Exhibit No. EX. 99.e.1 Amended and Restated Distribution AgreementDistribution Agreement • October 26th, 2007 • Olstein Funds • Delaware
THE OLSTEIN FUNDS WILMINGTON TRUST COMPANY CUSTODY AGREEMENTCustody Agreement • March 29th, 1996 • Olstein Funds
THE OLSTEIN FUNDS THE OLSTEIN FINANCIAL ALERT FUND INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, made by and between THE OLSTEIN FUNDS, a Delaware business trust (the "Trust"), on behalf of THE OLSTEIN FINANCIAL ALERT FUND (the "Fund"), and OLSTEIN &...Investment Management Agreement • March 29th, 1996 • Olstein Funds
a. Authorized Person. As used in this Agreement, the term "Authorized Person" means any officer of the Trust and any other person, whether or not any such person is an officer or employee of the Trust, duly authorized by the Trustees of the Trust to...Transfer Agency Agreement • March 29th, 1996 • Olstein Funds • Delaware
FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT BETWEEN THE OLSTEIN FUNDS and OLSTEIN & ASSOCIATES, L.P.Distribution Agreement • November 2nd, 1998 • Olstein Funds • Delaware
Exhibit 9(b) THE OLSTEIN FUNDS RODNEY SQUARE MANAGEMENT CORPORATION ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • March 29th, 1996 • Olstein Funds • Delaware
Exhibit No. EX. 99.h.2.A AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT originally made and entered into on February 2, 1998, by and between THE OLSTEIN FUNDS, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND...Fund Accounting Servicing Agreement • October 26th, 2007 • Olstein Funds • Wisconsin
Exhibit No. EX. 99.h.3.C THE OLSTEIN FUNDS AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT THIS AMENDMENT dated as of April 24, 2002 to the Transfer Agent Servicing Agreement, as amended, dated as of February 27, 1998, by and between The Olstein...Transfer Agent Servicing Agreement • October 26th, 2007 • Olstein Funds
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 26th, 2007 • Olstein Funds
RECITALSFund Administration Servicing Agreement • October 26th, 2007 • Olstein Funds
THIS AMENDMENT dated as of the 25 day of October, 2006, to the Fund Administration Servicing Agreement, dated February 2, 1998, as amended (the "Agreement"), is entered by and between The Olstein Funds, a Delaware statutory trust (the "Trust") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
Effective as of March 31, 1995 AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • March 29th, 1996 • Olstein Funds • Delaware
Exhibit No. EX. 99.g.1.D [Olstein Letterhead] May 24, 2006 U.S. Bank National Association 425 Walnut Street, M.L. CN-OH-W6TC Cincinnati, OH 45202 Attn: Michael McVoy Re: Amendment to Custodian Servicing Agreement between U.S. Bank, N.A. and The...Custodian Servicing Agreement • October 26th, 2007 • Olstein Funds
OLSTEIN & ASSOCIATES, L.P. SELLING DEALER AGREEMENT FOR SHARES OF THE OLSTEIN FUNDSSelling Dealer Agreement • March 29th, 1996 • Olstein Funds • New York
Exhibit No. EX. 99.g.2.A SPECIAL CUSTODY ACCOUNT AGREEMENT (Short Sales) AGREEMENT (hereinafter "Agreement") dated as of February 2, 1998, by and among Firstar Trust Company, in its capacity as custodian hereunder (the "Bank"), each series of The...Special Custody Account Agreement • October 26th, 2007 • Olstein Funds
Exhibit 9(a) THE OLSTEIN FUNDS RODNEY SQUARE MANAGEMENT CORPORATION ADMINISTRATION AGREEMENT THIS ADMINISTRATION AGREEMENT is made as of the 18th day of August, 1995, between The Olstein Funds, a Delaware, business trust (the "Trust"), having its...Administration Agreement • March 29th, 1996 • Olstein Funds • Delaware
Exhibit No. EX-99.d.2 THE OLSTEIN FUNDS THE OLSTEIN [NEW] FUND INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, made by and between THE OLSTEIN FUNDS, a Delaware statutory trust (the "Trust"), on behalf of THE OLSTEIN [NEW] FUND (the "Fund"), and OLSTEIN &...Investment Management Agreement • June 9th, 2006 • Olstein Funds
OLSTEIN CAPITAL MANAGEMENT, L.P. ADDENDUM TO THE DEALER AGREEMENT FOR THE OLSTEIN FUNDSDealer Agreement • October 26th, 2007 • Olstein Funds
SMITH BARNEY INC. MUTUAL FUND DEALER AGREEMENT TO OLSTEIN & ASSOCIATES L.P.:Mutual Fund Dealer Agreement • March 29th, 1996 • Olstein Funds • New York
THE OLSTEIN FUNDS AMENDMENT TO THE CUSTODIAN SERVICING AGREEMENTCustodian Servicing Agreement • October 26th, 2007 • Olstein Funds
THIS AMENDMENT dated as of the 25 day of October, 2006, to the Custodian Servicing Agreement, dated February 28, 1998, as amended (the "Agreement"), is entered by and between The Olstein Funds, a Delaware statutory trust (the "Trust") and U.S. Bank, N.A., a national banking association (the "Custodian").
