1 EXHIBIT 10.7 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into effective as of June 1, 1997 by and between C3, Inc., a North Carolina company with its principal office at 3800 Gateway Boulevard, Suite 310,...Employment Agreement • September 30th, 1997 • C3 Inc /Nc/ • North Carolina
C3, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 30th, 1997 • C3 Inc /Nc/ • Oregon
3. Extension of Term. The initial term of the Agreement will be extended from the date 1Agreement • August 16th, 1999 • C3 Inc /Nc/ • Jewelry, silverware & plated ware
1 EXHIBIT 10.9 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into effective as of September 15, 1997 by and between C3, Inc., a North Carolina company with its principal office at 3800 Gateway Boulevard, Suite...Employment Agreement • September 30th, 1997 • C3 Inc /Nc/ • North Carolina
LETTER AGREEMENT DATED JULY 14, 1998 BETWEEN C3, INC. AND CREE RESEARCH, INC. REDACTED - - OMITTED MATERIAL HAS BEEN FILED SEPARATELY WITH THE COMMISSION AND IS NOTED HEREIN BY ***** July 14, 1998 Robert S. Thomas President C3 Inc. P.O. Box 13533...Letter Agreement • August 11th, 1998 • C3 Inc /Nc/ • Jewelry, silverware & plated ware
Exhibit 10.48 EMPLOYMENT AGREEMENT -------------------- THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into effective as of June 4, 2001 by and between Charles & Colvard, Ltd., a North Carolina company with its principal office at...Employment Agreement • August 13th, 2001 • Charles & Colvard LTD • Jewelry, silverware & plated ware • North Carolina
Exhibit 99.2 THE REGISTRANT HAS REQUESTED THAT CERTAIN PORTIONS OF THIS EXHIBIT BE GIVEN CONFIDENTIAL TREATMENT. SUCH PORTIONS HAVE BEEN FILED SEPARATELY WITH THE COMMISSION. Robert S. Thomas President & CEO Charles & Colvard, Ltd. Post Office Box...Supply Agreement • January 9th, 2001 • Charles & Colvard LTD • Jewelry, silverware & plated ware
EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement"), dated as of May 1, 1999 is entered into by and between C3, Inc, a North Carolina corporation with its principal office at 3800 Gateway Boulevard, Suite 310 Morrisville, NC 27560 (the...Employment Agreement • May 17th, 1999 • C3 Inc /Nc/ • Jewelry, silverware & plated ware • North Carolina
REDACTED - OMITTED MATERIAL HAS BEEN FILED SEPARATELY WITH THE COMMISSION AND IS DENOTED HEREIN BY *****. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into effective as of November 1, 1999 by and between C3,...Employment Agreement • November 15th, 1999 • C3 Inc /Nc/ • Jewelry, silverware & plated ware • North Carolina
EXHIBIT 99.4 STOCK OPTION AGREEMENT THIS AGREEMENT, made the 25th day of May, 1996, between C3, Inc., a North Carolina corporation (the "Company"), and Robert C. Glass and Bronwen K. Nishikawa, jointly with right of survivorship (the "Optionee"). R E...Stock Option Agreement • December 31st, 1997 • C3 Inc /Nc/ • Jewelry, silverware & plated ware • North Carolina
EMPLOYMENT AGREEMENT DATED APRIL 6, 1998 BETWEEN C3, INC. AND MARK KELLAM EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into effective as of April 6, 1998 by and between C3, Inc., a North Carolina company with...Employment Agreement • November 12th, 1998 • C3 Inc /Nc/ • Jewelry, silverware & plated ware • North Carolina
C3, INC. andRights Agreement • March 18th, 1999 • C3 Inc /Nc/ • Jewelry, silverware & plated ware • North Carolina
EXHIBIT 10.25 THE REGISTRANT HAS REQUESTED THAT CERTAIN PORTIONS OF THIS EXHIBIT BE GIVEN CONFIDENTIAL TREATMENT. AN UNREDACTED VERSION OF THIS EXHIBIT HAS BEEN FILED WITH THE COMMISSION. AMENDED AND RESTATED DEVELOPMENT AGREEMENT DATED JULY 1, 1998...Development Agreement • August 11th, 1998 • C3 Inc /Nc/ • Jewelry, silverware & plated ware • North Carolina
AGREEMENTConfidentiality Agreement • September 30th, 1997 • C3 Inc /Nc/ • North Carolina
Exhibit 10.49 REDACTED - OMITTED MATERIAL HAS BEEN FILED SEPARATELY WITH THE COMMISSION AND IS DENOTED HEREIN BY *** July 2, 2001 Robert S. Thomas President & CEO Charles & Colvard, Ltd, P.O. Box 13533 Research Triangle Park, NC 27709-3533 This...Sales Agreement • November 9th, 2001 • Charles & Colvard LTD • Jewelry, silverware & plated ware
REDACTED - OMITTED MATERIAL HAS BEEN FILED SEPARATELY WITH THE COMMISSION AND IS DENOTED HEREIN BY *****. FOURTH AMENDMENT TO AGREEMENT THIS FOURTH AMENDMENT TO AGREEMENT (this "Amendment") is entered into as of October 5, 1999 by and among C3, INC.,...Amendment to Agreement • November 15th, 1999 • C3 Inc /Nc/ • Jewelry, silverware & plated ware
