WARRANT EXERCISE FEE Sample Clauses

WARRANT EXERCISE FEE. If the Representative provides written notice to the Company, at any time after 12 months from the effective date of the Registration Statement, that the Representative is electing to solicit the exercise of the Class A Warrants by the holders thereof, the Company will pay to the Representative a fee of 10% of the aggregate exercise price received by the Company as a result of the Representatives's solicitation of such holders, if (i) the market price of the Company's Common Stock on the date a Class A Warrant is exercised is greater than the exercise price under the Class A Warrants, (ii) the Class A Warrant is not held in a discretionary account, and (iii) the solicitation of the exercise of the Class A Warrant is not in violation of Rule 10b-6 promulgated under the Exchange Act.
Sample 1Sample 2Sample 3See All (4)
AutoNDA by SimpleDocs
WARRANT EXERCISE FEE. The Company hereby agrees and shall pay to the Representative a commission of five (5%) percent of the total proceeds received from the exercise of the Warrants that occur commencing twelve months from the Closing Date (the “Commencement Date”), which shall be payable within five (5) business days from the date of such exercise. In that regard, beginning the first week following the Commencement Date, the Company shall provide the Representative with a weekly update of warrant exercises occurring during such period, which update shall be accompanied by payment of the applicable fee with respect to such exercises.
Sample 1Sample 2
WARRANT EXERCISE FEE. The Company shall pay to Rodman a fee of 5% of the exercise price of each warrant issued xx xxx investors in the Offering which is exercised hereafter, within ten days after the Company's receipt of the exercise price.
Sample 1
WARRANT EXERCISE FEE. If the Representative provides written notice to the Company, at any time after 12 months from the effective date of the Registration Statement, that the Representative is electing to solicit the exercise of the Class A Warrants by the holders thereof, the Company will pay to the Representative a fee of 10% of the aggregate exercise price received by the Company as a result of the Representative s solicitation of such holders, if (i) the market price of the Company's Common Stock on the date a Class A Warrant is exercised is greater than the exercise price of the Class A Warrant, (ii) the Class A Warrant being solicited is not held in a discretionary account at the time of exercise, except where prior specific approval for exercise is received from the person exercising the Class A Warrant, (iii) the person exercising the Class A Warrant states in writing that the exercise was solicited and designates in writing the Representative or another broker-dealer to receive compensation in connection with the exercise and (iv) the solicitation of the exercise of the Class A Warrant is not in violation of Rule 10b-6 promulgated under the Exchange Act. The Representative may reallow a portion of the fee to soliciting broker-dealers.
Sample 1
WARRANT EXERCISE FEE. In addition to the Placement Agent Fees payable pursuant to Sections B (a) and (b), the Company hereby agrees to pay the Placement Agent (or the designees authorized by such Placement Agent), as compensation for its services hereunder a warrant exercise fee (“the Warrant Exercise Fee”) equal to Ten Percent (10%) of the aggregate exercise price that is paid in connection with each exercise, if any, of Series G warrants initially held by Investors introduced by the Placement Agent who participated in this Offering. The Warrant Exercise Fee shall be deemed earned by the Placement Agent for services rendered hereunder. The Warrant Exercise Fee shall survive the termination hereof.
Sample 1

Related to WARRANT EXERCISE FEE

  • Warrant Exercise (1) Other than Warrants held by the Depository, Registered Warrantholders of Warrant Certificates who wish to exercise the Warrants held by them in order to acquire Common Shares must complete the exercise form (the “Exercise Notice”) attached to the Warrant Certificate(s) which form is attached hereto as Schedule “B”, which may be amended by the Corporation with the consent of the Warrant Agent, if such amendment does not, in the reasonable opinion of the Corporation and the Warrant Agent, which may be based on the advice of Counsel, materially and adversely affect the rights, entitlements and interests of the Warrantholders, and deliver such certificate(s), the executed Exercise Notice and a certified cheque, bank draft or money order payable to or to the order of the Corporation for the aggregate Exercise Price to the Warrant Agent at the Warrant Agency. The Warrants represented by a Warrant Certificate shall be deemed to be surrendered upon personal delivery of such certificate, Exercise Notice and aggregate Exercise Price or, if such documents are sent by mail or other means of transmission, upon actual receipt thereof by the Warrant Agent at the office referred to above.

  • Warrant Exercise Price f. Dates upon which Warrants may be exercised;

  • Payment of Warrant Exercise Price The holder shall pay the Aggregate Exercise Price of $______________ to the Company in accordance with the terms of the Warrant.

