FINANCIAL INVESTORS TRUST ASPEN MANAGED FUTURES STRATEGY FUND FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 1st, 2011 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this day of , 2011, by and between Aspen Partners, Ltd., a Delaware S-Corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the fund listed in Appendix A (the “Fund”).
FINANCIAL INVESTORS TRUST ASPEN MANAGED FUTURES STRATEGY FUND FORM OF CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • August 1st, 2011 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of , 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, ASPEN PARTNERS, LTD., a Delaware S-Corporation (“Adviser”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST ASPEN MANAGED FUTURES STRATEGY FUND FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • August 1st, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 2011, between Financial Investors Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUSTS ASPEN MANAGED FUTURES STRATEGY FUND FORM OF PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • August 1st, 2011 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of , 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, ASPEN PARTNERS, LTD. (the “Adviser”), a Delaware S-corporation with its principal place of business at 4200 Northside Parkway, Building Eleven, Suite 200, Atlanta, Georgia 30327, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUST ASPEN MANAGED FUTURES STRATEGY FUND FORM OF TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • August 1st, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 2011, between Financial Investors Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST ASPEN MANAGED FUTURES STRATEGY FUND FORM OF ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • August 1st, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 2011, among Financial Investors Trust, organized as a Delaware statutory trust (the “Trust”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and, solely for purposes of Section 15(a) of this Agreement, Aspen Partners, Ltd., a Delaware S-Corporation (the “Adviser”).
Aspen Partners, Ltd. 4200 Northside Parkway Building 11, Suite 200 Atlanta, Georgia 30327 Phone: (404) 879-5126 Fax: (404) 879-5128 www.aspenpartners.comManagement Fee Agreement • August 1st, 2011 • Financial Investors Trust
Form of Amendment to Custodian Agreement (Foreign and Domestic)Custodian Agreement • August 1st, 2011 • Financial Investors Trust
This Amendment dated , 2011 (“Effective Date”) to Custodian Agreement, dated August 3, 2009, as amended (the “Agreement”), between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and Union Bank, N.A. (the “Custodian”).
