FINANCIAL INVESTORS TRUST AMENDED AND RESTATED CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • April 15th, 2016 • Financial Investors Trust • Colorado
This Amended and Restated Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of April 15, 2016 (the “Effective Date”) by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, on behalf of the series listed in Exhibit A hereto (each, a “Fund” and together, the “Funds”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
FINANCIAL INVESTORS TRUST ALPS/CORECOMMODITY MANAGEMENT COMPLETECOMMODITIES STRATEGY FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 15th, 2016 • Financial Investors Trust • Delaware
AGREEMENT, dated as of January 15, 2014 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and CoreCommodity Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three South, Stamford, Connecticut 06902.
SEAFARER CAPITAL LETTERHEAD]Management Fee Agreement • April 15th, 2016 • Financial Investors Trust
Amendment to Principal Financial Officer Services AgreementPrincipal Financial Officer Services Agreement • April 15th, 2016 • Financial Investors Trust
This Amendment dated as of April 15, 2016 (this “Amendment”) is to the Principal Financial Officer Services Agreement dated January 30, 2012 (the “Agreement”), by and among ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, Financial Investors Trust (the “Trust”), a Delaware statutory trust, and Seafarer Capital Partners, LLC (the “Adviser”), a Delaware limited liability company. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment toDistribution Agreement • April 15th, 2016 • Financial Investors Trust
This Amendment dated as of April 15, 2016 (this “Amendment”) is to the Distribution Agreement dated January 30, 2012 (the “Agreement”), by and between ALPS Distributors, Inc. (“ALPS”), a Colorado corporation, and Financial Investors Trust (the “Trust”), a Delaware statutory trust. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • April 15th, 2016 • Financial Investors Trust
This Amendment dated as of April 15, 2016 (this “Amendment”) is to the Investment Advisory Agreement dated January 30, 2012, as amended (the “Agreement”), by and between Seafarer Capital Partners, LLC, a Delaware limited liability company (the “Adviser”), and Financial Investors Trust (the “Trust”), a Delaware statutory trust, and Seafarer Capital Partners, LLC. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
AMENDMENT TO PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • April 15th, 2016 • Financial Investors Trust
This Amendment dated as of January 29, 2016 (this “Amendment”) is to the Principal Financial Officer Services Agreement dated December 29, 2011 (the “Agreement”), by and between ALPS Fund Services, Inc. (“'ALPS”'), a Colorado corporation, and Financial Investors Trust (the “Trust”), a Delaware statutory trust. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
AMENDMENT TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • April 15th, 2016 • Financial Investors Trust
This Amendment dated as of January 29, 2016 (this “Amendment”) is to the Chief Compliance Officer Services Agreement dated December 29, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and Financial Investors Trust (the “Trust”), a Delaware statutory trust.
Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • April 15th, 2016 • Financial Investors Trust
This Amendment dated as of April 15, 2016 (this “Amendment”) is to the Transfer Agency and Service Agreement dated January 30, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and Financial Investors Trust (the “Trust”), a Delaware statutory trust. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
SECOND AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • April 15th, 2016 • Financial Investors Trust
This Second Amendment to the Custodian Agreement (the “Agreement”) dated December 16, 2013 between Financial Investors Trust (the “Trust”), a management investment company organized under the laws of the State of Massachusetts and registered with the Commission under the Investment Company Act of 1940 (the “Fund”) on behalf of each series listed on Schedule I attached thereto, and Brown Brothers Harriman & Co., a limited partnership organized under the laws of the State of New York (“BBH” or the “Custodian”), previously amended on June 4, 2015, is hereby made as of March 21, 2016.
Amendment to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • April 15th, 2016 • Financial Investors Trust
This Amendment dated as of April 15, 2016 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated January 30, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and Financial Investors Trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
