WELLS FARGO SECURITIES, LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • September 24th, 2013 • Center Coast MLP & Infrastructure Fund • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of August 31, 2012, is by and between Wells Fargo Securities, LLC (“Wells Fargo Securities,” “we” or “us”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have ac
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • June 30th, 2023 • Brookfield Investment Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 20th day of September, 2011, by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
CUSTODY AGREEMENTCustody Agreement • April 24th, 2018 • Center Coast Brookfield MLP & Energy Infrastructure Fund • Minnesota
THIS AGREEMENT is made and entered into as of the 4th day of April, 2018, with an effective date of the 6th date of April, 2018 at 4:01 pm EST, by and between Center Coast Brookfield MLP & Energy Infrastructure Fund (the “Fund”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
Center Coast MLP & Infrastructure Fund Amended and Restated Agreement and Declaration of Trust Dated as of August 14, 2013Agreement and Declaration of Trust • August 27th, 2013 • Center Coast MLP & Infrastructure Fund • Delaware
SECOND AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, ME 04101Sub-Placement Agent Agreement • January 21st, 2020 • Center Coast Brookfield MLP & Energy Infrastructure Fund • New York
From time to time Foreside Fund Services, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by Center Coast Brookfield MLP & Energy Infrastructure Fund (formerly Center Coast MLP & Infrastructure Fund), a Delaware statutory trust (the “Fund”), of up to 20,679,822 shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 30th, 2023 • Brookfield Investment Funds • New York
AGREEMENT made as of February 2, 2018, by and between Brookfield Investment Management Inc., a Delaware corporation (the “Adviser”), and Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Center Coast Brookfield MLP Focus Fund (the “Fund”).
SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • January 21st, 2020 • Center Coast Brookfield MLP & Energy Infrastructure Fund • New York
This SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this “Agreement”) made as of January 21, 2020 by and between Center Coast Brookfield MLP & Energy Infrastructure Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
CENTER COAST MLP & INFRASTRUCTURE FUND Common Shares of Beneficial Interest $20.00 per Share UNDERWRITING AGREEMENTUnderwriting Agreement • September 24th, 2013 • Center Coast MLP & Infrastructure Fund • New York
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 24th, 2018 • Center Coast Brookfield MLP & Energy Infrastructure Fund • Wisconsin
THIS AGREEMENT is made and entered into as of this 6th day of April, 2018, by and between Center Coast Brookfield MLP & Energy Infrastructure Fund (the “Fund”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 24th, 2013 • Center Coast MLP & Infrastructure Fund • New York
This agreement is between Center Coast Capital Advisors, LP (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to the Center Coast MLP & Infrastructure Fund (the “Fund”).
SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • May 8th, 2018 • Center Coast Brookfield MLP & Energy Infrastructure Fund • New York
This AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this “Agreement”) made as of May 8, 2018 by and between Center Coast Brookfield MLP & Energy Infrastructure Fund (formerly Center Coast MLP & Infrastructure Fund), a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
ContractAccount Agreement • December 8th, 2014 • Center Coast MLP & Infrastructure Fund • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENTMaster Selected Dealers Agreement • September 24th, 2013 • Center Coast MLP & Infrastructure Fund • New York
FORM OF STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 24th, 2013 • Center Coast MLP & Infrastructure Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among Center Coast MLP & Infrastructure Fund (the “Fund”), Center Coast Capital Advisors, LP (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
Subscription Agent Agreement Between Center Coast MLP & Infrastructure Fund and Computershare Trust Company, N.A. and Computershare Inc.Subscription Agent Agreement • March 20th, 2015 • Center Coast MLP & Infrastructure Fund • New York
THIS SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 19th day of March 2015 (the “Effective Date”) by and among Center Coast MLP & Infrastructure Fund, a statutory trust organized and existing under the laws of the State of Delaware (the “Company”), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 30th, 2023 • Brookfield Investment Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 20th day of September, 2011, by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ADMINISTRATION AGREEMENTAdministration Agreement • June 30th, 2023 • Brookfield Investment Funds
THIS AGREEMENT is made as of February 2, 2018, at 4:01 p.m. EST, by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Center Coast Brookfield MLP Focus Fund.
CUSTODY AGREEMENT Dated August 22, 2013 Between UMB BANK, N.A. and Center Coast MLP & Infrastructure FundCustody Agreement • December 8th, 2014 • Center Coast MLP & Infrastructure Fund
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and Center Coast MLP & Infrastructure Fund (the “Fund”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 16th, 2018 • Center Coast Brookfield MLP & Energy Infrastructure Fund • New York
AGREEMENT made as of February 2, 2018, at 4:01 p.m. (Eastern Time), by and between Brookfield Investment Management Inc., a Delaware corporation (the “Adviser”), and Center Coast Brookfield MLP & Energy Infrastructure Fund, a Delaware statutory trust (the “Fund”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 14th, 2018 • Center Coast Brookfield MLP & Energy Infrastructure Fund • New York
AGREEMENT made as of February 2, 2018, at 4:01 p.m. (Eastern Time), by and between Brookfield Investment Management Inc., a Delaware corporation (the “Adviser”), and Center Coast Brookfield MLP & Energy Infrastructure Fund, a Delaware statutory trust (the “Fund”).
