Not Held definition

Not Held. Orders: When customers place “not held” orders, they are giving time and price discretion to Stifel so that the Firm may exercise its professional judgment in an effort to obtain best execution for the customer. In the process of executing the “not held” order, Stifel may trade in the security for its own account prior to completion of the customer order and at the same or a better price than the customer receives.

Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price.

Not Held order means you are giving LTCO time & price discretion in seeking to obtain the best execution of your order.

Examples of Not Held in a sentence

• In order to comply with its obligations under the terms of Regulation 10(4)(a) - Information Not Held - of the EIRs, ACC hereby gives notice that this information is not held by it.

• For Securities Transactions placed by the Trading Department that have not been executed within two trading days after the day the authorization is granted (for example, in the case of a limit order or a Not Held Order), no new authorization is necessary unless the person placing the original order for the Securities Transaction amends it in any way.

• For Securities Transactions placed by the Trading Deparment that have not been executed within two trading days after the day the authorization is granted (for example, in the case of a limit order or a Not Held Order), no new authorization is necessary unless the person placing the original order for the Securities Transaction amends it in any way.

• If a public hearing is afforded but not held, Figure 7-2H, Certificate of Public Hearing Afforded but Not Held, should be attached.

• Not Held orders are market or limit orders that give the trader the right to use his or her discretion in the price and time of filling the order.

More Definitions of Not Held

Not Held is defined as a market or limit order that gives TPGE both time and price discretion to attempt to get the best possible price.

Not Held order means you are giving LTCO time & price discretion in seeking to obtain the best execution of your order. “Not held” orders give LTCO the flexibility and discretion to work your order to seek to obtain the best execution reasonably available. LTCO only accepts orders with volume limitations or special handling instructions (e.g., market on close; percent of volume; ‘over the day’; ‘work the order’ ) and tactic orders (e.g. VWAP, TWAP) on a “not held” basis.

Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price. A “Sale Day” shall be any day during the “Order Sales Period”, defined as the period between the Order Entry Date and Order Cancel Date or Order Execution, on which the sales price specified in the trading schedule is met; provided, however, that if any Sale Day is not a Trading Day, such Sale Day shall be deemed to fall on the next succeeding Trading Day within the Order Sales Period 2 If UBSFS cannot sell the share amount on any Sale Day for any of the reasons described in Section 4(k)(i) & (ii) of the Trading Plan, than UBSFS will re-enter the sale on the next possible Trading Day as defined below. After receive of timely advance written notice from Seller or Issuer to the 10b5-1 Group of UBSFS, share amounts and the limit prices shall be adjusted on a proportionate basis to take into account any stock split, reverse stock split or stock dividend with respect to the Stock or any change in capitalization with respect to Issuer that occurs while the Trading Plan is in effect. A “Trading Day” is any day during the Order Sales Period on which the primary listed exchange is open for business and the Stock trades regular way; provided, however, that a “Trading Day” shall mean only that day’s regular trading session of the primary exchange and shall not include any extended-hours or after-hours trading sessions that the primary exchange may allow. [GRAPHIC APPEARS HERE] Date By executing this Trading Plan below, Seller represents and warrants that Seller has carefully reviewed in detail the specific Trading Instructions set forth in Exhibit A, that the Trading Instructions are accurate, complete, and accurately reflect the intent and instructions of Seller. [GRAPHIC APPEARS HERE] Title: Trustee NOTICE: Signature date must be the same as Seller’s Adoption Date as defined in the opening section of this Trading Plan.

Not Held order means you are giving LTCO time & price

Not Held order means BNYMCM is give time and price discretion in seeking to obtain the best execution of your orders. “Not held” orders give BNYMCM the flexibility and discretion to work your order to seek to obtain the best execution reasonable available.

Not Held order means BNYMCM is give time and price discretion in seeking to obtain the best execution of your orders. “Not held” orders give BNYMCM the flexibility and discretion to work your order to seek to obtain the best execution reasonable available. BNYMCM only accepts orders with volume limitations or special handling instructions (e.g., VWAP, market on close; percent of volume) on a “not held” basis.

Not Held means the Trader who executes the transaction is given time and price discretion to purchase on a best efforts basis.)