FINANCIAL INVESTORS TRUST PATHWAY ADVISORS CONSERVATIVE FUND PATHWAY ADVISORS GROWTH AND INCOME FUND PATHWAY ADVISORS AGGRESSIVE GROWTH FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • July 24th, 2012 • Financial Investors Trust • Colorado
Contract Type FiledJuly 24th, 2012 Company JurisdictionThis Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of July 24, 2012 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST PATHWAY ADVISORS CONSERVATIVE FUND PATHWAY ADVISORS GROWTH AND INCOME FUND PATHWAY ADVISORS AGGRESSIVE GROWTH FUND DISTRIBUTION AGREEMENTDistribution Agreement • July 24th, 2012 • Financial Investors Trust • Colorado
Contract Type FiledJuly 24th, 2012 Company JurisdictionTHIS AGREEMENT is made as of July 24, 2012, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST PATHWAY ADVISORS CONSERVATIVE FUND PATHWAY ADVISORS GROWTH AND INCOME FUND PATHWAY ADVISORS AGGRESSIVE GROWTH FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • July 24th, 2012 • Financial Investors Trust • Colorado
Contract Type FiledJuly 24th, 2012 Company JurisdictionThis Principal Financial Officer Services Agreement (this “Agreement”) is effective as of July 24, 2012 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUST PATHWAY ADVISORS CONSERVATIVE FUND PATHWAY ADVISORS GROWTH AND INCOME FUND PATHWAY ADVISORS AGGRESSIVE GROWTH FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • July 24th, 2012 • Financial Investors Trust • Colorado
Contract Type FiledJuly 24th, 2012 Company JurisdictionTHIS AGREEMENT is made as of July 24, 2012, among Financial Investors Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Hanson McClain Letterhead]Management Fee Limitation Agreement • July 24th, 2012 • Financial Investors Trust
Contract Type FiledJuly 24th, 2012 Company
Amendment to Custodian Agreement (Foreign and Domestic)Custodian Agreement • July 24th, 2012 • Financial Investors Trust
Contract Type FiledJuly 24th, 2012 CompanyThis Amendment dated July 24, 2012 (“Effective Date”) to Custodian Agreement, dated August 3, 2009, as amended (the “Agreement”), between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and Union Bank, N.A. (the “Custodian”).
FINANCIAL INVESTORS TRUST PATHWAY ADVISORS CONSERVATIVE FUND PATHWAY ADVISORS GROWTH AND INCOME FUND PATHWAY ADVISORS AGGRESSIVE GROWTH FUNDInvestment Advisory Agreement • July 24th, 2012 • Financial Investors Trust • Colorado
Contract Type FiledJuly 24th, 2012 Company JurisdictionThis Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 24th day of July, 2012, by and between Hanson McClain Strategic Advisors, Inc., a California corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A hereto (the “Funds”).
FINANCIAL INVESTORS TRUST PATHWAY ADVISORS CONSERVATIVE FUND PATHWAY ADVISORS GROWTH AND INCOME FUND PATHWAY ADVISORS AGGRESSIVE GROWTH FUND TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • July 24th, 2012 • Financial Investors Trust • Colorado
Contract Type FiledJuly 24th, 2012 Company JurisdictionTHIS AGREEMENT is made as of July 24, 2012, between Financial Investors Trust, organized as a statutory trust under the laws of state of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).