Exhibit No. EX. 99.d.2 THE OLSTEIN FUNDS THE OLSTEIN STRATEGIC OPPORTUNITIES FUND INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, made by and between THE OLSTEIN FUNDS, a Delaware statutory trust (the "Trust"), on behalf of THE OLSTEIN STRATEGIC...Investment Management Agreement • October 26th, 2007 • Olstein Funds
Exhibit No. EX-99.e.3 Olstein & Associates, L.P. Dealer Agreement For The Olstein Funds ("Agreement") Olstein & Associates, L.P. ("Olstein," "we" or "us"), as the exclusive underwriter and national distributor of the various series and classes of...Dealer Agreement • June 9th, 2006 • Olstein Funds • Delaware
Olstein Capital Management, L.P. Bank and Trust Company Agreement For The Olstein Funds (“Agreement”)Bank and Trust Company Agreement • July 10th, 2015 • Olstein Funds • Delaware
Olstein Capital Management, L.P. (“OCM,” “we” or “us”), as the exclusive underwriter and national distributor of the various series and classes of shares of The Olstein Funds (“Trust”), an open-end investment company registered under the Investment Company Act of 1940, as amended (“1940 Act”), invites you, a bank or trust company (“Bank/Trust Company” or “you”), to participate in the distribution of such shares (hereafter, “Shares”) and to render related shareholder services, if applicable. The terms “Fund” and “Funds” as used in this Agreement refer to the existing or future series of the Trust and any other investment companies or their series for which we now or in the future serve as underwriter and distributor. Each Fund may offer multiple classes of Shares (each, a “Class,” and collectively, the “Classes”) which differ with respect to, among other things, the levels of compensation, if any, that may be paid to a Bank/Trust Company in connection with the sale of such Shares. The F
Exhibit No. EX. 99.h.1.B Addendum to Firstar Servicing Agreements This Addendum to the Fund Administration, Fund Accounting and Fulfillment servicing Agreements dated February 2, 1998 and the Transfer Agent servicing Agreement dated March 2, 1998, is...Addendum to Firstar Servicing Agreements • October 26th, 2007 • Olstein Funds
This Addendum to the Fund Administration, Fund Accounting and Fulfillment servicing Agreements dated February 2, 1998 and the Transfer Agent servicing Agreement dated March 2, 1998, is entered into by and between Firstar Mutual Fund Services, LLC and The Olstein Financial Alert Fund on this 14th day of October, 1998.
Olstein Capital Management, L.P. Dealer Agreement For The Olstein Funds (“Agreement”)Dealer Agreement • February 27th, 2015 • Olstein Funds • Delaware
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • May 31st, 2018 • Managed Portfolio Series • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (“AGREEMENT”) is made this [ ] day of March, 2018 by and among: (i) The Olstein Funds, an open-end registered investment company (“TARGET ENTITY”), on behalf of its two series portfolios, the Olstein All Cap Value Fund and the Olstein Strategic Opportunities Fund (each, a “TARGET FUND,” and together, the “TARGET FUNDS”); (ii) Managed Portfolio Series, an open-end registered investment company (“ACQUIRING ENTITY”), on behalf of two of its series portfolios, the Olstein All Cap Value Fund and the Olstein Strategic Opportunities Fund (each, an “ACQUIRING FUND,” and together, the “ACQUIRING FUNDS,” and each Target Fund and each Acquiring Fund, a “FUND”); and (iii) solely for the purposes of Sections 1.1(f), 11.1, 5.2 and 11.2 of this Agreement, Olstein Capital Management, L.P. (“OLSTEIN”), investment adviser of the Target Funds and the Acquiring Funds. The Target Funds constitute all of the series of the Target Entity. Other than the Acquiring Fund
AMENDMENT NUMBER 1 TO THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 26th, 2009 • Olstein Funds
This AMENDMENT Number 1 dated as of September 9, 2009 and effective October 31, 2009, is made part of the INVESTMENT MANAGEMENT AGREEMENT (the “Agreement”) dated as of August 18, 1995, between The Olstein Funds (the “Trust”), on behalf of the Olstein All Cap Value Fund (formerly, The Olstein Financial Alert Fund) and Olstein Capital Management, L.P. (formerly, Olstein & Associates, L.P.).
