Exhibit 4.2 AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • May 10th, 2006 • Anthracite Capital Inc • Real estate investment trusts • Delaware
Contract Type FiledMay 10th, 2006 Company Industry Jurisdiction
Exhibit 99.2 AGREEMENT AND PLAN OF MERGER dated as of February 8, 2000Merger Agreement • February 16th, 2000 • Anthracite Capital Inc • Mortgage bankers & loan correspondents • New York
Contract Type FiledFebruary 16th, 2000 Company Industry Jurisdiction
INDENTURE betweenIndenture • June 1st, 2007 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledJune 1st, 2007 Company Industry Jurisdiction
EXHIBIT 1.1Underwriting Agreement • June 30th, 2004 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledJune 30th, 2004 Company Industry Jurisdiction
Exhibit 1.1 2,000,000 Shares of 9.375% Series C Cumulative Redeemable Preferred Stock ANTHRACITE CAPITAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 30th, 2003 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMay 30th, 2003 Company Industry Jurisdiction
60,000,000 AGGREGATE PRINCIPAL AMOUNT ANTHRACITE CAPITAL, INC. 11.75% CONVERTIBLE SENIOR NOTESPurchase Agreement • August 29th, 2007 • Anthracite Capital Inc • Real estate investment trusts
Contract Type FiledAugust 29th, 2007 Company Industry
ANTHRACITE CAPITAL, INC. 20,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 18th, 1998 • Anthracite Capital Inc • Mortgage bankers & loan correspondents • New York
Contract Type FiledMarch 18th, 1998 Company Industry Jurisdiction
1,500,000 Shares(1) ---------------------------- (1) Plus an option to purchase up to 225,000 additional shares to cover over-allotments. Anthracite Capital, Inc. Common Stock, par value $.001 per share PURCHASE AGREEMENTPurchase Agreement • August 24th, 2005 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledAugust 24th, 2005 Company Industry Jurisdiction
RECITALSInvestment Advisory Agreement • March 31st, 2005 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMarch 31st, 2005 Company Industry Jurisdiction
ANTHRACITE CAPITAL, INC., Issuer AND [ ] Trustee INDENTUREIndenture • September 21st, 2001 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledSeptember 21st, 2001 Company Industry Jurisdiction
Exhibit 10.5 ------------ AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT ----------------------------- AGREEMENT, dated as of March 11, 2004, between Anthracite Capital, Inc. (the "Company"), a Maryland corporation, and BlackRock Financial...Investment Advisory Agreement • March 16th, 2005 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMarch 16th, 2005 Company Industry Jurisdiction
EXHIBIT 10.3 AMENDED AND RESTATED ADMINISTRATION AGREEMENT Administration Agreement dated as of March 15, 2007 (this "Agreement") by and between BlackRock Financial Management, Inc. ("BFM"), a Delaware corporation, and Anthracite Capital, Inc. (the...Administration Agreement • March 16th, 2007 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMarch 16th, 2007 Company Industry Jurisdiction
among ANTHRACITE CAPITAL, INC., as DepositorTrust Agreement • March 16th, 2006 • Anthracite Capital Inc • Real estate investment trusts • Delaware
Contract Type FiledMarch 16th, 2006 Company Industry Jurisdiction
AMONGCredit Agreement • May 10th, 2006 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMay 10th, 2006 Company Industry Jurisdiction
Exhibit 10.1 AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT, dated as of March 15, 2007, between Anthracite Capital, Inc. (the "Company"), a Maryland corporation, and BlackRock Financial Management, Inc. (the "Investment Manager"), a...Investment Advisory Agreement • March 16th, 2007 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMarch 16th, 2007 Company Industry Jurisdiction
Exhibit 4.4 AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • March 16th, 2006 • Anthracite Capital Inc • Real estate investment trusts • Delaware
Contract Type FiledMarch 16th, 2006 Company Industry Jurisdiction
Execution Copy PSA THE BOND MARKET TRADE ASSOCIATION MASTER REPURCHASE AGREEMENT SEPTEMBER 1996 VERSION ============================================== ==================================Master Repurchase Agreement • July 25th, 2007 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledJuly 25th, 2007 Company Industry Jurisdiction
Exhibit 10.2 STOCK PURCHASE AGREEMENT Stock Purchase Agreement ("Agreement"), dated as of March 23, 1998, by and between Anthracite Capital, Inc., a Maryland corporation (the "Company"), and FBR Asset Investment Corporation, a Virginia corporation...Stock Purchase Agreement • May 14th, 1998 • Anthracite Capital Inc • Mortgage bankers & loan correspondents • New York
Contract Type FiledMay 14th, 1998 Company Industry Jurisdiction
Exhibit 10.1 FACILITY AGREEMENT dated 20 JULY 2007Facility Agreement • July 25th, 2007 • Anthracite Capital Inc • Real estate investment trusts
Contract Type FiledJuly 25th, 2007 Company Industry
betweenJunior Subordinated Indenture • March 16th, 2006 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMarch 16th, 2006 Company Industry Jurisdiction
ANTHRACITE CAPITAL, INC., Issuer AND [ ], Trustee INDENTUREIndenture • April 1st, 1999 • Anthracite Capital Inc • Mortgage bankers & loan correspondents • New York
Contract Type FiledApril 1st, 1999 Company Industry Jurisdiction
5,000,000 Shares ANTHRACITE CAPITAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 12th, 2007 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledJune 12th, 2007 Company Industry JurisdictionAnthracite Capital, Inc., a Maryland corporation (the “Company”), proposes to sell 5,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters (the “Underwriters”) named in Schedule 1 attached to this agreement (this “Agreement”), an option to purchase up to 750,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.”
