Transaction Review Policy Sample Clauses

Transaction Review Policy. Either the Provider or Provider’s fully disclosed clearing broker will be the central counterparty to Participant and Other Institution in each Transaction and will execute each Transaction on a riskless principal basis. Neither the Provider nor Provider’s fully disclosed clearing broker shall, directly or indirectly, be responsible for, or otherwise guarantee, the performance of any Other Institution with respect to any Transaction entered into by the Participant via the Platform, and the Participant shall proceed solely against the Other Institution in any Transaction executed via the Platform and not against the Provider or Provider’s fully disclosed clearing broker to collect or recover any amounts owed to it or to enforce any of its rights in connection with, or as a result of, such Transaction. If any Other Institution does not perform on its leg of a Transaction in accordance with the Operating Procedures, Provider and/or Provider’s fully disclosed clearing broker reserve the right to cancel a Transaction in their sole discretion, and neither Provider nor Provider’s fully disclosed clearing broker will be liable to Participant for the decision to cancel a Transaction. Any other Transactions executed on the Platform between a Participant and Other Institution shall remain in full force and effect. Any dispute between a Participant and Other Institution relating to a Transaction or otherwise, shall be resolved between such counterparties or be arbitrated pursuant to FINRA’s rules.
Sample 1
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Related to Transaction Review Policy

  • Claims Review Population A description of the Population subject to the Claims Review.

  • Classification Review (a) An Employee who has reason to believe that they are improperly classified due to a substantial change in job duties, may apply to the Department Director, or designate, to have the Employee’s classification reviewed. The Director, or designate, will review the Employee’s application and advise the Employee of the Employer’s decision.

  • Program Review The Contracting Officer or other authorized government representative may hold semi- annual program review meetings. Such meetings will be held via telecom or video teleconferencing. However, the Government reserves the right to request a meeting in person. The meetings will include all BPA holders, representatives from prospective customer agencies, a combination of current and prospective customer agencies, or individual BPA holders. Some Federal Government Agencies and any approved State, Local and Tribal agencies may establish a central program management function. Such users may require their primary suppliers to participate in agency program review meetings on a periodic basis, at no additional cost to the Government.

  • Transition Review Period In accordance with Article 35, Layoff and Recall, the Employer may require an employee to complete a transition review period.

  • Claims Review Methodology a. C laims Review Population. A description of the Population subject to the Quarterly Claims Review.‌

  • AUDIT REVIEW PROCEDURES A. Any dispute concerning a question of fact arising under an interim or post audit of this AGREEMENT that is not disposed of by AGREEMENT, shall be reviewed by LOCAL AGENCY’S Chief Financial Officer.

  • ADB’s Review of Procurement Decisions 9. All contracts procured under international competitive bidding procedures and contracts for consulting services shall be subject to prior review by ADB, unless otherwise agreed between the Borrower and ADB and set forth in the Procurement Plan. SCHEDULE 5

  • Claims Review Report The IRO shall prepare a Claims Review Report as described in this Appendix for each Claims Review performed. The following information shall be included in the Claims Review Report for each Discovery Sample and Full Sample (if applicable).

  • Claims Review Findings a. Narrative Results.‌‌

  • Policy Review Patent Policy and related Procedures shall be reviewed every five (5) years.

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