Shareholder Information Agreement. The Insurance Company has executed or will execute an agreement with Transfer Agent pursuant to Rule 22c-2 under the Investment Company Act of 1940, under which the Insurance Company is required, upon request, to provide the Funds with certain account information and to prohibit transactions that violate the policies established by the Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Funds.
Shareholder Information Agreement. If the Dealer is a “financial intermediary” other than a “indirect financial intermediary” each as defined in Rule 22c-2, Dealer agrees to enter into or has already entered into the Rule 22c-2 Shareholder Information Agreement, substantially in the form attached hereto with Quasar contemporaneously with the execution of this Agreement
Shareholder Information Agreement. If the Service Provider is a “financial intermediary” other than a “indirect financial intermediary” each as defined in Rule 22c-2, Service Provider agrees to enter into the Rule 22c-2 Shareholder Information Agreement, substantially in the form attached hereto, with Company contemporaneously with the execution of this Agreement.
Shareholder Information Agreement. Notwithstanding any other provision of this Agreement, that certain Rule 22c-2 Agreement between Company and Nationwide dated April 16, 2007 (the “Existing 22c-2 Agreement”) shall continue in full force and effect, and the Services required to be performed hereunder and the other obligations of the parties shall be in addition to, and not in lieu of, the obligations of the Parties under the Existing Rule 22c-2 Agreement.
Shareholder Information Agreement. What happens if Northern Funds or the Fund Agent does not receive an executed copy of the Rule 22c-2 Agreement from your Intermediary by April 2, 2007?
A: Fund Agent will begin to take necessary steps to: - According to Rule 22c-2, prevent any first-tier intermediary without an executed Rule 22c-2 Agreement on file from submitting purchases to Northern Funds on behalf of clients after April 16, 2007.
Shareholder Information Agreement. The Society has executed or will execute an agreement with Transfer Agent pursuant to Rule 22c-2 under the Investment Company Act of 1940, under which the Society is required, upon request, to provide the Funds with certain account information and to prohibit transactions that violate the policies established by the Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Funds.
Shareholder Information Agreement. SHAREHOLDER INFORMATION AGREEMENT
Shareholder Information Agreement. The parties have entered into or shall enter into a Shareholder Information Agreement as required by Rule 22c-2 under the 1940 Act in connection with the Contracts. To the extent that the terms of the Shareholder Information Agreement conflict with the terms of this Agreement, the terms of the Shareholder Information Agreement shall control to the extent required by Rule 22c-2.
Shareholder Information Agreement. Except as provided herein, the Rule 22c-2 Shareholder Information Agreement shall remain in full force and effect.
Shareholder Information Agreement. JPMorgan and Trust agree to the terms of the Shareholder Information Agreement required pursuant to SEC Rule 22c-2, executed by the parties October 16, 2006.
