Exhibit 10.4 RATEXCHANGE EMPLOYMENT AGREEMENT (PAUL WESCOTT) This Employment Agreement (this "Agreement") is entered into effective as of the 5th day of July, 2000 (the "Effective Date"), by and between RateXchange Corporation, a Delaware corporation...Employment Agreement • November 14th, 2000 • Ratexchange Corp • Services-business services, nec • California
Contract Type FiledNovember 14th, 2000 Company Industry Jurisdiction
ANDStock Purchase Agreement • March 28th, 2002 • Ratexchange Corp • Services-business services, nec • California
Contract Type FiledMarch 28th, 2002 Company Industry Jurisdiction
Exhibit 10.5 SEVERANCE AGREEMENT AND MUTUAL RELEASE THIS SEVERANCE AGREEMENT AND MUTUAL RELEASE (the "Agreement") is executed and entered into this _____ day of _________, 2000 by and between Edward Mooney ("Mooney"), and NetAmerica.com Corporation, a...Severance Agreement • January 5th, 2001 • Ratexchange Corp • Services-business services, nec • California
Contract Type FiledJanuary 5th, 2001 Company Industry Jurisdiction
PHILIP RICE)Employment Agreement • March 30th, 2000 • Netamerica Com Corp • Services-computer programming, data processing, etc. • California
Contract Type FiledMarch 30th, 2000 Company Industry Jurisdiction
Exhibit 10.14 EMPLOYMENT AGREEMENT (Philip Rice) This Employment Agreement (this "Agreement") is entered into effective as of the 29th day of February, 2000 (the "Effective Date"), by and between RateXchange, Inc., a Delaware corporation (the...Employment Agreement • January 5th, 2001 • Ratexchange Corp • Services-business services, nec • California
Contract Type FiledJanuary 5th, 2001 Company Industry Jurisdiction
AmongMerger Agreement • April 16th, 2001 • Ratexchange Corp • Services-business services, nec • California
Contract Type FiledApril 16th, 2001 Company Industry Jurisdiction
1 EXHIBIT 4.1 THIS WARRANT, AND THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT, HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED ("THE "SECURITIES ACT"), OR UNDER ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD,...Warrant Agreement • March 30th, 2000 • Netamerica Com Corp • Services-computer programming, data processing, etc. • Delaware
Contract Type FiledMarch 30th, 2000 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 8th, 2006 • MCF Corp • Security brokers, dealers & flotation companies
Contract Type FiledMarch 8th, 2006 Company IndustryThis Registration Rights Agreement (this “Agreement”) is made and entered into as of March 7, 2006, among MCF Corporation, a Delaware corporation (the “Company”), and the several purchasers signatory hereto (each such purchaser is a “Purchaser” and collectively, the “Purchasers”).
NEITHER THIS WARRANT NOR THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY APPLICABLE STATE SECURITIES LAW AND NEITHER MAY BE SOLD OR OTHERWISE...Common Stock Purchase Warrant • September 18th, 2009 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledSeptember 18th, 2009 Company Industry Jurisdiction
Exhibit 10.6 FINAL ORIGINALSettlement Agreement • November 14th, 2000 • Ratexchange Corp • Services-business services, nec • California
Contract Type FiledNovember 14th, 2000 Company Industry Jurisdiction
RECITALSSecurity Agreement • August 10th, 2009 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledAugust 10th, 2009 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 8th, 2006 • MCF Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 8th, 2006 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 7, 2006 among MCF Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Employment Agreement AGREEMENT dated as of April 1, 1999 between NetAmerica International Corporation (the "Company") and Doug Cole (the "Employee"). The Company and the Employee agree as follows: 1. Employment. (a) The Company hereby employs the...Employment Agreement • November 16th, 1999 • Netamerica Com Corp • Services-computer programming, data processing, etc. • California
