Not Held. Orders: When customers place “not held” orders, they are giving time and price discretion to Stifel so that the Firm may exercise its professional judgment in an effort to obtain best execution for the customer. In the process of executing the “not held” order, Stifel may trade in the security for its own account prior to completion of the customer order and at the same or a better price than the customer receives.
Not Held order means you are giving LTCO time & price discretion in seeking to obtain the best execution of your order.
Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price.
Examples of Not Held in a sentence
In order to comply with its obligations under the terms of Regulation 10(4)(a) - Information Not Held - of the EIRs, ACC hereby gives notice that this information is not held by it.
In this scenario, the Sales Desk received the order as Not Held, but transmitted pieces of the order to the Trading Desk as Held orders.
Since the order was received as Not Held, Member Firm 1 must use a Special Handling Code of ‘Not Held’ (NH) to indicate the order was received as Not Held.
If a public hearing is afforded but not held, Figure 7-2H, Certificate of Public Hearing Afforded but Not Held, should be attached.
If Tree Climbing Championship Field Day is Not Held – In the event the TCC Field Day is not held for any reason beyond the control of the Florida Chapter ISA, the rental and lease space to the exhibitor shall be canceled and terminated upon the return of the rental fee paid by the exhibitor for space in the TCC Field Day for this specific event.
More Definitions of Not Held
Not Held is defined as a market or limit order that gives TPGE both time and price discretion to attempt to get the best possible price.
Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price. This Amended Trading Plan will become effective on September 6, 2022, which shall be no earlier than 3 weeks from the contract signature date. UBS Financial Services Inc. will continue to exercise Options and/or purchase Stock pursuant to the terms of the original Trading Plan until this Amended Trading Plan goes into effect. Purchaser certifies that the representations and warranties of Purchaser contained in the Trading Plan are true at and as of the date hereof as if made at and as of such date. Purchaser has obtained a new Issuer Certificate in the form of Exhibit B. PURCHASER REPRESENTS AND WARRANTS THAT THEY WILL RETAIN A COPY OF THIS AMENDMENT AFTER EXECUTING/DATING IT BELOW. By executing this Trading Plan Amendment, Purchaser represents and warrants that Purchaser has carefully reviewed in detail the specific Trading Instructions set forth in Exhibit A, that the Trading Instructions are accurate, complete, and accurately reflect the intent and instructions of Purchaser. /s/ Dr. Xxxxxx X. Troendle August 15, 2022 Name: Dr. Xxxxxx X. Troendle Date UBS FINANCIAL SERVICES INC. /s/ Xxxx Xxxxxxxxx 8-16-2022 Name: Xxxxx Xxxxxx Date Title: Director /s/ Xxxxxxxxxxx XxXxxx 08-16-2022 Name: Xxxxxxxxxxx XxXxxx Date
Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price. This Amended Trading Plan will become effective on July 5, 2022, which shall be no earlier than 3 weeks from the contract signature date. UBS Financial Services Inc. will continue to exercise Options and/or sell Stock pursuant to the terms of the original Trading Plan until this Amended Trading Plan goes into effect. Seller certifies that the representations and warranties of Seller contained in the Trading Plan are true at and as of the date hereof as if made at and as of such date. Seller has obtained a new Issuer Certificate in the form of Exhibit B. SELLER REPRESENTS AND WARRANTS THAT THEY WILL RETAIN A COPY OF THIS AMENDMENT AFTER EXECUTING/DATING IT BELOW. By executing this Trading Plan Amendment, Seller represents and warrants that Seller has carefully reviewed in detail the specific Trading Instructions set forth in Exhibit A, that the Trading Instructions are accurate, complete, and accurately reflect the intent and instructions of Seller. /s/ August X. Xxxxxxxx 5/3/22 Name: Dr. August X. Xxxxxxxx Date USB FINANCIAL SERVICES INC. /s/ Xxxxx Xxxxxx 5/5/2022 Name: Xxxxx Xxxxxx Date Title: Director /s/ Xxxxxxxxxxx XxXxxx 5/6/2022 Name: Xxxxxxxxxxx XxXxxx Date
Not Held means the Trader who executes the transaction is given time and price discretion to purchase on a best efforts basis.)
Not Held order means BNYMCM is give time and price discretion in seeking to obtain the best execution of your orders. “Not held” orders give BNYMCM the flexibility and discretion to work your order to seek to obtain the best execution reasonable available. BNYMCM only accepts orders with volume limitations or special handling instructions (e.g., VWAP, market on close; percent of volume) on a “not held” basis.
Not Held is defined as a market or limit order that gives UBSFS both time and price discretion to attempt to get the best possible price. A “Sale Day” shall be any day during the “Order Sales Period”, defined as the period between the Order Entry Date and Order Cancel Date or Order Execution, on which the sales price specified in the trading schedule is met; provided, however, that if any Sale Day is not a Trading Day, such Sale Day shall be deemed to fall on the next succeeding Trading Day within the Order Sales Period 2 If UBSFS cannot sell the share amount on any Sale Day for any of the reasons described in Section 4(k)(i) & (ii) of the Trading Plan, than UBSFS will re-enter the sale on the next possible Trading Day as defined below. After receive of timely advance written notice from Seller or Issuer to the 10b5-1 Group of UBSFS, share amounts and the limit prices shall be adjusted on a proportionate basis to take into account any stock split, reverse stock split or stock dividend with respect to the Stock or any change in capitalization with respect to Issuer that occurs while the Trading Plan is in effect. A “Trading Day” is any day during the Order Sales Period on which the primary listed exchange is open for business and the Stock trades regular way; provided, however, that a “Trading Day” shall mean only that day’s regular trading session of the primary exchange and shall not include any extended-hours or after-hours trading sessions that the primary exchange may allow. [GRAPHIC APPEARS HERE] Date By executing this Trading Plan below, Seller represents and warrants that Seller has carefully reviewed in detail the specific Trading Instructions set forth in Exhibit A, that the Trading Instructions are accurate, complete, and accurately reflect the intent and instructions of Seller. [GRAPHIC APPEARS HERE] Title: Trustee NOTICE: Signature date must be the same as Seller’s Adoption Date as defined in the opening section of this Trading Plan.
Not Held order means you are giving LTCO time & price discretion in seeking to obtain the best execution of your order. “Not held” orders give LTCO the flexibility and discretion to work your order to seek to obtain the best execution reasonably available. LTCO only accepts orders with volume limitations or special handling instructions (e.g., market on close; percent of volume; ‘over the day’; ‘work the order’ ) and tactic orders (e.g. VWAP, TWAP) on a “not held” basis.