Trusted Contacts. Under FINRA Rule 4512 your broker is required to disclose to you (the customer) that your broker, Apex Clearing Corporation or an associated person of your broker or Apex Clearing Corporation is authorized to contact the trusted contact person and disclose information about the customer’s account to address possible financial exploitation, to confirm the specifics of the customer’s current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by FINRA Rule 2165.
Trusted Contacts. TIAA is committed to helping you protect your account(s) and information. One way to protect your interests is to appoint a Trusted Contact. A Trusted Contact is someone over the age of 18 whom you know and trust. This person will serve as a point of contact should we have questions concerning your overall well-being, whereabouts, or if we suspect you may be the victim of fraud or exploitation. The individual(s) you select may not take any action on your account and will not replace or affect existing powers of attorney. You should notify those you appoint as Trusted Contacts. To appoint your Trusted Contact(s), log into your account at XXXX.xxx, go to your Profile icon at the top of the page. Within More profile options, click Trusted Contacts and complete the required Trusted Contact information, or contact us at 000-000-0000 to request a form to name a Trusted Contact. Please note that TIAA, and its affiliates and representatives, are authorized to contact the Trusted Contact(s) and disclose information about your account(s) to address possible financial exploitation, to confirm the specifics of your current contact information, health status, or the identity of any legal guardian, executor, trustee, or holder of a power of attorney, or as otherwise permitted under FINRA Rule 2165. Except as is required by FINRA Rule 2165, TIAA is under no obligation to interact with Trust Contacts.
Trusted Contacts. PBSI is committed to helping you protect your Account and information. One way to protect your interests is to appoint a trusted contact. A trusted contact is someone over the age of 18 whom you know and trust. This person will serve as a point of contact should we have questions concerning your overall well-being, whereabouts, or if we suspect you may be the victim of fraud or exploitation. The individual(s) you select may not take any action with respect to your Account and will not replace or affect existing powers of attorney. You should notify those you appoint as trusted contacts. You can initially appoint a trusted contact on the Lifetime Investment New Brokerage Account Application and Agreement. To change or update your trusted contact(s), log into your account on the PBSI website or xxxxxxxxx.xxxxxxxxxxxxx.xxx,, or contact the Primerica Advisors representative with whom you regularly work to request a form to name a Trusted Contact. Please note that PBSI, and its affiliates and representatives, are authorized to contact the trusted contact(s) and disclose information about your Account to address possible financial exploitation, to confirm the specifics of your current contact information, health status, or the identity of any legal guardian, executor, trustee, or holder of a power of attorney, or as otherwise permitted under FINRA Rule 2165. Except as is required by FINRA Rule 2165, PBSI is under no obligation to interact with trusted contacts
Trusted Contacts. RM Securities is committed to helping you protect your information. One way to protect your interests is to appoint a Trusted Contact. A Trusted Contact is someone over the age of eighteen whom you know and trust. This person will serve as a point of contact should we have questions concerning your overall well-being and whereabouts, or if we suspect you may be the victim of fraud or exploitation. The individual(s) you select may not take any action on your behalf and will not replace or affect existing powers of attorney. You should notify those you appoint as Trusted Contacts.