Contract Type FiledNovember 16th, 1999 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is entered into as of January 9, 2001 between RATEXCHANGE CORPORATION, a Delaware corporation (the "Company"), and Gregory S. Curhan (the "Executive"). WHEREAS, the parties desire to...Employment Agreement • March 28th, 2002 • Ratexchange Corp • Services-business services, nec • Delaware
Contract Type FiledMarch 28th, 2002 Company Industry Jurisdiction
Exhibit 10.15 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is entered into as of October 5, 2000, between RATEXCHANGE CORPORATION, a Delaware corporation (the "Company"), and D. Jonathan Merriman (the "Executive"). WHEREAS, the...Employment Agreement • January 5th, 2001 • Ratexchange Corp • Services-business services, nec • Delaware
Contract Type FiledJanuary 5th, 2001 Company Industry Jurisdiction
Master Agreement Contract No. RE-2000-01 This Agreement (the "Agreement"), effective as of February 2, 2000, is between RateXchange, Inc., a Delaware corporation, having its office at 185 Berry Street, Suite 3515, San Francisco, California 94107,...Master Agreement • January 5th, 2001 • Ratexchange Corp • Services-business services, nec • Virginia
Contract Type FiledJanuary 5th, 2001 Company Industry Jurisdiction
MERRIMAN CURHAN FORD GROUP, INC. 600 CALIFORNIA STREET 9TH FLOOR SAN FRANCISCO, CA 94108 August 27, 2009 Ronald Chez c/o Barry Fischer Thompson Coburn Fagel Haber 55 E Monroe Street 37 Floor Chicago, IL 60603Investors' Rights Agreement • August 31st, 2009 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies
Contract Type FiledAugust 31st, 2009 Company Industry
AGREEMENTBroker-Dealer Agreement • December 26th, 2001 • Ratexchange Corp • Services-business services, nec • California
Contract Type FiledDecember 26th, 2001 Company Industry Jurisdiction
RATEXCHANGE CORPORATION PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 28th, 2002 • Ratexchange Corp • Services-business services, nec • New York
Contract Type FiledMarch 28th, 2002 Company Industry Jurisdiction
2- Employment AgreementEmployment Agreement • November 14th, 2000 • Ratexchange Corp • Services-business services, nec • California
Contract Type FiledNovember 14th, 2000 Company Industry Jurisdiction
STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this "Agreement"), is made as of April 9, 2002 between RATEXCHANGE CORPORATION, a Delaware corporation ("Seller"), BL PARTNERS LLC, a California limited liability company ("Purchaser") and RMG...Stock Purchase Agreement • May 1st, 2002 • Ratexchange Corp • Services-business services, nec • California
Contract Type FiledMay 1st, 2002 Company Industry Jurisdiction
VARIABLE RATE SECURED CONVERTIBLE DEBENTURE DUE DECEMBER 31, 2010Convertible Security Agreement • March 8th, 2006 • MCF Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 8th, 2006 Company Industry JurisdictionTHIS VARIABLE RATE SECURED DEBENTURE is one of a series of duly authorized and validly issued Secured Convertible Debentures of MCF Corporation, a Delaware corporation, having its principal place of business at 600 California Street, 9th Floor, San Francisco, California 94108 (the “Company”), designated as its Variable Rate Secured Convertible Debenture, due December 31, 2010 (this debenture, the “Debenture” and collectively with the other such series of debentures, the “Debentures”).
1 EXHIBIT 4.2 PROMISSORY NOTE $_______________ December __, 1999 FOR VALUE RECEIVED, RateXchange, Inc., a Delaware corporation (the "Maker"), promises to pay to __________________________________, or assigns (the "Holder"), at 185 Berry Street, Suite...Promissory Note • March 30th, 2000 • Netamerica Com Corp • Services-computer programming, data processing, etc.
