Additional SEC Documents definition

Additional SEC Documents all documents filed by the Company with the SEC after the date of this Agreement, including any amendments to the 1997 SB-2 or the Schedule 13e-4.
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Examples of Additional SEC Documents in a sentence

  • Since the filing of the SEC Documents and any Additional SEC Documents filed prior to the date hereof, no event has occurred that would require an amendment or supplement to any of the SEC Documents or any of the Additional SEC Documents to the extent such SEC Documents or Additional SEC Documents have not already been amended or supplemented as of the date hereof.

  • As of their respective dates, the SEC Documents and the Additional SEC Documents complied (or will comply) in all material respects with the requirements of the 1934 Act and the rules and regulations of the SEC promulgated thereunder applicable to the SEC Documents and the Additional SEC Documents.

  • As of their respective dates, the financial statements of the Company included in the SEC Documents or in the Additional SEC Documents complied (or will comply) as to form in all material respects with applicable accounting requirements and the published rules and regulations of the SEC with respect thereto.

  • None of the SEC Documents or Additional SEC Documents, at the time they were filed (or will be filed) with the SEC, contained (or will contain) any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.

  • Each of the SEC Documents and the Additional SEC Documents was filed (or will be filed) with the SEC within the time frames prescribed by the SEC for the filing of such SEC Documents and Additional SEC Documents (including any extensions of such time frames permitted by Rule 12b-25 under the 0000 Xxx) such that each filing was timely filed (or deemed timely filed pursuant to Rule 12b-25 under the 0000 Xxx) with the SEC.

  • A complete and accurate list of the SEC Documents (and, to the extent filed prior to the date hereof, the Additional SEC Documents) is set forth on the SEC’s website xxx.xxx.xxx.

  • Parent and the Company shall cause the Form 10 and any Additional SEC Documents to comply as to form and substance in all material respects with the applicable requirements of (i) the Exchange Act, (ii) the Securities Act and (iii) the rules and regulations of the New York Stock Exchange, Inc.

  • The financial statements and notes of Kaixin contained or incorporated by reference in the SEC Documents and the Additional SEC Documents (collectively, the “Kaixin Financial Statements”) are complete and accurate and fairly present in all material respects, in conformity with U.S. GAAP applied on a consistent basis, the financial position of Kaixin and its subsidiaries (“Kaixin Group”) as of the dates thereof and the results of operations of Kaixin Group for the periods reflected therein.

  • Parent and the Company shall also prepare and file with the SEC, in consultation with and as reasonably approved by Rugby, such additional documents as are required to be filed and circulated to Parent's stockholders in connection with the Spin-Off in order to satisfy the requirements of SEC Staff Legal Bulletin No. 4 ("SLB 4") regarding exemption of the Spin-Off from the registration requirements of the Securities Act (any such other documents the "Additional SEC Documents").

  • Any Additional SEC Documents which discuss or refer to this Agreement or the Transactions shall be subject to the prior review and approval of Company (not to be unreasonably withheld, delayed or conditioned).

Related to Additional SEC Documents

  • Company SEC Documents has the meaning set forth in Section 3.04(a).

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • Buyer SEC Documents shall have the meaning set forth in Section 4.10(a).

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • SEC Filings has the meaning set forth in Section 4.6.

  • Form 8-K Disclosure Information As defined in Section 11.07.

  • Closing Financial Statements has the meaning set forth in Section 6.22.

  • Public Reports includes all reports filed by Company under the Act or the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two full fiscal years preceding the Effective Date and thereafter.

  • Required Financial Statements has the meaning assigned to such term in Section 5.04(2).

  • Buyer SEC Reports has the meaning set forth in Section 4.6.

  • Subsequent Disclosure Documents means any financial statements, management’s discussion and analysis, information circulars, annual information forms, material change reports (other than confidential material change reports), business acquisition reports or other documents issued by the Corporation after the Execution Time which are, or are deemed to be, pursuant to applicable Securities Laws, incorporated by reference into the Final Prospectuses or any Prospectus Amendment;

  • Parent Reports has the meaning set forth in Section 4.5(a).

  • Required Filing Date has the meaning set forth in Section 3.1.

  • Purchaser Financial Statements shall have the meaning specified in Section 4.8.1.

  • Buyer Financial Statements shall have the meaning set forth in Section 4.6.

  • Pricing Disclosure Package means any Issuer General Use Free Writing Prospectus issued at or prior to the Applicable Time, the Pricing Prospectus and the information included on Schedule 2-A hereto, all considered together.

  • Interim Prospectus Supplement means the prospectus supplement relating to the Shares prepared and filed pursuant to Rule 424(b) from time to time as provided by Section 4(x) of this Agreement.

  • Seller Financial Statements has the meaning set forth in Section 3.5(a).

  • RBC report means the report required by K.S.A. 40-2c02, and amendments thereto.

  • Final Prospectus Supplement means the prospectus supplement relating to the Securities that was first filed pursuant to Rule 424(b) after the Execution Time, together with the Base Prospectus.

  • Company Reports has the meaning set forth in Section 3.08(a).

  • Additional Filing Date means the date on which the Additional Registration Statement is filed with the SEC.

  • Required Filing Dates has the meaning set forth in Section 4.17.

  • Initial Prospectus Supplement means the prospectus supplement of the Company relating to the Securities, including the accompanying Base Prospectus, to be prepared and filed by the Company with the SEC pursuant to Rule 424(b)(5) under the Securities Act and in accordance with Section 5(a) hereof, together with all documents and information incorporated therein by reference.