Affiliated Investors definition

Affiliated Investors has the meaning assigned to such term in Section 2.01(b)(6).
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Affiliated Investors means Xxxxxx Xxxxx, Xxxxx X. May, Xxxxxx X. Garden, the Managing General Partner and/or their respective Affiliates;
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Affiliated Investors means Athyrium Capital Management, LP, Athyrium Opportunities III Co-Invest 1 LP and Athyrium Opportunities III Acquisition LP.
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Examples of Affiliated Investors in a sentence

  • Neither this Agreement nor any of the rights or obligations hereunder shall be assigned or delegated by any of the parties hereto without the prior written consent of the other parties; provided, however, that any Principal Stockholder may assign any of its respective rights hereunder to any of its Affiliated Investors.

  • Accordingly, Applicants respectfully request an Order of the Commission pursuant to Sections 17(d) and 57(i) and Rule 17d-1, to permit a Regulated Entity, one or more other Regulated Entities and/or one or more Affiliated Investors to participate in the Co- Investment Program.

  • Accordingly, the Applicants respectfully request an Order of the Commission, pursuant to Sections 17(d) and 57(i) and Rule 17d-1, permitting the Regulated Funds, one or more other Regulated Funds, and the Affiliated Investors to participate in the Co-Investment Program.

  • The Conditions to which the requested relief will be subject are designed to ensure that no Adviser to a Regulated Fund or the principals of such Adviser would be able to favor any particular Regulated Fund or the Affiliated Investors over other Regulated Funds through the allocation of investment opportunities among them.

  • Certain transactions effected as part of the Co-Investment Program may be prohibited by Sections 17(d) and 57(a)(4) and Rule 17d-1 without a prior exemptive order of the Commission to the extent that the Affiliated Investors fall within the category of persons described by Section 17(d) or Section 57(b), as modified by Rule 57b-1 thereunder with respect to a Regulated Fund.

  • Each of these Affiliated Investors is a separate and distinct legal entity and none is required to register as an investment company under the 1940 Act.

  • Every Access Person shall notify the DCO, or if unavailable, the CCO of any personal conflict of interest relationship which may involve any Heitman-Advised Mutual Fund or Portfolio, such as any economic relationship between his/her Reportable Securities transactions/holdings or Reportable Securities transactions/holdings of his/her Affiliated Investors and Reportable Securities held or to be acquired by a Heitman-Advised Fund or Portfolio.

  • Co-Investment Transactions would be prohibited by Sections 17(d) and 57(a)(4) and Rule 17d-1 without a prior exemptive order of the Commission to the extent that the Affiliated Investors and the other Regulated Entities fall within the categories of persons described by Section 17(d) and Section 57(b), as modified by Rule 57b-1 thereunder, vis-à-vis each Regulated Entity.

  • Because almost every attractive investment opportunity for a Regulated Fund will also be an attractive investment opportunity for one or more Regulated Funds and Affiliated Investors, Applicants submit that the Co-Investment Program presents an attractive alternative to the institution of some form of equitable allocation protocol for the allocation of 100% of individual investment opportunities to the Regulated Funds or the Affiliated Investors as opportunities arise.

  • Within thirty (30) days after year end, each Access Person shall disclose to the DCO in writing on the form attached as Exhibit D and captioned “Annual Report of Access Person” all personal holdings of such Access Person and all Affiliated Investors in Reportable Securities as of the calendar year then ended.


More Definitions of Affiliated Investors

Affiliated Investors means the Existing Affiliated Investors and any Future Affiliated Investor. “Future Affiliated Investor” means an entity (a) whose investment adviser is a StepStone Affiliated Adviser, (b) that would be an investment company but for section 3(c)(1) or 3(c)(7) of the Act and
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Affiliated Investors means Xxxxxx Xxxxx, Xxxxx X. May, Xxxxxx X. Garden, the General Partner and/or their respective Affiliates, excluding any Trian Funds;
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Affiliated Investors means the Principals, the general partner of the U.S. Fund and/or their respective Affiliates. "Non-Affiliated Investors" shall mean investors not affiliated with the Principals, the general partner of the U.S. Fund and/or their respective Affiliates.
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Related to Affiliated Investors

  • Affiliated Fund means with respect to any Investors, each corporation, trust, limited liability company, general or limited partnership or other entity under common control with that Investor (including any such entity with the same general partner or principal investment advisor as that Investor or with a general partner or principal investment advisor that is an Affiliate of the general partner or principal investment advisor of that Investor).

  • Investors means the Initial Investors and any transferee or assignee who agrees to become bound by the provisions of this Agreement in accordance with Section 9 hereof.

  • Controlled Investment Affiliate means, as to any Person, any other Person, other than any Sponsor, which directly or indirectly is in control of, is controlled by, or is under common control with such Person and is organized by such Person (or any Person controlling such Person) primarily for making direct or indirect equity or debt investments in the Borrower and/or other companies.

  • Affiliated Debt Fund means any Affiliated Lender that is a bona fide diversified debt fund primarily engaged in, or that advises funds or other investment vehicles that are engaged in, making, purchasing, holding or otherwise investing in commercial loans, bonds and similar extensions of credit or securities in the ordinary course.

  • Affiliates means, with respect to the Contractor, any of its corporate affiliates or associates, including parent entities, subsidiaries, and other entities in which it owns a substantial interest.

  • Regulated investment company has the meaning set forth in Section 851 of the Code.

  • Registered Investment Company means any one or more corporations, partnerships or trusts registered under the Investment Company Act of 1940 for which Fidelity Management and Research Company serves as investment advisor.