Not Held definition

Not Held. Orders: When customers place “not held” orders, they are giving time and price discretion to Stifel so that the Firm may exercise its professional judgment in an effort to obtain best execution for the customer. In the process of executing the “not held” order, Stifel may trade in the security for its own account prior to completion of the customer order and at the same or a better price than the customer receives.
Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price.
Not Held order means BNYMCM is give time and price discretion in seeking to obtain the best execution of your orders. “Not held” orders give BNYMCM the flexibility and discretion to work your order to seek to obtain the best execution reasonable available.

Examples of Not Held in a sentence

  • Number of Units If Account is Not Held by Participating Institution 1 Unit $3.99 per Unit per month 2 Units $3.49 per Unit per month 3-9 Units $3.25 per Unit per month 10+ Units $1.99 per Unit per month If your financial institution ceases to be a Participating Institution, you will receive notice that your fees are no longer waived no fewer than five (5) business days before such fees are assessed.

  • Not Held orders are market or limit orders that give the trader the right to use his or her discretion in the price and time of filling the order.

  • Not Held by a ------------------------------------------------------------------------ U.S. Sub-Custodian.

  • Not Held orders are market or limit orders that give the trader the right to use his or her discretion in the price and time of filling the order, consistent with the terms of such order.

  • Interests in Property Not Held Through the Partnership 27 Section 5.04.


More Definitions of Not Held

Not Held order means you are giving LTCO time & price discretion in seeking to obtain the best execution of your order.
Not Held order means you are giving LTCO time & price discretion in seeking to obtain the best execution of your order. “Not held” orders give LTCO the flexibility and discretion to work your order to seek to obtain the best execution reasonably available. LTCO only accepts orders with volume limitations or special handling instructions (e.g., market on close; percent of volume; ‘over the day’; ‘work the order’ ) and tactic orders (e.g. VWAP, TWAP) on a “not held” basis.
Not Held means the Trader who executes the transaction is given time and price discretion to purchase on a best efforts basis.)
Not Held order means BNYMCM is give time and price discretion in seeking to obtain the best execution of your orders. “Not held” orders give BNYMCM the flexibility and discretion to work your order to seek to obtain the best execution reasonable available. BNYMCM only accepts orders with volume limitations or special handling instructions (e.g., VWAP, market on close; percent of volume) on a “not held” basis.
Not Held order means BNYCM is given time and price discretion in seeking to obtain the best execution of your orders. “Not held” orders give BNYCM the flexibility and discretion to work your order to seek to obtain the best execution reasonable available.
Not Held order means you are giving LTCO time & price
Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price. A “Sale Day” shall be any day during the “Order Sales Period”, defined as the period between the Order Entry Date and Order Cancel Date or Order Execution, on which the sales price specified in the trading schedule is met; provided, however, that if any Sale Day is not a Trading Day, such Sale Day shall be deemed to fall on the next succeeding Trading Day within the Order Sales Period 2 If UBSFS cannot sell the share amount on any Sale Day for any of the reasons described in Section 4(k)(i) & (ii) of the Trading Plan, than UBSFS will re-enter the sale on the next possible Trading Day as defined below. After receive of timely advance written notice from Seller or Issuer to the 10b5-1 Group of UBSFS, share amounts and the limit prices shall be adjusted on a proportionate basis to take into account any stock split, reverse stock split or stock dividend with respect to the Stock or any change in capitalization with respect to Issuer that occurs while the Trading Plan is in effect. A “Trading Day” is any day during the Order Sales Period on which the primary listed exchange is open for business and the Stock trades regular way; provided, however, that a “Trading Day” shall mean only that day’s regular trading session of the primary exchange and shall not include any extended-hours or after-hours trading sessions that the primary exchange may allow. [GRAPHIC APPEARS HERE] Date By executing this Trading Plan below, Seller represents and warrants that Seller has carefully reviewed in detail the specific Trading Instructions set forth in Exhibit A, that the Trading Instructions are accurate, complete, and accurately reflect the intent and instructions of Seller. [GRAPHIC APPEARS HERE] Title: Trustee NOTICE: Signature date must be the same as Seller’s Adoption Date as defined in the opening section of this Trading Plan.