Written Decision by the Chief Compliance Officer Sample Clauses

Written Decision by the Chief Compliance Officer. The Chief Compliance Officer shall issue his written decision accepting, rejecting or modifying the Hearing Body’s recommendation, within twenty (20) business days following the issuance of the Hearing Body’s written final recommendation. The Chief Compliance Officer may extend the date for issuance of his written decision for an additional twenty (20) business days in his sole discretion. The Chief Compliance Officer’s written decision shall state the conclusion of the Chief Compliance Officer with respect to Alleged Violations of Reliability Standards and proposed penalties or sanctions at issue in the hearing. If the hearing involves a Registered Entity’s Mitigation Proposal, the written decision shall either accept or reject the Registered Entity’s Mitigation Proposal. If the proposed Registered Entity’s Mitigation Proposal is rejected, the Chief Compliance Officer may specify the provisions of the Registered Entity’s Mitigation Proposal that the Registered Entity should be required to implement, together with other mitigation measures the Chief Compliance Officer shall require. The written decision shall explain the reasons for the Chief Compliance Officer’s conclusions and cite the testimony and exhibits relied on by the Chief Compliance Officer in reaching its conclusions. Copies of the written decision shall be served electronically and by certified mail on the Registered Entity, on the Compliance Enforcement Authority’s designated representative, and on the Hearing Body.
Sample 1
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Related to Written Decision by the Chief Compliance Officer

  • Compliance Officer and Chief Executive Officer The Implementation Report and each Annual Report shall include a certification by the Compliance Officer and Chief Executive Officer that:

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  • Responsibility to Communicate a) It shall be the responsibility of a central party to refer a dispute to the Committee, or to arbitration, in a timely manner.

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