FINANCIAL INVESTORS TRUST GRANDEUR PEAK GLOBAL OPPORUNITIES FUND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUNDS CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of September 13, 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, GRANDEUR PEAK GLOBAL ADVISORS, LLC, a Delaware limited liability company (the “Adviser”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST GRANDEUR PEAK GLOBAL OPPORTUNITIES FUND AND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUND DISTRIBUTION AGREEMENTDistribution Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of September 13, 2011, between Financial Investors Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUSTS GRANDEUR PEAK GLOBAL OPPORTUNITIES FUND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of September 13, 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, GRANDEUR PEAK GLOBAL ADVISORS, LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 136 South Main Street, Suite 720, Salt Lake City, Utah 84101, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUST GRANDEUR PEAK GLOBAL OPPORTUNITIES FUND AND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUND TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of September 13, 2011, between Financial Investors Trust, organized as a Delaware statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST GRANDEUR PEAK GLOBAL OPPORTUNITIES FUND AND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of September 13, 2011, among Financial Investors Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment to Custodian Agreement (Foreign and Domestic)Custodian Agreement • September 22nd, 2011 • Financial Investors Trust
This Amendment dated September 13, 2011 (“Effective Date”) to Custodian Agreement, dated August 3, 2009, as amended (the “Agreement”), between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and Union Bank, N.A. (the “Custodian”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 22nd, 2011 • Financial Investors Trust • Delaware
AGREEMENT made this 13th day of September, 2011, between Financial Investors Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and Grandeur Peak Global Advisors, LLC (the “Investment Adviser”), a Delaware investment adviser registered under the Investment Advisers Act of 1940, and having its principal place of business at 136 South Main Street, Suite 720, Salt Lake City, Utah 84101.
