SUB-ADVISORY AGREEMENT NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC.Sub-Advisory Agreement • May 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc
Neuberger Berman Dividend Advantage Fund Inc. (a Maryland corporation) 5,800,000 Shares of Common Stock (Par Value $.0001 Per Share) PURCHASE AGREEMENTPurchase Agreement • June 25th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
Neuberger Berman Dividend Advantage Fund Inc. (a Maryland corporation) [______] Auction Market Preferred Shares ("AMPS") [___] Shares [__]% AMPS, Series A [___] Shares [__]% AMPS, Series B Liquidation Preference $25,000 per share PURCHASE AGREEMENTPurchase Agreement • June 25th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
605 Third Avenue New York, New York 10158-0180 March 25, 2004 Neuberger Berman Management Inc. 605 Third Avenue, 2nd Floor New York, New York 10158-0180 Dear Ladies and Gentlemen: Neuberger Berman Dividend Advantage Fund Inc. ("Fund"), a Maryland...Management Agreement • May 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
BROKER-DEALER]Broker-Dealer Agreement • May 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC. AUCTION AGENCY AGREEMENT dated as of ________, 2004 Relating to Auction Preferred Shares (Preferred Shares) Series A and Series BAuction Agency Agreement • May 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
ADMINISTRATION AGREEMENT NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC. This Agreement is made as of March 25, 2004, between Neuberger Berman Dividend Advantage Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman Management Inc., a New...Administration Agreement • May 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
EXECUTION COPY ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of March 30, 2004, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Neuberger Berman...Additional Compensation Agreement • May 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC. MANAGEMENT AGREEMENT This Agreement is made as of March 25, 2004, between Neuberger Berman Dividend Advantage Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman Management Inc., a New York...Management Agreement • May 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
ARTICLE I DEFINITIONS -----------Stock Transfer Agency Agreement • May 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
REVISED JULY 16, 2001 MERRILL LYNCH & CO. MERRILL LYNCH, PIERCE, FENNER & Smith Incorporated MERRILL LYNCH WORLD HEADQUARTERS 4 WORLD FINANCIAL CENTER NEW YORK, N.Y. 10800 STANDARD DEALER AGREEMENT ------------------------- Dear Sirs: In connection...Standard Dealer Agreement • February 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
CUSTODIAN AGREEMENT This Agreement is made as of March 25, 2004 between NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC., a corporation organized and existing under the laws of Maryland and registered with the Securities and Exchange Commission as a...Custodian Agreement • May 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • Massachusetts
EXECUTION VERSION CORPORATE FINANCE SERVICES AND CONSULTING AGREEMENT This CORPORATE FINANCE SERVICES AND CONSULTING AGREEMENT (the "Agreement"), dated as of March 30, 2004, between A.G. Edwards & Sons, Inc. ("A.G. Edwards") and Neuberger Berman...Corporate Finance Services and Consulting Agreement • May 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC. MANAGEMENT AGREEMENT This Agreement is made as of __________, 2004, between Neuberger Berman Dividend Advantage Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman Management Inc., a New York...Management Agreement • February 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
EXHIBIT 77Q1 to Neuberger Berman Dividend Advantage Fund Inc. NSAR 10/31/09 File Number: 81121499 CIK Number: 0001276893 SubItem 77Q1(e) Copies of Current Investment Advisory Contracts MANAGEMENT AGREEMENT NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC....Management Agreement • December 30th, 2009 • Neuberger Berman Dividend Advantage Fund Inc • New York
MASTER AGREEMENT AMONG UNDERWRITERS -----------------------------------Master Agreement • February 24th, 2004 • Neuberger Berman Dividend Advantage Fund Inc • New York
EXHIBIT 77 to Neuberger Berman Dividend Advantage Fund Inc. NSAR 04/30/09 File Number: 81121499 CIK Number: 0001276893 Item 77I In September 2008, Neuberger Berman Dividend Advantage Inc. (the Fund) entered into a Master Securities Purchase Agreement...Master Securities Purchase Agreement • June 29th, 2009 • Neuberger Berman Dividend Advantage Fund Inc
Item 77I In September 2008, Neuberger Berman Dividend Advantage Inc. (the "Fund") entered into a Master Securities Purchase Agreement and a Master Note Purchase Agreement pursuant to which it issued privately placed notes ("PNs") and privately placed...Master Securities Purchase Agreement and Master Note Purchase Agreement • June 29th, 2009 • Neuberger Berman Dividend Advantage Fund Inc
In September 2008, Neuberger Berman Dividend Advantage Inc. (the "Fund") entered into a Master Securities Purchase Agreement and a Master Note Purchase Agreement pursuant to which it issued privately placed notes ("PNs") and privately placed perpetual preferred shares ("PPS" and, together with PNs, "Private Securities"). The Fund issued PNs in October and November 2008 and issued PPS in November 2008. The PNs mature in October 2013 and interest thereon is accrued daily and paid quarterly. The PPS have a liquidation preference of $25,000 per share plus any accumulated unpaid distributions, whether or not earned or declared by the Fund, but excluding interest thereon ("PPS Liquidation Value"). Dividends are accrued daily and paid quarterly for PPS. The Fund may redeem PPS or prepay PNs, in whole or in part, at its option after giving a minimum amount of notice to the relevant holders of the Private Securities but will incur additional expenses if it chooses to so redeem or prepay.
EXHIBIT 77 to Neuberger Berman Dividend Advantage Fund Inc. NSAR 10/31/08 File Number: 81121499 CIK Number: 0001276893 Item 77I In September 2008, Neuberger Berman Dividend Advantage Inc. (the Fund) entered into a Master Securities Purchase Agreement...Master Securities Purchase Agreement and Master Note Purchase Agreement • December 30th, 2008 • Neuberger Berman Dividend Advantage Fund Inc
In September 2008, Neuberger Berman Dividend Advantage Inc. (the Fund) entered into a Master Securities Purchase Agreement and a Master Note Purchase Agreement pursuant to which it issued privately placed notes (PNs) and privately placed perpetual preferred shares (PPS and, together with PNs, Private Securities). The PNs mature in October 2013 and interest thereon is accrued daily and paid quarterly. The PPS have a liquidation preference of $25,000 per share plus any accumulated unpaid distributions, whether or not earned or declared by the Fund, but excluding interest thereon (PPS Liquidation Value). Dividends are accrued daily and paid quarterly for PPS. The Fund may redeem PPS or prepay PNs, in whole or in part, at its option after giving a minimum amount of notice to the relevant holders of the Private Securities but will incur additional expenses if it chooses to so redeem or prepay.
