Advisory Warrant definition

Advisory Warrant means transferrable Common Share purchase warrants of the Company, with each Advisory Warrant entitling the holder, upon the closing of the Offering, to purchase one Common Share up to the day that is five years from the date of issuance thereof at a price of $0.10 per Common Share.
Advisory Warrant is the warrant to purchase one million (1,000,000) shares ---------------- of Common Stock issuable to Commonwealth Associates, L.P. ("Commonwealth") pursuant to the terms of an Advisory Agreement, by and between the Company and Commonwealth, dated as of June 2002;
Advisory Warrant means the non-transferable Common Share purchase warrants of the Corporation with each Advisory Warrant entitling the holder, upon Closing, to purchase one Common Share up to the day that it is five years from the date of issuance thereof at a price of $0.10 per Common Share, as more fully described in the Final Prospectus;

Examples of Advisory Warrant in a sentence

  • Specific surviving conditions will include, but not limited to: (I) payment of the monthly retainer and expenses incurred through termination, (ii) grant and survival of the Advisory Warrant pursuant to 2(b), (iii) payment of Success Fees earned under section 2(d) during the Term and for Transactions considered during the Term and completed within 18 months of the termination of this agreement, (iv) Section 3, Future Investment Banking Activities and (v) Section 5, Indemnity.

  • The Advisory Warrant will provide for registration rights (including a onetime demand registration right and unlimited piggyback rights) and customary anti-dilution provisions (for stock dividends and splits and recapitalizations only) consistent with FINRA Rule 5110, and further, the number of shares underlying the Advisory Warrant shall be reduced if necessary to comply with FINRA rules or regulations.

  • The Advisory Warrant Shares will be issued to D&C upon a minimum of $2 million raised at a mutually agreeable share price and shall vest 25% upon the 181st day after execution of this agreement and 5% each month over the subsequent months.

  • The Advisory Warrant Shares, which will carry such legends under SEC Rule 144 as are deemed appropriate and necessary by the Company’s counsel, will be included in the first registration statement filed by the Company covering the securities issued in any Placement hereunder (or securities issuable upon conversion or exercise thereof).

  • Notwithstanding anything to the contrary contained herein, the Advisory Warrant shall be owned free and clear of all liens other than the liens created by the Advisor and any breach of this Agreement shall not affect the Advisor's ownership rights of the Advisory Warrant.

  • For tax purposes only, the Company and the Advisor agree that the value of the Advisory Warrant as of the date hereof is $100.00.

  • The Advisory Warrant Shares shall have an exercise price of $0.05 per share and shall have a five (5) year term.

  • The Company shall file a registration statement on Form S-3 (the "Registration Statement") covering the Warrants, the Conversion Shares, the shares of Common Stock underlying the Agent Warrants (the "Agent Warrant Shares"), and the shares of Common Stock underlying the Advisory Warrant (the "Advisory Warrant Shares") within three (3) months after the Initial Closing.

  • Subject to compliance with federal and state laws and regulations and an opinion of the Company’s counsel (at the Company’s expense), which shall not be unreasonably withheld and the rules of any self-regulatory organization, the Advisory Warrant Shares will be transferable within D&C’s organization, at D&C’s discretion, or as obligated to participating FINRA member firms.

  • The Advisory Warrant shall expire three years from the date hereof.


More Definitions of Advisory Warrant

Advisory Warrant means that certain warrant to purchase shares of Common Stock issued to JTF pursuant to the Banking Agreement as partial compensation for its services as investment banking advisor to GP in connection with the transactions contemplated by the Asset Contribution Agreement.

Related to Advisory Warrant

  • Parent Warrant means each Parent Private Warrant and Parent Public Warrant.

  • Parent Warrants means the outstanding warrants to purchase Parent Common Stock.

  • Investor Warrants has the meaning given it in the recitals of this Agreement.

  • Series D Warrants means, collectively, the Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Warrants shall be exercisable immediately upon issuance and have a term of exercise equal to five (5) years, in the form of Exhibit C attached hereto.

  • Placement Agent Warrants shall have the meaning set forth in the Subscription Agreement.

  • Warrant means this Warrant and all Warrants issued in exchange, transfer or replacement thereof.

  • SPAC Warrants means SPAC Private Warrants and SPAC Public Warrants, collectively.

  • Option Warrants shall have the meaning ascribed to such term in Section 2.2(a).

  • Broker Warrants has the meaning ascribed to such term in Section 12 hereof;

  • Series B Warrants means, collectively, the Series B Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof and the other Series B Warrants contemplated under Section 2.1 to be issued concurrently at the Closing, which Series B Warrants shall be exercisable beginning immediately and have a term of exercise equal to five (5) years, in the form of Exhibit B-2 attached hereto.

  • Warrant Agreements means those agreements entered into in connection with the Loan, substantially in the form attached hereto as Exhibit B pursuant to which Borrower granted Lender the right to purchase that number of shares of Series B Preferred Stock of Borrower as more particularly set forth therein.

  • Series C Warrants means, collectively, the Series C Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Warrants shall vest and be exercisable ratably commencing on the exercise of the Series B Warrants held by the Purchaser (or its assigns) and have a term of exercise equal to 5 years from the date of issuance, in the form of Exhibit C attached hereto.

  • Sponsor Warrants shall have the meaning given in the Recitals hereto.

  • Existing Warrants means any warrants to purchase Common Stock outstanding on the date of this Agreement.

  • Common Warrants means, collectively, the Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Common Warrants shall be exercisable immediately and have a term of exercise equal to five (5) years, in the form of Exhibit A attached hereto.

  • Warrant Agreement means the Warrant Agreement, dated as of the date set forth in Item 4 of Schedule A hereto, as amended from time to time, between the Company and the United States Department of the Treasury.

  • Parent Shares means the shares of common stock, par value $1.00 per share, of Parent.

  • Call Warrant As defined in the recitals.

  • Warrant Securities means this Warrant and the Warrant Shares, collectively.

  • Investment Agreement shall have the meaning set forth in the Recitals hereto.

  • Placement Warrants shall have the meaning given in the Recitals hereto.

  • Series F Preferred Shares means the Series F Preferred Shares of the Company, par value US$0.0001 per share, with the rights and privileges as set forth in the Memorandum and Articles.

  • Purchaser Warrants means Purchaser Private Warrants and Purchaser Public Warrants, collectively.

  • Series A Warrants means, collectively, the Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Warrants shall be exercisable immediately from the Closing Date and have a term of exercise equal to five (5) years, in the form of Exhibit A attached hereto.

  • New Warrant Agreement means that certain agreement providing for, among other things, the issuance and terms of the New Warrants issued by New Valaris Holdco as set forth in the Restructuring Term Sheet.

  • Warrant Agent Agreement means that certain Warrant Agent Agreement, dated as of the date hereof, between the Depositor and U.S. Bank Trust National Association, as Warrant Agent and as Trustee, as the same may be amended from time to time.