RECITALS:Independent Contractor Agreement • September 30th, 1997 • C3 Inc /Nc/ • North Carolina
6,250,000 Shares CHARLES & COLVARD, LTD. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 7th, 2019 • Charles & Colvard LTD • Jewelry, silverware & plated ware • New York
The Company has prepared and filed in conformity with the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the published rules and regulations thereunder (the “Rules”) adopted by the Securities and Exchange Commission (the “Commission”) a “shelf” registration statement on Form S-3 (No. 333-225042), which became effective as of May 30, 2018, including a base prospectus (the “Base Prospectus”) relating to common stock, preferred stock, warrants to purchase common stock and preferred stock and units consisting of any combination of the foregoing types of securities of the Company that may be sold from time to time by the Company in accordance with Rule 415 of the Securities Act, and such amendments thereof as may have been required to the date of this Agreement. Copies of such Registration Statement (including all amendments thereof and all documents deemed incorporated by reference therein) and of the related Base Prospectus have heretofore been delivere
1 EXHIBIT 4.2 THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND IS NOT TRANSFERABLE EXCEPT AS PROVIDED HEREINPurchase Warrant • September 30th, 1997 • C3 Inc /Nc/ • Oregon
1 EXHIBIT 10.19 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT, (the "Agreement") dated as of March 18th, 1997, is made by and among C3, INC., a North Carolina corporation (the "Company"), and the General Electric Pension Trust...Registration Rights Agreement • September 30th, 1997 • C3 Inc /Nc/ • North Carolina
1 EXHIBIT 10.11 THE REGISTRANT HAS REQUESTED THAT CERTAIN PORTIONS OF THIS EXHIBIT BE GIVEN CONFIDENTIAL TREATMENT. AN UNREDACTED VERSION OF THIS EXHIBIT HAS BEEN FILED WITH THE COMMISSION. AMENDED AND RESTATED EXCLUSIVE SUPPLY AGREEMENT, DATED JUNE...Exclusive Supply Agreement • September 30th, 1997 • C3 Inc /Nc/ • North Carolina
EXHIBIT 10.28 THE REGISTRANT HAS REQUESTED THAT CERTAIN PORTIONS OF THIS EXHIBIT BE GIVEN CONFIDENTIAL TREATMENT. AN UNREDACTED VERSION OF THIS EXHIBIT HAS BEEN FILED WITH THE COMMISSION. FIRST AMENDMENT TO AGREEMENT DATED MARCH 23, 1998 BETWEEN C3,...First Amendment to Agreement • November 12th, 1998 • C3 Inc /Nc/ • Jewelry, silverware & plated ware
SECOND AMENDMENT TO AGREEMENT DATED SEPTEMBER 24, 1998 BETWEEN C3, INC. AND JOHN M. BACHMAN, INC.Second Amendment to Agreement • November 12th, 1998 • C3 Inc /Nc/ • Jewelry, silverware & plated ware
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • May 29th, 2020 • Charles & Colvard LTD • Jewelry, silverware & plated ware • North Carolina
THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is effective as of the 1ST day of June, 2020 (the “Effective Date”) by and between Charles & Colvard, Ltd. (the “Company”) and Don O’Connell (the “Employee”).
Note Modification AgreementNote Modification Agreement • June 27th, 2023 • Charles & Colvard LTD • Jewelry, silverware & plated ware • New York
This agreement is dated as of June 16, 2023 (the "Agreement Date"), by and between Charles & Colvard, Ltd. (the "Borrower") and JPMorgan Chase Bank, N.A. (together with its successors and assigns, the "Bank"). The provisions of this agreement are effective on the date that this agreement has been executed by all of the signers and delivered to the Bank (the "Effective Date").
Committed Line of Credit Note (Daily LIBOR) $10,000,000.00 September 20, 2013Committed Line of Credit Note • September 24th, 2013 • Charles & Colvard LTD • Jewelry, silverware & plated ware
FOR VALUE RECEIVED, CHARLES & COLVARD, LTD., a North Carolina corporation (the “Borrower”), with an address at 300 Perimiter Park Drive, Suite A, Morrisville, North Carolina 27560, Attention: Chief Financial Officer, promises to pay to the order of PNC BANK, NATIONAL ASSOCIATION (the “Bank”), in lawful money of the United States of America in immediately available funds at its offices located at 134 North Church Street, Rocky Mount, North Carolina 27804, or at such other location as the Bank may designate from time to time, the principal sum of TEN MILLION AND 00/100 DOLLARS ($10,000,000.00) (the “Facility”) or such lesser amount as may be advanced to or for the benefit of the Borrower hereunder, together with interest accruing on the outstanding principal balance from the date hereof, all as provided below.