FORM OF STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 24th, 2013 • Center Coast MLP & Infrastructure Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among Center Coast MLP & Infrastructure Fund (the “Fund”), Center Coast Capital Advisors, LP (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
ADMINISTRATION AGREEMENTAdministration Agreement • April 24th, 2018 • Center Coast Brookfield MLP & Energy Infrastructure Fund
THIS AGREEMENT is made as of the 6th day of April, 2018 by and between CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND, a Delaware statutory trust (the “Fund”), and BROOKFIELD INVESTMENT MANAGEMENT INC., a Delaware corporation (the “Administrator”);
MARKETING SUPPORT SERVICES AGREEMENTMarketing Support Services Agreement • December 8th, 2014 • Center Coast MLP & Infrastructure Fund • Delaware
This Agreement is made, as of August 27, 2013 (the “Effective Date”), by and between Center Coast Capital Advisors, LP (the “Advisor”) and HRC Fund Associates, LLC (“HRC”), relating to certain services to be provided by HRC to the Advisor.
CUSTODY AGREEMENTCustody Agreement • June 30th, 2023 • Brookfield Investment Funds • Minnesota
THIS AGREEMENT is made and entered into as of this 20th day of September, 2011, by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
JOINT FIDELITY BOND AGREEMENT As of March 15, 2023Joint Fidelity Bond Agreement • March 22nd, 2023 • Center Coast Brookfield MLP & Energy Infrastructure Fund • New York
WHEREAS, Brookfield Real Assets Income Fund Inc., Center Coast Brookfield MLP & Energy Infrastructure Fund, Oaktree Diversified Income Fund Inc. and Brookfield Investment Funds and its separate series, Brookfield Global Listed Infrastructure Fund, Brookfield Global Listed Real Estate Fund, Brookfield Global Renewables & Sustainable Infrastructure Fund, Brookfield Real Assets Securities Fund, Center Coast Brookfield Midstream Focus Fund and Oaktree Emerging Markets Equity Fund as parties to this Agreement (the "Insureds") are named insureds under a financial institution fidelity bond issued by Great American Insurance Company (the "Policy");
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 8th, 2014 • Center Coast MLP & Infrastructure Fund • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of September 25, 2013, between Center Coast MLP & Infrastructure Fund, a Delaware statutory trust (the “Trust”), and Center Coast Capital Advisors, LP, a Delaware limited partnership (the “Adviser”).
FUND SUPPORT SERVICES AGREEMENTFund Support Services Agreement • December 8th, 2014 • Center Coast MLP & Infrastructure Fund • Delaware
This Agreement is made as of September 25, 2013 (the “Effective Date”), by and between the Center Coast MLP & Infrastructure Fund (the “Fund”) and HRC Portfolio Solutions LLC (“HRCPS”), relating to certain services to be provided by HRCPS to the Fund.
FORM OF STRUCTURING FEE AGREEMENTFee Agreement • September 24th, 2013 • Center Coast MLP & Infrastructure Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among Center Coast MLP & Infrastructure Fund (the “Fund”), Center Coast Capital Advisors, LP (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FORM OF STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 24th, 2013 • Center Coast MLP & Infrastructure Fund • New York
This agreement is between Center Coast Capital Advisors, LP (including any successor or assign by merger or otherwise, the “Adviser”) and UBS Securities LLC (“UBS”) with respect to the underwriting of Center Coast MLP & Infrastructure Fund (the “Fund”).
BROOKFIELD INVESTMENT FUNDS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • June 30th, 2023 • Brookfield Investment Funds • Delaware
THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of June, 2023, by and between Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of the Center Coast Brookfield Midstream Focus Fund (the “Fund”), and each of the Fund’s classes of shares (each, a “Class”) listed on Appendix A, and the Fund’s investment adviser, Brookfield Public Securities Group LLC (the “Adviser”).
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • September 24th, 2013 • Center Coast MLP & Infrastructure Fund • Delaware
THIS ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (the “Agreement”) is made as of this 22nd day of August, 2013, by and between Center Coast MLP & Infrastructure Fund, a Delaware statutory trust (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Administrator”).
AMENDMENT AGREEMENTAmendment Agreement • December 9th, 2019 • Center Coast Brookfield MLP & Energy Infrastructure Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of November 7, 2018 to the Special Custody and Pledge Agreement dated April 9, 2018 among Center Coast Brookfield MLP & Energy Infrastructure Fund (“Fund”), BNP Paribas Prime Brokerage International, Ltd. (“Counterparty”), and U.S. Bank, N.A. (“Custodian”), (as previously amended, the “Agreement”).
FIFTH AMENDMENT AGREEMENTAgreement • February 11th, 2016 • Center Coast MLP & Infrastructure Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of October 6, 2015 to the Committed Facility Agreement dated October 4, 2013 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and Center Coast MLP & Infrastructure Fund (“Customer”).
Committed Facility AgreementCommitted Facility Agreement • December 8th, 2014 • Center Coast MLP & Infrastructure Fund • New York
BNP PARIBAS PRIME BROKERAGE, INC., ON BEHALF OF ITSELF AND AS AGENT FOR THE BNPP ENTITIES (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
FIRST AMENDMENT AGREEMENTFirst Amendment Agreement • December 8th, 2014 • Center Coast MLP & Infrastructure Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of October 24, 2013 to the Committed Facility Agreement dated October 4, 2013 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and Center Coast MLP & Infrastructure Fund (“Customer”).