EXHIBIT NO. EX-99.h.2.c. AMENDMENT TO FUND ACCOUNTING SERVICING AGREEMENT THIS AMENDMENT dated as of January 1, 2002 to the Fund Accounting Servicing Agreement dated as of February 27, 1998, by and between The Olstein Funds, a Delaware business trust,...Fund Accounting Servicing Agreement • December 30th, 2002 • Olstein Funds
THIS AMENDMENT dated as of January 1, 2002 to the Fund Accounting Servicing Agreement dated as of February 27, 1998, by and between The Olstein Funds, a Delaware business trust, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:
FORM OF AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 28th, 2011 • Olstein Funds • Wisconsin
THIS AGREEMENT originally made and entered into as of March 2, 1998, by and between THE OLSTEIN FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”), is amended and restated as of June ______, 2011.
Exhibit No. EX. 99.h.3.D ADDENDUM TO TRANSFER AGENT SERVICING AGREEMENT THIS ADDENDUM, dated as of July 24, 2002, modifies the Transfer Agent Servicing Agreement by and between U.S. Bancorp Fund Services, LLC (the "Transfer Agent") and The Olstein...Transfer Agent Servicing Agreement • October 26th, 2007 • Olstein Funds
AMENDMENT NUMBER 1 TO THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 27th, 2010 • Olstein Funds
This AMENDMENT Number 1 dated as of September 9, 2009 and effective October 31, 2009, is made part of the INVESTMENT MANAGEMENT AGREEMENT (the “Agreement”) dated as of August 18, 1995, between The Olstein Funds (the “Trust”), on behalf of the Olstein All Cap Value Fund (formerly, The Olstein Financial Alert Fund) and Olstein Capital Management, L.P. (formerly, Olstein & Associates, L.P.).
BY: BY: ------------------------- ------------------------ ATTEST: ATTEST: -------------------- ---------------------Servicing Agreements • November 2nd, 1998 • Olstein Funds
This Addendum to the Fund Administration, Fund Accounting and Fulfillment Servicing Agreements dated February 2, 1998 and the Transfer Agent Servicing Agreement dated March 2, 1998, all between Firstar Trust Company and The Olstein Funds, on behalf of The Olstein Financial Alert Fund series, (the "Agreements") is entered into by and between Firstar Mutual Fund Services, LLC and The Olstein Financial Alert Fund on this 14th day of October, 1998.
Olstein Capital Management, L.P. Bank and Trust Company Agreement For The Olstein Funds ("Agreement")Bank and Trust Company Agreement • October 27th, 2017 • Olstein Funds • Delaware
Olstein Capital Management, L.P. ("OCM," "we" or "us"), as the exclusive underwriter and national distributor of the various series and classes of shares of The Olstein Funds ("Trust"), an open-end investment company registered under the Investment Company Act of 1940, as amended ("1940 Act"), invites you, a bank or trust company ("Bank/Trust Company" or "you"), to participate in the distribution of such shares (hereafter, "Shares") and to render related shareholder services, if applicable. The terms "Fund" and "Funds" as used in this Agreement refer to the existing or future series of the Trust and any other investment companies or their series for which we now or in the future serve as underwriter and distributor. Each Fund may offer multiple classes of Shares (each, a "Class," and collectively, the "Classes") which differ with respect to, among other things, the levels of compensation, if any, that may be paid to a Bank/Trust Company in connection with the sale of such Shares. The F
Olstein Capital Management, L.P. Dealer Agreement For The Olstein Funds ("Agreement")Dealer Agreement • October 27th, 2017 • Olstein Funds • Delaware
Olstein Capital Management, L.P. ("OCM," "we" or "us"), as the exclusive underwriter and national distributor of the various series and classes of shares of The Olstein Funds ("Trust"), an open-end investment company registered under the Investment Company Act of 1940, as amended ("1940 Act"), invites you ("Dealer" or "you") to become a member of a selling group of dealers to participate in the distribution of such shares (hereafter, "Shares") and to render related shareholder services, if applicable. The terms "Fund" and "Funds" as used in this Agreement refer to the existing or future series of the Trust and any other investment companies or their series for which we now or in the future serve as underwriter and distributor. Each Fund may offer multiple classes of Shares (each, a "Class," and collectively, the "Classes") which differ with respect to, among other things, the levels of compensation, if any, that may be paid to a Dealer in connection with the sale of such Shares. The Fu
CUSTODY AGREEMENTCustody Agreement • August 27th, 2010 • Olstein Funds • Minnesota
THIS AGREEMENT is made and entered into as of this 2nd day of December, 2009, by and between THE OLSTEIN FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
BY: BY: -------------------------------- -------------------------- ATTEST: ATTEST: --------------------------- ----------------------Custodian Servicing Agreement • November 2nd, 1998 • Olstein Funds
This Addendum to the Custodian Servicing Agreement dated February 2, 1998, by and between Firstar Trust Company and The Olstein Funds (the "Trust") on behalf of The Olstein Financial Alert Fund series (hereafter the "Agreement") is entered into by and between Firstar Bank Milwaukee, N.A. (as successor to Firstar Trust Company) and the Trust as of this 14th day of October, 1998.