  • Notice of Exercise; Payment To the extent then exercisable, the Option may be exercised in whole or in part by written notice to the Company stating the number of Option Shares for which the Option is being exercised and the intended manner of payment. The date of such notice shall be the exercise date. The Option Price shall be payable (a) in cash or by check acceptable to the Company or by wire transfer of immediately available funds, (b) by actual or constructive transfer to the Company of nonforfeitable, unrestricted Common Shares that have been owned by the Optionee for more than six (6) months prior to the date of exercise, (c) for exercises of Options that occur more than one (1) year following the Date of Grant, by transfer to the Company of shares or vested Options (including Options under this Agreement) for the purchase of Common Shares having a fair market value (net of the exercise price) at the time of exercise equal to the portion of the Option Price for which such transfer is made, or (d) by a combination of such methods of payment. The requirement of payment in cash shall be deemed satisfied if the Optionee shall have made arrangements satisfactory to the Company with a bank or a broker who is a member of the National Association of Securities Dealers, Inc. to sell on the exercise date a sufficient number of the shares being purchased so that the net proceeds of the sale transaction will at least equal the Option Price plus payment of any applicable withholding taxes and pursuant to which the bank or broker undertakes to deliver the full Option Price plus payment of any applicable withholding taxes to the Company on a date satisfactory to the Company, but not later than the date on which the sale transaction will settle in the ordinary course of business. As soon as practicable upon the Company’s receipt of Optionee’s notice of exercise and payment, the Company shall direct the due issuance of the Option Shares so purchased. As a further condition precedent to the exercise of this Option in whole or in part, Optionee shall comply with all regulations and the requirements of any regulatory authority having control of, or supervision over, the issuance of the Common Shares and in connection therewith shall execute any documents which the Board shall in its sole discretion deem necessary or advisable.

  • Option Exercise Fee Subject to Section 3.2 of the Master Collaboration Agreement, the Parties acknowledge and agree that Celgene will pay the IND Option Exercise Fee (as defined in the Master Collaboration Agreement) for the Licensed Program in accordance with the Master Collaboration Agreement.

  • Form of Exercise Price The Holder intends that payment of the Exercise Price shall be made as: ____________ a “Cash Exercise” with respect to _________________ Warrant Shares; and/or ____________ a “Cashless Exercise” with respect to _______________ Warrant Shares.

  • Warrant Shares Exercise Log Date Number of Warrant Number of Warrant Number of Warrant Shares Available to Shares Exercised Shares Remaining to be Exercised be Exercised ----------- ------------------- ----------------- -------------------------- ----------- ------------------- ----------------- -------------------------- CHINA PHARMA HOLDINGS, INC. WARRANT ORIGINALLY ISSUED JUNE 24, 2008 FORM OF ASSIGNMENT [To be completed and signed only upon transfer of Warrant] FOR VALUE RECEIVED, the undersigned hereby sells, assigns and transfers unto ________________________________ the right represented by the above-captioned Warrant to purchase ____________ shares of Common Stock to which such Warrant relates and appoints ________________ attorney to transfer said right on the books of the Company with full power of substitution in the premises. Dated: _______________, ____ ___________________________________ (Signature must conform in all respects to name of holder as specified on the face of the Warrant) ___________________________________ Address of Transferee ___________________________________ ___________________________________ In the presence of: ________________________

  • Form of Exercise Notice To: XXXX Xxx Sheung (the “Transferor”) From: WANG HONG 王宏 (the “Transferee”) We refer to the Share Transfer Agreement (the “Share Transfer Agreement”) dated April 26, 2010 made between the Transferee and the Company. Terms defined in the Share Transfer Agreement shall have the same meanings as used herein. We hereby give you notice that we require you to sell to us / [Nominees’ names] in accordance with the terms and conditions of the Share Transfer Agreement, the following Option Shares at the Exercise Price set out below, subject to the terms and conditions set out in the Share Transfer Agreement Completion shall take place at [ ] on [ ] at the office of [ ]: Transferee Option Shares Exercise Price/ Alternative Exercise Price Dated this day of , 20 Yours faithfully ____________________________ Name: Title: For & on behalf of Transferee Part II

  • Form of Exercise Each election to exercise this option shall be in writing, signed by the Participant, and received by the Company at its principal office, accompanied by this agreement, and payment in full in the manner provided in the Plan. The Participant may purchase less than the number of shares covered hereby, provided that no partial exercise of this option may be for any fractional share.

  • Payment of Exercise Price In the event that the holder has elected a Cash Exercise with respect to some or all of the Warrant Shares to be issued pursuant hereto, the holder shall pay the Aggregate Exercise Price in the sum of $___________________ to the Company in accordance with the terms of the Warrant.

Time is Money Join Law Insider Premium to draft better contracts faster.