CHARLES & COLVARD, LTD. Restricted Stock Award AgreementRestricted Stock Award Agreement • March 23rd, 2015 • Charles & Colvard LTD • Jewelry, silverware & plated ware • North Carolina
THIS RESTRICTED STOCK AWARD AGREEMENT (which, together with Schedule A and Schedule B attached hereto, is referred to herein as the “Agreement”), made effective as of _______________ (as defined below, the “Grant Date”), between CHARLES & COLVARD, LTD., a North Carolina corporation (the “Corporation”), and _______________, (the “Participant”);
EMPLOYMENT AGREEMENTEmployment Agreement • June 26th, 2009 • Charles & Colvard LTD • Jewelry, silverware & plated ware • North Carolina
THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into effective as of June 23, 2009 by and between Charles & Colvard, Ltd., a North Carolina company with its principal office at 300 Perimeter Park Drive, Suite A, Morrisville, North Carolina, 27560 (the “Company”), and Timothy L. Krist, an individual currently residing at 820 Magalloway Drive, Cary, North Carolina, 27519 (“Employee”).
AMENDMENT TO EMPLOYMENT AGREEMENT OF JAMES BRAUNEmployment Agreement • August 31st, 2007 • Charles & Colvard LTD • Jewelry, silverware & plated ware
WHEREAS, Charles & Colvard, Ltd., a North Carolina company with its principal office at 300 Perimeter Park Drive, Suite A, Morrisville, North Carolina 27506 (the “Company”), and James Braun (“Employee”) previously entered into an employment agreement (the “Agreement”) effective as of June 4, 2001; and
EXCLUSIVE SUPPLY AGREEMENTExclusive Supply Agreement • February 4th, 2021 • Charles & Colvard LTD • Jewelry, silverware & plated ware • North Carolina
This Exclusive Supply Agreement (“Agreement”) dated as of December 12, 2014 (the “Effective Date”), is entered into by and between CHARLES & COLVARD, LTD., a North Carolina corporation, with its principal place of business at 170 Southport Drive, Morrisville, North Carolina 27560 (“C&C”), CREE, INC., a North Carolina corporation, with its principal place of business located at 4600 Silicon Dr., Durham, North Carolina 27703 (“Cree”), and, solely for purposes of Section 6(c), Charles & Colvard Direct, LLC (“C&C Direct”) and Moissanite.com, LLC (“Moissanite”; C&C, C&C Direct, and Moissanite may be referred to herein individually as an “Obligor” and collectively as “Obligors”). C&C and Cree may be referred to hereinafter individually as “Party” and collectively as “Parties”.
LETTER AGREEMENT DATED JANUARY 8, 1998 BETWEEN CREE RESEARCH, INC. AND C3, INC.Supplemental Development Agreement • March 31st, 1998 • C3 Inc /Nc/ • Jewelry, silverware & plated ware
ContractLease Agreement • September 3rd, 2021 • Charles & Colvard LTD • Jewelry, silverware & plated ware • North Carolina
Portions of this exhibit marked as “[****]” have been excluded because they are both not material and would likely cause competitive harm to the registrant if publicly disclosed.
CHARLES & COLVARD, LTD. Employee Nonqualified Stock Option Agreement For Grants Pursuant to Long-Term Incentive ProgramEmployee Nonqualified Stock Option Agreement • April 21st, 2014 • Charles & Colvard LTD • Jewelry, silverware & plated ware • North Carolina
THIS AGREEMENT (together with Schedule A, attached hereto, the “Agreement”), effective as of . 20 (the “Grant Date”), between CHARLES & COLVARD, LTD., a North Carolina corporation (the “Corporation”), and , an Employee of the Corporation or an Affiliate (the “Participant”);
REDACTED – OMITTED MATERIAL HAS BEEN SEPARATELY FILED WITH THE COMMISSION AND IS DENOTED HEREIN BY ***** EXCLUSIVE SUPPLY AGREEMENTExclusive Supply Agreement • February 17th, 2005 • Charles & Colvard LTD • Jewelry, silverware & plated ware
THIS EXCLUSIVE SUPPLY AGREEMENT (“Agreement”) is made and entered into effective as of the 14th day of February, 2005, by and between Jesperator AB (“Jesperator”), an entity organized under the laws of Sweden having its address at Box 255, 178 23 Ekerö, Sweden, with telefax +46 8 560 34354, and Charles & Colvard, Ltd. (“C&C”), a North Carolina corporation having its address at 300 Perimeter Park, Suite A, Morrisville, North Carolina 27560, telefax +1 919 468 5052.
Credit AgreementCredit Agreement • July 13th, 2021 • Charles & Colvard LTD • Jewelry, silverware & plated ware • New York
This agreement dated as of July 7, 2021 is between JPMorgan Chase Bank, N.A. (together with its successors and assigns, the "Bank"), whose address is 2000 Regency Pkwy, Floor 04, Cary, NC 27518-8506, and Charles & Colvard, Ltd. (individually, the "Borrower" and if more than one, collectively, the "Borrowers"), whose address is 170 Southport Dr, Morrisville, NC 27560.
