (including the filing of any Annual Report on Form 10-K for K), and as of the year ended December 31, 2008 (the “Annual Report”) was filed with the Commissiondate hereof, the Company met was and is eligible to file and use a “shelf” Registration Statement on Form S-3 with the then applicable Commission and it meets the transaction requirements for use as set forth in General Instruction I.B.1 of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (KULR Technology Group, Inc.)

S-3 Eligibility. At the time the Registration Statement was originally declared became effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2009 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i).

Appears in 1 contract

Samples: Underwriting Agreement (Nektar Therapeutics)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2010 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (Neurocrine Biosciences Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2009 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i) of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Exact Sciences Corp)

S-3 Eligibility. At the time the each Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31September 30, 2008 2009 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i).

Appears in 1 contract

Samples: Underwriting Agreement (Avanir Pharmaceuticals, Inc.)

S-3 Eligibility. At the time the Registration Statement was originally declared became effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2014 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (Acadia Pharmaceuticals Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i)) of the Financial Industry Regulatory Authority.

Appears in 1 contract

Samples: Underwriting Agreement (Sangamo Biosciences Inc)

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S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31September 27, 2008 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i).

Appears in 1 contract

Samples: Underwriting Agreement (Kulicke & Soffa Industries Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2006 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA NASD Rule 5110(b)(7)(C)(i2710(b)(7)(C)(i) of the Financial Industry Regulatory Authority (the “FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Inverness Medical Innovations Inc)

S-3 Eligibility. At the time the Original Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i2710(b)(7)(C)(i) of the National Association of Securities Dealers Inc. (the “NASD”).

Appears in 1 contract

Samples: Underwriting Agreement (Spectranetics Corp)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i).

Appears in 1 contract

Samples: Underwriting Agreement (Metabolix, Inc.)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s 's Annual Report on Form 10-K for the year ended December 31, 2008 2006 (the "Annual Report") was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i)2710(b)(7)(C)(i) of the NASD.

Appears in 1 contract

Samples: Underwriting Agreement (Hardinge Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2010 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use Act (without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(iS-3).

Appears in 1 contract

Samples: Underwriting Agreement (Alexza Pharmaceuticals Inc.)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2010 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets company is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (Sequenom Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December August 31, 2008 2007 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA NASD Conduct Rule 5110(b)(7)(C)(i2710(b)(7)(C)(i).

Appears in 1 contract

Samples: Underwriting Agreement (Penford Corp)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2013 was filed with the Commission, the Company met the then then-applicable requirements for use of Form S-3 under the Securities Act. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Securities) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (Threshold Pharmaceuticals Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i) of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Avi Biopharma Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2011 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i) of the Financial Industry Regulatory Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Exact Sciences Corp)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i) of the Financial Industry Regulatory Authority, Inc. (the “FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Mercury Computer Systems Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2005 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i).

Appears in 1 contract

Samples: Underwriting Agreement (Neurocrine Biosciences Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K KSB for the year ended December 31, 2008 2006 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets does not meet the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i2710(b)(7)(C)(i) of the National Association of Securities Dealers Inc. (the “NASD”).

Appears in 1 contract

Samples: Placement Agent Agreement (Lev Pharmaceuticals Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 2011 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i2710(b)(7)(C)(i) of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Igate Corp)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i2710(b)(7)(C)(i) of The Financial Industry Regulatory Authority Inc. (“FINRA”).

Appears in 1 contract

Samples: Agent Agreement (Raser Technologies Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Conduct Rule 5110(b)(7)(C)(i2710(b)(7)(C)(i) of the National Association of Securities Dealers Inc. (the “NASD”).

Appears in 1 contract

Samples: Underwriting Agreement (Union Drilling Inc)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31, 2008 (the “Annual Report”) 2015 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i).

Appears in 1 contract

Samples: Underwriting Agreement (Pioneer Energy Services Corp)

S-3 Eligibility. At the time the Registration Statement was originally declared effective and at the time the Company’s Annual Report on Form 10-K for the year ended December 31June 30, 2008 (the “Annual Report”) 2014 was filed with the Commission, the Company met the then applicable requirements for use of Form S-3 under the Securities Act. The Company meets is eligible to offer and sell securities under the requirements for use Registration Statement (including the offer and sale of the Offered Shares) without reliance on General Instruction I.B.6 of Form S-3 under the Securities Act specified in FINRA Rule 5110(b)(7)(C)(i)S-3.

Appears in 1 contract

Samples: Underwriting Agreement (Unilife Corp)

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