EXHIBIT 99.d.2 NUVEEN BROKER-DEALER AGREEMENT Basic Terms for Acting as a Broker-Dealer ----------------------------------------- December 14, 1993 These basic terms ("Basic Terms") set forth the general terms and conditions pursuant to which a...Broker-Dealer Agreement • May 20th, 1999 • Nuveen California Quality Income Municipal Fund Inc • New York
NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND, INC.Investment Management Agreement • May 20th, 1999 • Nuveen California Quality Income Municipal Fund Inc
This Agreement made this 5th day of May, 1998 by and between Nuveen California Quality Income Municipal Fund, Inc., a Minnesota corporation (the "Fund"), and Nuveen Advisory Corp., a Delaware corporation (the "Adviser");
EXHIBIT 99.d.1 NUVEEN AUCTION AGENCY AGREEMENT Basic Terms for Acting as Auction Agent --------------------------------------- November 1, 1993 These basic terms ("Basic Terms") set forth the general terms and conditions pursuant to which a bank or...Auction Agency Agreement • May 20th, 1999 • Nuveen California Quality Income Municipal Fund Inc • New York
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • November 15th, 2012 • Nuveen California Quality Income Municipal Fund Inc • Massachusetts
This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • April 12th, 2013 • Nuveen California Quality Income Municipal Fund Inc • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen California Quality Income Municipal Fund, Inc., a Minnesota corporation (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • November 15th, 2012 • Nuveen California Quality Income Municipal Fund Inc • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2009)Deferred Compensation Plan • November 15th, 2012 • Nuveen California Quality Income Municipal Fund Inc • Illinois
Sub-Item 77Q1(e) NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND, INC. 811-6425 In compliance with the above-referenced Sub-Item, attached is a copy of the Amendment and Renewal of Investment Management Agreement dated June 1, 2000. NUVEEN CALIFORNIA...Investment Management Agreement • April 27th, 2001 • Nuveen California Quality Income Municipal Fund Inc
In compliance with the above-referenced Sub-Item, attached is a copy of the Amendment and Renewal of Investment Management Agreement dated June 1, 2000.
WITNESSETHInvestment Management Agreement • May 20th, 1999 • Nuveen California Quality Income Municipal Fund Inc
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • November 15th, 2012 • Nuveen California Quality Income Municipal Fund Inc
This Amendment is made as of this 1st day of July 2011 to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND, INC. Chicago, Illinois 60606Distribution Agreement • April 12th, 2013 • Nuveen California Quality Income Municipal Fund Inc
Nuveen California Quality Income Municipal Fund, Inc. is a Minnesota corporation operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-184970 and 811-06425) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional shares of common stock of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 15th, 2012 • Nuveen California Quality Income Municipal Fund Inc
AGREEMENT made this 13th day of November 2007, by and between Nuveen California Quality Income Municipal Fund, Inc., a Minnesota corporation (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
EXHIBIT 99.j.2 FUND ACCOUNTING AGREEMENT THIS AGREEMENT, made this 20th day of November, 1991, by and between, NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND, INC. a Minnesota Corporation (the "Fund"), and UNITED STATES TRUST COMPANY OF NEW YORK, a...Fund Accounting Agreement • May 20th, 1999 • Nuveen California Quality Income Municipal Fund Inc • New York
EXHIBIT 99.j.1 EXCHANGE TRADED FUND CUSTODY AGREEMENT THIS AGREEMENT is made this 20th day of November, 1991 by and between NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND Inc., (the "Fund"), and UNITED STATES TRUST COMPANY OF NEW YORK, a New York...Custody Agreement • May 20th, 1999 • Nuveen California Quality Income Municipal Fund Inc
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen California Quality Income Municipal Fund, Inc. 333-43180 811-06425 We hereby incorporate by reference a new Sub- Advisory Agreement filed as Exhibit 99G.5 to...Sub-Advisory Agreement • May 2nd, 2011 • Nuveen California Quality Income Municipal Fund Inc
We hereby incorporate by reference a new Sub- Advisory Agreement filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11-081798, on March 30, 2011.
