Stock Transactions. Employee agrees that as a former executive of the Corporation, he may be subject to xxxxxxx xxxxxxx restrictions and guidelines for six (6) months following the Separation Date, including 401(k) transactions, sales of stock, and transactions with regard to stock options. During this period, all stock transactions must be approved by the Executive Vice President and Chief Financial Officer, Xxxx Xxxxxx.
Stock Transactions. Executive acknowledges and agrees that because of his status as a Section 16 officer of ADSC, he is required for a period of six (6) months after he was no longer deemed to be a Section 16 officer to file Securities and Exchange Commission (“SEC”) Forms 4 and 5 to report stock transactions related to ADSC, including, but not limited to, sales and purchases of ADSC common stock and derivative securities, and the exercise of employee stock options (“Stock Transactions”).
Stock Transactions. During the Pre-Closing Period, except as otherwise contemplated by this Agreement, none of the Sellers nor the Company nor any of its Affiliates, directly or indirectly, shall engage in any transactions involving the securities of the Buyer without the prior written consent of the Buyer.
Stock Transactions. Hawker shall not, without prior notice to and consent of LHT, (i) take any action that would have the effect of preventing LHT from exercising the Warrant or otherwise acquiring Common Stock, (ii) issue any Common Stock or other securities convertible into or exchangeable for Common Stock, (iii) issue any stock dividend, (iv) subdivide the outstanding Common Stock, (v) propose to dissolve, liquidate or wind-up voluntarily, (vi) change the number of authorized or outstanding Common Stock or issue any Common Stock or any warrants, options, or other rights to subscribe for or to purchase any Common Stock or securities convertible into or exchangeable or exercisable for any of its Common Stock, (vii) enter into any capital reorganization or any reclassification of its Common Stock, (viii) issue any Common Stock distribution; (ix) issue, sell, distribute or grant any rights to subscribe or purchase any Common Stock, or any warrants or options to purchase any Common Stock, except for any such option grants made pursuant to the 1997 Stock Option Plan as approved by Hawkxx'x Xoard of Directors and that are consistent with Hawkxx'x xast practice as of September 20, 2000 or (x) amend or grant any waiver to the Rights Agreement to any Person other than LHT or its Affiliates.
Stock Transactions. During the period between the execution of this Side Letter and the Closing, each Sponsor Party and each Founder Holder acknowledges and agrees that if he, she or it, directly or indirectly, acquires any shares of PubCo, such Sponsor Party or Founder Holder agrees that he, she or it will (a) make such acquisition in material compliance with applicable Laws regarding the sale and purchase of securities and material non-public information, (b) not elect to make a Buyer Share Redemption with respect to any such purchased shares and (c) vote all such shares in favor of the Buyer Shareholder Voting Matters.
Stock Transactions. During the Pre-Closing Period, except as otherwise contemplated by this Agreement, neither NewCo nor any of its Affiliates, directly or indirectly, shall engage in any transactions involving the securities of dMY without the prior written consent of dMY.
Stock Transactions. As of the Separation Date, you will no longer be obligated to comply with the Company’s trading black out restrictions regarding the purchase or sale of the Company’s stock or the exercise of stock options, although you will continue to be subject to laws regarding xxxxxxx xxxxxxx.
Stock Transactions. During the period between the execution of this Side Letter and the Closing, the Sponsor acknowledges and agrees that if it acquires any shares or securities convertible into shares of SPAC, the Sponsor agrees that it will (a) make such acquisition in material compliance with applicable Laws regarding the sale and purchase of securities and material non-public information and (b) not elect to make any BHAC Shareholder Redemption with respect to any such purchased shares or shares issuable upon conversion of securities convertible into shares. All such additional shares or securities acquired shall be subject to the terms of Section 1.4.
Stock Transactions. Redeem any stock, subordinated debt, warrants, or debt securities convertible into stock; provided, however, that Borrower may do any of the foregoing so long as that at such time the ratio of (Total Funded Debt) divided by (the Tangible Net Worth of Borrower) is less than 2.0 to 1.0, and after giving effect to the proposed transaction such ratio would be less than 2.0 to 1.0.
Stock Transactions. During the Pre-Closing Period, except as otherwise contemplated by this Agreement, the Company shall not, directly or indirectly, engage in any transactions involving or relating to the securities of Nocturne without the prior written consent of Nocturne.
