FINANCIAL INVESTORS TRUST GRANDEUR PEAK GLOBAL OPPORTUNITIES FUND AND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUND DISTRIBUTION AGREEMENTDistribution Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of September 13, 2011, between Financial Investors Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST GRANDEUR PEAK GLOBAL OPPORUNITIES FUND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUNDS CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of September 13, 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, GRANDEUR PEAK GLOBAL ADVISORS, LLC, a Delaware limited liability company (the “Adviser”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST GRANDEUR PEAK GLOBAL OPPORTUNITIES FUND AND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUND TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of September 13, 2011, between Financial Investors Trust, organized as a Delaware statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST GRANDEUR PEAK GLOBAL OPPORTUNITIES FUND AND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of September 13, 2011, among Financial Investors Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUSTS GRANDEUR PEAK GLOBAL OPPORTUNITIES FUND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of September 13, 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, GRANDEUR PEAK GLOBAL ADVISORS, LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 136 South Main Street, Suite 720, Salt Lake City, Utah 84101, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
Amendment to Custodian Agreement (Foreign and Domestic)Custodian Agreement • September 22nd, 2011 • Financial Investors Trust
This Amendment dated September 13, 2011 (“Effective Date”) to Custodian Agreement, dated August 3, 2009, as amended (the “Agreement”), between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and Union Bank, N.A. (the “Custodian”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 22nd, 2011 • Financial Investors Trust • Delaware
AGREEMENT made this 13th day of September, 2011, between Financial Investors Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and Grandeur Peak Global Advisors, LLC (the “Investment Adviser”), a Delaware investment adviser registered under the Investment Advisers Act of 1940, and having its principal place of business at 136 South Main Street, Suite 720, Salt Lake City, Utah 84101.