AMENDED AND RESTATED JUNIOR SUBORDINATED INDENTURE between ANTHRACITE CAPITAL, INC. and WILMINGTON TRUST COMPANY, as Trustee Dated as of October 23, 2009Junior Subordinated Indenture • October 28th, 2009 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledOctober 28th, 2009 Company Industry JurisdictionAmended And Restated Junior Subordinated Indenture, dated as of October 23, 2009 (this “Indenture”), between Anthracite Capital, Inc., a Maryland corporation (the “Company”), and Wilmington Trust Company, a Delaware banking corporation, as Trustee (in such capacity, the “Trustee”).
ANTHRACITE CAPITAL, INC., Issuer AND [ ] Trustee INDENTURE Dated as of [ ], 1999Indenture • April 1st, 1999 • Anthracite Capital Inc • Mortgage bankers & loan correspondents • New York
Contract Type FiledApril 1st, 1999 Company Industry Jurisdiction
BANC OF AMERICA SECURITIES LLC DEUTSCHE BANK SECURITIES INC. $60,000,000 AGGREGATE PRINCIPAL AMOUNT ANTHRACITE CAPITAL, INC. 11.75% CONVERTIBLE SENIOR NOTESResale Registration Rights Agreement • August 29th, 2007 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledAugust 29th, 2007 Company Industry Jurisdiction
R E C I T A L SInvestment Advisory Agreement • May 15th, 2002 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMay 15th, 2002 Company Industry Jurisdiction
Exhibit 4.1 JUNIOR SUBORDINATED INDENTUREJunior Subordinated Indenture • May 10th, 2006 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMay 10th, 2006 Company Industry Jurisdiction
RECITALSInvestment Advisory Agreement • April 7th, 2006 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledApril 7th, 2006 Company Industry Jurisdiction
300,000,000 Shares of 8.25% Series D Cumulative Redeemable Preferred Stock ANTHRACITE CAPITAL, INC. UNDERWRITING AGREEMENT February 7, 2007Underwriting Agreement • February 13th, 2007 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledFebruary 13th, 2007 Company Industry JurisdictionAnthracite Capital, Inc., a corporation organized and existing under the laws of Maryland (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 300,000,000 shares (the “Firm Shares”) of its 8.25% Series D Cumulative Redeemable Preferred Stock, par value $.001 per share, liquidation preference $25.00 per share (the “Series D Preferred Stock”), and, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional 450,000 shares (the “Additional Shares”) of Series D Preferred Stock. The Firm Shares and any Additional Shares purchased by the Underwriters are referred to herein as the “Shares.” Bear, Stearns & Co. Inc. (“Bear Stearns”) is acting as Representative in connection with the offering and sale of the Shares contemplated herein (the “O
May 15, 2002 UBS Warburg LLC 299 Park Avenue New York, NY 10171-0026 Ladies and Gentlemen: Anthracite Capital, Inc., a Maryland corporation that has elected to be taxed as a real estate investment trust (the "Company") proposes to issue and sell from...Sales Agency Agreement • May 16th, 2002 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMay 16th, 2002 Company Industry Jurisdiction
INDENTURE between ANTHRACITE CAPITAL, INC. and WELLS FARGO BANK, N.A., as Trustee Dated as of October 30, 2009Indenture • November 3rd, 2009 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledNovember 3rd, 2009 Company Industry JurisdictionThis INDENTURE, dated as of October 30, 2009, is between ANTHRACITE CAPITAL, INC., a Maryland corporation (the “Company”), and WELLS FARGO BANK, N.A., as Trustee (in such capacity, the “Trustee”).
Exhibit 1.1 ANTHRACITE CAPITAL, INC. 4,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 28th, 2001 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledFebruary 28th, 2001 Company Industry Jurisdiction
ARTICLE I AMENDMENTSInvestment Advisory Agreement • May 17th, 2002 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMay 17th, 2002 Company Industry Jurisdiction
Exhibit 1.2 ANTHRACITE CAPITAL, INC. DOCS(R) Financing Program 4,000,000 Shares of Common Stock, $0.001 par value SALES AGENCY AGREEMENTSales Agency Agreement • May 16th, 2002 • Anthracite Capital Inc • Real estate investment trusts
Contract Type FiledMay 16th, 2002 Company Industry
Between: Anthracite Funding, LLC, Seller and Deutsche Bank AG, Cayman Islands Branch, BuyerSecurities Transfer Agreement • March 13th, 2008 • Anthracite Capital Inc • Real estate investment trusts • New York
Contract Type FiledMarch 13th, 2008 Company Industry Jurisdiction