1 Exhibit 99.g.1 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 28th day of July, 1993, by and between NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC., a Minnesota corporation (the "Fund"), and NUVEEN ADVISORY CORP., a Delaware corporation (the...Investment Management Agreement • May 6th, 1999 • Nuveen Investment Quality Municipal Fund Inc
1 EXHIBIT 99.d.2 NUVEEN BROKER-DEALER AGREEMENT Basic Terms for Acting as a Broker-Dealer ----------------------------------------- November 1, 1993 These basic terms ("Basic Terms") set forth the general terms and conditions pursuant to which a...Broker-Dealer Agreement • May 6th, 1999 • Nuveen Investment Quality Municipal Fund Inc • New York
1 Exhibit 99.g.2 NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC. RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 5th day of May, 1998 by and between Nuveen Investment Quality Municipal Fund, Inc., a Minnesota corporation (the...Investment Management Agreement • May 6th, 1999 • Nuveen Investment Quality Municipal Fund Inc
EXHIBIT 99.d.1 NUVEEN AUCTION AGENCY AGREEMENT Basic Terms for Acting as Auction Agent --------------------------------------- November 1, 1993 These basic terms ("Basic Terms") set forth the general terms and conditions pursuant to which a bank or...Auction Agency Agreement • May 6th, 1999 • Nuveen Investment Quality Municipal Fund Inc • New York
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • October 29th, 2012 • Nuveen Investment Quality Municipal Fund Inc • Massachusetts
This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • February 22nd, 2013 • Nuveen Investment Quality Municipal Fund Inc • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Investment Quality Municipal Fund, Inc., a Minnesota corporation (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • October 29th, 2012 • Nuveen Investment Quality Municipal Fund Inc • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2009)Deferred Compensation Plan • October 29th, 2012 • Nuveen Investment Quality Municipal Fund Inc • Illinois
Sub-Item 77Q1(e) NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC. 811-6091 In compliance with the above-referenced Sub-Item, attached is a copy of the Amendment and Renewal of Investment Management Agreement dated June 1, 2000. NUVEEN INVESTMENT QUALITY...Investment Management Agreement • June 28th, 2001 • Nuveen Investment Quality Municipal Fund Inc
In compliance with the above-referenced Sub-Item, attached is a copy of the Amendment and Renewal of Investment Management Agreement dated June 1, 2000.
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2013)Deferred Compensation Plan • April 19th, 2013 • Nuveen Investment Quality Municipal Fund Inc • Illinois
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • October 29th, 2012 • Nuveen Investment Quality Municipal Fund Inc
This Amendment is made as of this 1st day of July 2011 to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC. Chicago, Illinois 60606Distribution Agreement • February 22nd, 2013 • Nuveen Investment Quality Municipal Fund Inc
Nuveen Investment Quality Municipal Fund, Inc. is a Minnesota corporation operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-184632 and 811-06091) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional shares of common stock of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • June 24th, 2014 • Nuveen Investment Quality Municipal Fund Inc
This Amendment is made as of this 20th day of March, 2014, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 17.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 29th, 2012 • Nuveen Investment Quality Municipal Fund Inc
AGREEMENT made this 13th day of November 2007, by and between Nuveen Investment Quality Municipal Fund, Inc., a Minnesota corporation (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
1 2 (c) The Fund's Articles of Incorporation filed with the State of Minnesota and all amendments thereto (such Articles of Incorporation as currently in effect and as amended from time to time be amended, are herein called the ("Articles"); (d) The...Custody Agreement • May 6th, 1999 • Nuveen Investment Quality Municipal Fund Inc
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTSInvestment Management Agreement • June 24th, 2014 • Nuveen Investment Quality Municipal Fund Inc
This Agreement made this 25th day of May 2011 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, Inc. f/k/a Nuveen Asset Management, a Delaware corporation (the “Adviser”);
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTSInvestment Management Agreement • June 24th, 2014 • Nuveen Investment Quality Municipal Fund Inc
This Agreement made this 23rd day of May 2012 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, Inc. f/k/a Nuveen Asset Management, a Delaware corporation (the “Adviser”);
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTSInvestment Management Agreement • June 24th, 2014 • Nuveen Investment Quality Municipal Fund Inc
This Agreement made this 29th day of July 2013 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”);
FORM OF DEALER LETTER AGREEMENTDealer Letter Agreement • October 29th, 2012 • Nuveen Investment Quality Municipal Fund Inc
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Investment Quality Municipal Fund, Inc. 811-06091 We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of...Investment Advisory Agreement • December 31st, 2014 • Nuveen Investment Quality Municipal Fund Inc
We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of which was filed as Appendix G and Appendix H, respectively, under Conformed Submission Type DEF 14A, accession number 0001193125-14-247423, on June 24, 2014.
1 EXHIBIT 99.j.2 FUND ACCOUNTING AGREEMENT THIS AGREEMENT, made this 25th day of July, 1990, by and between, NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC. a Minnesota Corporation (the "Fund"), and UNITED STATES TRUST COMPANY OF NEW YORK, a New York...Fund Accounting Agreement • May 6th, 1999 • Nuveen Investment Quality Municipal Fund Inc • New York
NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC. RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 24th, 2014 • Nuveen Investment Quality Municipal Fund Inc
This Agreement made this 26th day of May 2010 by and between Nuveen Investment Quality Municipal Fund, Inc., a Minnesota corporation (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC. RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 24th, 2014 • Nuveen Investment Quality Municipal Fund Inc
This Agreement made this 28th day of May 2009 by and between Nuveen Investment Quality Municipal Fund, Inc., a Minnesota corporation (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
NUVEEN INVESTMENT QUALITY MUNICIPAL FUND, INC. RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 24th, 2014 • Nuveen Investment Quality Municipal Fund Inc
This Agreement made this 31st day of July 2008 by and between Nuveen Investment Quality Municipal Fund, Inc., a Minnesota corporation (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Investment Quality Municipal Fund, Inc. 811-06091 We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit...Sub-Advisory Agreement • June 29th, 2011 • Nuveen Investment Quality Municipal Fund Inc
We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11- 074441, on March 23, 2011 for NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Investment Quality Municipal Fund, Inc. 33-34483, 811-06091 We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy...Investment Management Agreement • December 31st, 2007 • Nuveen Investment Quality Municipal Fund Inc
We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy materials in the SEC filing on August 22, 2007, under Conformed Submission Type DEF 14A, accession number 0000950137-07- 012846.