Contract Type FiledMarch 30th, 2000 Company Industry
SECURITY AGREEMENTSecurity Agreement • March 8th, 2006 • MCF Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 8th, 2006 Company Industry JurisdictionSECURITY AGREEMENT, dated as of March 7, 2006 (this “Agreement”), among MCF Corporation, a Delaware corporation (the “Company”) and MCF Asset Management LLC and its 99.9% owned subsidiary, MCF/NV Asset Management, LLC, and MCF Wealth Management LLC and its whollly-owned subsdiary, Catalyst Financial Planning and Investment Management Corporation, each a direct or indirect subsidiary of the Company (such subsidiaries, the “Guarantors”) (the Company and Guarantors are collectively referred to as the “Debtors”) and the holder or holders of the Company’s Variable Rate Secured Debentures due December 31, 2010 in the original aggregate principal amount of $7,500,000 (the “Debentures”), signatory hereto, their endorsees, transferees and assigns (collectively referred to as, the “Secured Parties”).
ASSET PURCHASE AGREEMENT BY AND AMONG XPIT ACQUISITION LLC, A COLORADO LIMITED LIABILITY COMPANY, CQG, INC., A COLORADO CORPORATION, XPIT CORPORATION, A DELAWARE CORPORATION RATEXCHANGE CORPORATION, A DELAWARE CORPORATIONAsset Purchase Agreement • March 28th, 2002 • Ratexchange Corp • Services-business services, nec • Colorado
Contract Type FiledMarch 28th, 2002 Company Industry Jurisdiction
PURCHASE AGREEMENT This Purchase Agreement (the "Agreement") entered into as of the 8th day of April, 2002 (the "Effective Date") by and between Enavis Networks, Inc., a corporation organized and existing under the laws of the State of Delaware...Purchase Agreement • May 1st, 2002 • Ratexchange Corp • Services-business services, nec
Contract Type FiledMay 1st, 2002 Company Industry
AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT FOR DONALD H. SLEDGE THIS AMENDMENT NO. 1 is entered into as of this __ day of October, 2000, by and between RateXchange Corporation, a Delaware corporation (the "Company"), and Donald H. Sledge ("Employee"), a...Employment Agreement • February 12th, 2001 • Ratexchange Corp • Services-business services, nec
Contract Type FiledFebruary 12th, 2001 Company Industry
Exhibit 10.14 Term Sheet RateXchange/Ultimate MarketsTerm Sheet • November 14th, 2000 • Ratexchange Corp • Services-business services, nec
Contract Type FiledNovember 14th, 2000 Company Industry
ASSIGNMENTAssignment and Bill of Sale • May 1st, 2002 • Ratexchange Corp • Services-business services, nec • Illinois
Contract Type FiledMay 1st, 2002 Company Industry Jurisdiction
AGREEMENTBrokerage Agreement • January 5th, 2001 • Ratexchange Corp • Services-business services, nec • New York
Contract Type FiledJanuary 5th, 2001 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 31st, 2004 • MCF Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledAugust 31st, 2004 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 11, 2004 among MCF Corporation, a Delaware corporation (the “Company”), and the purchasers identified on the signature pages hereto (each, a “Purchaser” and collectively, the “Purchasers”).
RATEXCHANGE August 18, 2000Employment Agreement • November 14th, 2000 • Ratexchange Corp • Services-business services, nec
Contract Type FiledNovember 14th, 2000 Company Industry
1 EXHIBIT 10.3 SEVERANCE AGREEMENT AND MUTUAL RELEASE THIS SEVERANCE AGREEMENT AND MUTUAL RELEASE (the "AGREEMENT") is executed and entered into this ___ day of _____, 2000 by and between Douglas Cole ("COLE"), and NetAmerica.com Corporation, a...Severance Agreement • March 30th, 2000 • Netamerica Com Corp • Services-computer programming, data processing, etc. • California
Contract Type FiledMarch 30th, 2000 Company Industry Jurisdiction
ANDPlacement Agent's Warrant Agreement • March 28th, 2002 • Ratexchange Corp • Services-business services, nec • New York
Contract Type FiledMarch 28th, 2002 Company Industry Jurisdiction
RECITALSInvestors' Rights Agreement • September 18th, 2009 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledSeptember 18th, 2009 Company Industry Jurisdiction