FINANCIAL INVESTORS TRUST SEAFARER OVERSEAS GROWTH AND INCOME FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • January 30th, 2012 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of January 30, 2012 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, SEAFARER CAPITAL PARTNERS, LLC, a Delaware limited liability company (the “Adviser”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST SEAFARER OVERSEAS GROWTH AND INCOME FUND DISTRIBUTION AGREEMENTDistribution Agreement • January 30th, 2012 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of January 30, 2012, between Financial Investors Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUSTS SEAFARER OVERSEAS GROWTH AND INCOME FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • January 30th, 2012 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of January 30, 2012 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, SEAFARER CAPITAL PARTNERS, LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 700 Larkspur Landing Circle, Suite 105, Larkspur, California 94939, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUST SEAFARER OVERSEAS GROWTH AND INCOME FUND TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 30th, 2012 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of January 30, 2012, between Financial Investors Trust, organized as a Delaware statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST SEAFARER OVERSEAS GROWTH AND INCOME FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • January 30th, 2012 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of January 30, 2012, among Financial Investors Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 30th, 2012 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 30th day of January, 2012, by and between Seafarer Capital Partners, LLC, a Delaware limited liability company (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Fund”).
SEAFARER LETTERHEAD]Expense Limitation Agreement • January 30th, 2012 • Financial Investors Trust
SEAFARER OVERSEAS GROWTH AND INCOME FUND CO-ADMINISTRATION AND SHAREHOLDER SERVICES AGREEMENTCo-Administration and Shareholder Services Agreement • January 30th, 2012 • Financial Investors Trust • Delaware
THIS CO-ADMINISTRATION AND SHAREHOLDER SERVICES AGREEMENT (this “AGREEMENT”) is made as of the 30th day of January, 2012, by and between FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “TRUST”) and SEAFARER CAPITAL PARTNERS, LLC, a Delaware limited liability company (“SEAFARER”).
Amendment to Custodian Agreement (Foreign and Domestic)Custodian Agreement • January 30th, 2012 • Financial Investors Trust
This Amendment dated January 25, 2012 (“Effective Date”) to Custodian Agreement, dated August 3, 2009, as amended (the “Agreement”), between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and Union Bank, N.A. (the “Custodian”).
