AMENDMENT NO. 1 to REVOLVING CREDIT AND SECURITY AGREEMENTCredit and Security Agreement • August 22nd, 2013 • First Trust Senior Floating Rate Income Fund Ii • New York
First Trust/Four Corners Senior Floating Rate Income Fund II (a Massachusetts business trust) Common Shares of Beneficial Interest (Par Value $.01 Per Share) PURCHASE AGREEMENTPurchase Agreement • May 25th, 2004 • First Trust Four Corners Senior Floating Rate Income Fund Ii • New York
Offer to Purchase by First Trust/Four Corners Senior Floating Rate Income Fund II (the "Fund") for Cash Up to 100% of the Fund's Outstanding Auction Market Preferred Shares, Series A and Auction Market Preferred Shares, Series B at a Price of 97% of...First Trust Four Corners Senior Floating Rate Income Fund Ii • August 28th, 2009
FORM OF BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of August [__], 2004, is between Deutsche Bank Trust Company Americas (the "Auction Agent") (not in its individual capacity, but solely as agent of First Trust/Four Corners Senior...Broker-Dealer Agreement • August 23rd, 2004 • First Trust Four Corners Senior Floating Rate Income Fund Ii • New York
CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of May 18, 2009 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME...Custodian Services Agreement • November 21st, 2012 • First Trust Senior Floating Rate Income Fund Ii
FIRST AMENDMENT TO SALES AGREEMENTSales Agreement • August 22nd, 2013 • First Trust Senior Floating Rate Income Fund Ii • New York
TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of May 18, 2009 by and between PNC GLOBAL INVESTMENT SERVICING (U.S.) INC., a Massachusetts corporation ("PNC"), and FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II, a...Transfer Agency Services Agreement • November 21st, 2012 • First Trust Senior Floating Rate Income Fund Ii
ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of May 18, 2009 by and between PNC GLOBAL INVESTMENT SERVICING (U.S.) INC., a Massachusetts corporation ("PNC"), and FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND...Administration and Accounting Services Agreement • November 21st, 2012 • First Trust Senior Floating Rate Income Fund Ii
Form ofAuction Agency Agreement • August 23rd, 2004 • First Trust Four Corners Senior Floating Rate Income Fund Ii • New York
ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of May [___], 2004, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and First Trust Advisors L.P. ("First...Additional Compensation Agreement • May 25th, 2004 • First Trust Four Corners Senior Floating Rate Income Fund Ii • New York
First Trust/Four Corners Senior Floating Rate Income Fund II (a Massachusetts business trust) 4,000 Auction Market Preferred Stock ("AMPS") 2,000 Shares [___]%, Series A 2,000 Shares [___]%, Series B Liquidation Preference $25,000 per share FORM OF...Management Agreement • August 23rd, 2004 • First Trust Four Corners Senior Floating Rate Income Fund Ii • New York
BLANKET BOND INSURANCE AGREEMENT THIS AGREEMENT is made as of the 8th day of October, 2014, by and among the investment companies listed in Appendix A (collectively referred to herein as the "Funds"), First Trust Advisors L.P. (the "Advisor") and...Blanket Bond Insurance Agreement • October 8th, 2014 • First Trust Senior Floating Rate Income Fund Ii
WITNESSETH:Investment Management Agreement • August 23rd, 2004 • First Trust Four Corners Senior Floating Rate Income Fund Ii • Illinois
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 25th day of May, 2004 by and among FirstTrust/Four Corners Senior Floating Rate Income Fund II, a Massachusetts business trust (the "Fund"), First Trust Advisors LP, an Illinois limited...Sub-Advisory Agreement • August 23rd, 2004 • First Trust Four Corners Senior Floating Rate Income Fund Ii • Illinois
WITNESSETH:Subscription Agreement • May 25th, 2004 • First Trust Four Corners Senior Floating Rate Income Fund Ii
WITNESSETH:Investment Management Agreement • July 28th, 2011 • First Trust Senior Floating Rate Income Fund Ii • Illinois
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 25th day of May, 2004 by and among FirstTrust/Four Corners Senior Floating Rate Income Fund II, a Massachusetts business trust (the "Fund"), First Trust Advisors LP, an Illinois limited...Sub-Advisory Agreement • May 25th, 2004 • First Trust Four Corners Senior Floating Rate Income Fund Ii • Illinois
WITNESSETH:Investment Management Agreement • January 27th, 2011 • First Trust Senior Floating Rate Income Fund Ii • Illinois
Blanket Bond Insurance AgreementInsurance Agreement • May 14th, 2021 • First Trust Senior Floating Rate Income Fund Ii
This Agreement is made as of the 10th day of May, 2021, by and among the investment companies listed in Appendix A (collectively referred to herein as the “Funds”), First Trust Advisors L.P. (the “Advisor”) and First Trust Portfolios L.P. (collectively, with the Advisor and the Funds referred to as the “Parties”).
Blanket Bond Insurance AgreementInsurance Agreement • March 15th, 2023 • First Trust Senior Floating Rate Income Fund Ii
This Agreement is made as of the 9th day of October, 2022, by and among the investment companies listed in Appendix A (collectively referred to herein as the “Funds”), First Trust Advisors L.P. (the “Advisor”) and First Trust Portfolios L.P. (collectively, with the Advisor and the Funds referred to as the “Parties”).
REVOLVING CREDIT AND SECURITY AGREEMENTCredit and Security Agreement • September 28th, 2012 • First Trust Senior Floating Rate Income Fund Ii • New York
Blanket Bond Insurance AgreementInsurance Agreement • October 18th, 2023 • First Trust Senior Floating Rate Income Fund Ii
This Agreement is made as of the 9th day of October, 2023, by and among the investment companies listed in Appendix A (collectively referred to herein as the “Funds”), First Trust Advisors L.P. (the “Advisor”) and First Trust Portfolios L.P. (collectively, with the Advisor and the Funds referred to as the “Parties”).
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II UP TO 3,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) SALES AGREEMENTTransfer Agency Agreement • November 21st, 2012 • First Trust Senior Floating Rate Income Fund Ii • New York
INCENTIVE FEE AGREEMENT INCENTIVE FEE AGREEMENT (the "Agreement"), dated as of May [___], 2004, between Raymond James & Associates, Inc. ("Raymond James") and Four Corners Capital Management, LLC ("Four Corners"). WHEREAS, First Trust/Four Corners...Incentive Fee Agreement • May 25th, 2004 • First Trust Four Corners Senior Floating Rate Income Fund Ii • New York
Blanket Bond Insurance AgreementInsurance Agreement • November 4th, 2021 • First Trust Senior Floating Rate Income Fund Ii
This Agreement is made as of the 9th day of October, 2021, by and among the investment companies listed in Appendix A (collectively referred to herein as the “Funds”), First Trust Advisors L.P. (the “Advisor”) and First Trust Portfolios L.P. (collectively, with the Advisor and the Funds referred to as the “Parties”).
