INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and CLARK CAPITAL MANAGEMENT GROUP, INC.Investment Advisory Agreement • March 3rd, 2014 • Northern Lights Fund Trust • New York
AGREEMENT, made as of February 25, 2014, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Clark Capital Management Group, Inc., a Philadelphia Corporation (the "Adviser") located at 1650 Market Street, 53rd Floor, Philadelphia, PA 19103.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT CLARK CAPITAL MANAGEMENT GROUP, INC.Operating Expenses Limitation and Security Agreement • March 3rd, 2014 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 25th day of February, 2014, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Navigator Tactical Fixed Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Clark Capital Management Group, Inc. (the “Advisor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 3rd, 2014 • Northern Lights Fund Trust • Delaware
This AGREEMENT is made as of the 7th day of January 2014, by and among American Assets Investment Management, LLC, doing business as “AACA”, a Delaware limited liability company located at 11455 El Camino Real, Suite 140, San Diego, CA 92130 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • March 3rd, 2014 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, as revised March 23, 2011, August 18, 2011, March 28, 2012, May 1, 2012 and November 14, 2012, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris Managed Futures Strategy Fund, Altegris Macro Strategy Fund, Altegris Futures Evolution Strategy Fund, and Altegris Equity Long Short Fund (the “Funds”) a series of the Trust, and the adviser of the Funds, Altegris Advisors, LLC (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • March 3rd, 2014 • Northern Lights Fund Trust • Colorado
THIS AGREEMENT is made as of December 2, 2013, between Northern Lights Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of the fund(s) listed in Appendix A (each a “Fund”), each a series of the Trust, and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT PORTFOLIO STRATEGIES, INC.Operating Expenses Limitation and Security Agreement • March 3rd, 2014 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 20th day of May, 2010, as revised on September 30, 2011, and as revised June 19, 2013, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of PSI MARKET NEUTRAL FUND, PSI TOTAL RETURN FUND, PSI STRATEGIC GROWTH FUND, PSI TACTICAL GROWTH FUND AND PSI CALENDAR EFFECTS FUND (the “Funds”) a series of the Trust, and the advisor of the Funds, Portfolio Strategies, Inc. (the “Advisor”).
