RAYMOND JAMES & ASSOCIATES, INC. MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement Among Underwriters • September 17th, 2013 • THL Credit Senior Loan Fund • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of June 13, 2011, is by and between Raymond James & Associates, Inc. (“Raymond James,” or “we”) (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an AAU with respect to such Offering pursuant to Sect
THL CREDIT SENIOR LOAN FUND Common Shares of Beneficial Interest $20.00 per Share UNDERWRITING AGREEMENTUnderwriting Agreement • September 17th, 2013 • THL Credit Senior Loan Fund • New York
RAYMOND JAMES & ASSOCIATES, INC. MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Selected Dealers Agreement • September 17th, 2013 • THL Credit Senior Loan Fund • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of September 16, 2013, is by and between Raymond James & Associates, Inc. (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • August 27th, 2013 • THL Credit Senior Loan Fund • New York
THIS AGREEMENT is made as of , by and between the investment company listed on the signature page hereto (the “Fund”, or if multiple investment companies, collectively the “Funds”), and BNY Mellon Investment Servicing (US) Inc., a Massachusetts corporation (“BNY Mellon”).
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • August 27th, 2013 • THL Credit Senior Loan Fund • New York
WHEREAS, BNY desires to serve as a Foreign Custody Manager and perform the duties set forth herein on the terms and conditions contained herein;
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of THL CREDIT SENIOR LOAN FUND (a Delaware statutory trust) Dated as of August 22, 2013Agreement and Declaration of Trust • September 19th, 2013 • THL Credit Senior Loan Fund
THIS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made as of the date set forth below by the Trustees named hereunder for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth.
CUSTODY AGREEMENTCustody Agreement • August 27th, 2013 • THL Credit Senior Loan Fund • New York
AGREEMENT, dated as of , 200 between THL Credit Senior Loan Fund, a business trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 100 Wall Street, 11th Floor, New York, NY (the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
FORM OF STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 17th, 2013 • THL Credit Senior Loan Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among THL Credit Senior Loan Fund (the “Fund”), Four Wood Capital Advisors, LLC (the “Investment Manager”), THL Credit Advisors LLC and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
CREDIT AGREEMENT dated as of October 1, 2013 between THL CREDIT SENIOR LOAN FUND and THE BANK OF NEW YORK MELLONCredit Agreement • October 3rd, 2013 • THL Credit Senior Loan Fund • New York
CREDIT AGREEMENT, dated as of October 1, 2013, between THL Credit Senior Loan Fund, a Delaware statutory trust, and The Bank of New York Mellon.
THL CREDIT SENIOR LOAN FUND ADVISORY AGREEMENTAdvisory Agreement • March 14th, 2019 • THL Credit Senior Loan Fund • New York
This Advisory Agreement is hereby made as of the 3rd day of August, 2018 (the “Agreement”) between THL Credit Senior Loan Fund, a Delaware statutory trust (the “Fund”), and THL Credit Advisors LLC, a Delaware limited liability company (“THL Credit” or the “Adviser”).
INVESTOR SUPPORT SERVICES AGREEMENTInvestor Support Services Agreement • August 27th, 2013 • THL Credit Senior Loan Fund • New York
This Investor Support Services Agreement (the “Agreement”) is made as of [ ], 2013, by and among THL Credit Senior Loan Fund, a Delaware statutory trust (the “Fund”), and Four Wood Capital Partners LLC, a New York limited liability company (“FWCP”).
MARKETING AGENT AGREEMENTMarketing Agent Agreement • September 17th, 2013 • THL Credit Senior Loan Fund • New York
This Marketing Agent Agreement (the “Agreement”) is made as of August [ ], 2013, by and among Four Wood Capital Advisors, LLC (“FWCA”), a New York limited liability company and AST Investor Services, LLC (“AST”), a registered broker-dealer (the “Selling Agent”).
FORM OF STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 17th, 2013 • THL Credit Senior Loan Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among THL Credit Senior Loan Fund (the “Fund”), Four Wood Capital Advisors, LLC (the “Investment Manager”), THL Credit Advisors LLC and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
THL CREDIT SENIOR LOAN FUND SUBADVISORY AGREEMENTSubadvisory Agreement • September 17th, 2013 • THL Credit Senior Loan Fund • New York
This Subadvisory Agreement, made as of the [·]th day of September, 2013 (the “Agreement”), between Four Wood Capital Advisors LLC, a New York limited liability company (the “Adviser”), and THL Credit Advisors LLC, a Delaware limited liability company (the “Subadviser”).
FORM OF STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 17th, 2013 • THL Credit Senior Loan Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [·], 2013, between Raymond James & Associates, Inc. (“Qualifying Underwriter”) and Four Wood Capital Advisors, LLC (the “Adviser”).
FORM OF SUBSCRIPTION AGREEMENTSubscription Agreement • August 27th, 2013 • THL Credit Senior Loan Fund
This Subscription Agreement is hereby made as of the day of August, 2013, by and between THL Credit Senior Loan Fund, a Delaware statutory trust (“Trust”), and THL Credit Advisors LLC (“Subscriber”).
ADVISORY AGREEMENTAdvisory Agreement • March 9th, 2021 • First Eagle Senior Loan Fund • New York
This Advisory Agreement is hereby made as of the 8th day of May, 2020 (the "Agreement") between First Eagle Senior Loan Fund, a Delaware statutory trust (the "Fund"), and First Eagle Alternative Credit, LLC (formerly known as THL Credit Advisors LLC), a Delaware limited liability company (the "Adviser").
FORM OF STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 17th, 2013 • THL Credit Senior Loan Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among THL Credit Senior Loan Fund (the “Fund”), Four Wood Capital Advisors, LLC (the “Company”), THL Credit Advisors LLC and each of the Underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s Common Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • August 27th, 2013 • THL Credit Senior Loan Fund • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of , 201 is between , a corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
