FINANCIAL INVESTORS TRUST THE DISCIPLINED GROWTH INVESTORS FUND FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 13th, 2011 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this day of , 2011, by and between Disciplined Growth Investors, Inc., a corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the fund listed in Appendix A (the “Fund”).
FINANCIAL INVESTORS TRUST THE DISCIPLINED GROWTH INVESTORS FUND FORM OF CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • July 13th, 2011 • Financial Investors Trust
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of , 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, DISCIPLINED GROWTH INVESTORS, INC., a corporation (“Adviser”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST THE DISCIPLINED GROWTH INVESTORS FUND FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • July 13th, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 2011, between Financial Investors Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUSTS THE DISCIPLINED GROWTH INVESTORS FUND FORM OF PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • July 13th, 2011 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of , 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, DISCIPLINED GROWTH INVESTORS, INC. (the “Adviser”), a corporation with its principal place of business at Fifth Street Towers, 150 South Fifth Street, Suite 2550, Minneapolis, Minnesota 55402, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUST THE DISCIPLINED GROWTH INVESTORS FUND FORM OF TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • July 13th, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 2011, between Financial Investors Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST THE DISCIPLINED GROWTH INVESTORS FUND FORM OF ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • July 13th, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 2011, among Financial Investors Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Form of Amendment to Custodian Agreement (Foreign and Domestic)Custodian Agreement • July 13th, 2011 • Financial Investors Trust
This Amendment dated , 2011 (“Effective Date”) to Custodian Agreement, dated August 3, 2009, as amended (the “Agreement”), between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and Union Bank, N.A. (the “Custodian”).
