Sales Material and Other Documents. (1) 1851’s Responsibilities
Sales Material and Other Documents a. Sales Material
1) Nationwide shall develop and prepare all promotional material to be used in the distribution of the Products, in consultation with NISC.
2) Nationwide is responsible for the printing and the expense of providing such promotional material.
3) Nationwide is responsible for approval of such promotional material by state insurance regulators, where required.
4) NISC and Nationwide agree to abide by the Advertising and Sales Promotion Material Guidelines, attached hereto as EXHIBIT B, and incorporated herein by reference.
Sales Material and Other Documents. 1. SDC'S RESPONSIBILITIES SDC shall be responsible for the design, preparation, printing and use of all promotional material to be used in the distribution of the Plans; and for filing all promotional material with the NASD, when applicable. SDC shall furnish copies of NASD review letters, when requested.
2. SUN LIFE (U.S.)'S RESPONSIBILITIES
(a) Sun Life (U.S.) shall provide Clarendon and SDC with applications and sample Plans for sales training purposes, all in sufficient quantities for use by representatives.
(b) Sun Life (U.S.) shall be responsible for the approval of promotional material if required by state and other local insurance regulatory authorities.
3. SUN LIFE (U.S.)'S RIGHT TO APPROVE Sun Life (U.S.) shall have the right to review and approve or disapprove sales promotional material proposed for use by SDC and reserves the right to require modification of any such material or forms to comply with applicable laws, rules and regulations.
Sales Material and Other Documents a. Sales Material
1) Federated shall develop and prepare all promotional material to be used in the distribution of the products, in consultation with NWL.
2) Federated is responsible for the printing of such promotional material.
3) Federated is responsible for the expense of providing such promotional material.
4) NWL is responsible for filing and obtaining any approval of promotional material by state insurance regulators, where required.
5) Federated is responsible for the filing of all appropriate promotional material with federal securities regulators and self-regulatory organizations where required.
6) All promotional material relating to the products shall be subject to prior written approval by Federated and NWL.
7) Federated and NWL agree to abide by the Advertising and Sales Promotion Material Guidelines, attached hereto as EXHIBIT B, and incorporated herein by reference.
Sales Material and Other Documents. 1. CLARENDON RESPONSIBILITIES Clarendon shall be responsible for: (a) the approval of promotional material prepared by Sun Life (U.S.) or Clarendon by the Securities and Exchange Commission and the National Association of Securities Dealers, Inc., where required.
Sales Material and Other Documents a. Sales Material
1) NWL shall develop and prepare all promotional material to be used in the distribution of the products, in consultation with Waddell & Reed . 2) NXX xx xespxxxxble for the printing of such promotional material. 3) NWL is responsible for the expense of providing such promotional material. 4) NWL is responsible for approval of promotional material by state insurance regulators, where required. 5) Waddell & Reed is responsible for the filinx xx xxl appropriate promotional material with federal securities regulators.
6) All promotional material relating to the products shall be subject to prior approval by Waddell & Reed. 7) Waxxxxx & Rexx xnd NWL agree to abide by thx Advertising and Sales Promotion Material Guidelines, attached hereto as EXHIBIT B, and incorporated herein by reference.
Sales Material and Other Documents. 1. MFD'S RESPONSIBILITIES MFD shall be responsible for the design, preparation and printing of all promotional material to be used in the distribution of the Plans and the approval of such promotional material by the SEC and the NASD where required. MFD shall obtain sufficient quantities of prospectuses of the mutual funds underlying any Plans for distribution to broker-dealers, agents, and Plan purchasers.
2. SUN LIFE (N.Y.)'S RESPONSIBILITIES
a). Sun Life (N.Y.) or its agent shall be responsible for the design, preparation and printing of Plans, applications for Plans and forms becoming part of the Plans and service forms.
Sales Material and Other Documents a. SALES MATERIAL
1) Nationwide shall develop and prepare all promotional material to be used in the distribution of the Products, in consultation with NAS.
2) Nationwide is responsible for the printing and the expense of providing such promotional material.
3) Nationwide is responsible for approval of such promotional material by state insurance regulators, where required.
4) NAS and Nationwide agree to abide by the Advertising and Sales Promotion Material Guidelines, attached hereto as EXHIBIT B, and incorporated herein by reference.
Sales Material and Other Documents. (1) 1851’s Responsibilities 1851 shall be responsible for the approval of all sales and advertising material for the Plans with FINRA, when applicable.
Sales Material and Other Documents. Xxxxxxx & Xxxx shall not print, publish or distribute any advertisement, circular or any document relating to the products distributed pursuant to this Agreement or relating to NWL unless such advertisement, circular or document shall have been approved in writing by NWL, which approval shall not be unreasonably withheld and shall be given as promptly as possible. Neither NWL nor any of its affiliates shall print, publish or distribute any advertisement, circular or any document relating to the products distributed pursuant to this Agreement or relating to Xxxxxxx & Xxxx unless such advertisement, circular or document shall have been approved in writing by Xxxxxxx & Xxxx, which approval shall not be unreasonably withheld and shall be given as promptly as possible. However, nothing herein shall prohibit any person from advertising the products in general or on a generic basis.
