Examples of AMEX Rules in a sentence
It is acknowledged that approval by the Company’s stockholders will not be required under AMEX Rules 712 and 713 because the number of shares of Common Stock of the Company to be issued is less than 20% of the Company’s actually issued and outstanding shares of Common Stock (prior to the investment represented by this Subscription Agreement).
Assuming Shareholder Approval, if required pursuant to the AMEX Rules, the issuance and sale of the Securities hereunder does not contravene the rules and regulations of the Trading Market.
With the exception of AMEX Rules 904 ,904C, 905, 905C and 980—all of which relate to options trading—these general rule violations are currently included in the NYSE’s minor rule plan.
The second is the failure of a specialist to be properly represented at the trading post at scheduled times to answer inquiries regarding the status of orders and to resolve equity “DK” notices.16 Third,the Rule 590 Plan will include the failure of a specialist to respond to inquiries regarding unreported PER/ AMOS 17 l * See AMEX Rules 7 ,11 ,31 , 111, 114,153,180,341, 342,904, 904C, 905 ,905C, 906, 906C and 980 andAMEX Constitution, Article V, sections 4(h)-(k).
One or more members of the Committee shall be, in the judgment of the Board, an “audit committee financial expert,” as such term is defined in Rule 309 of the 1934 Act and the rules and regulations promulgated by the SEC thereunder, and be able to read and understand fundamental financial statements, including the Corporation’s balance sheet, income statement, and cash flow statement as required by the AMEX Rules.
In accordance with AMEX Rules and Guidelines, the number of Common shares issued upon such conversion may not exceed twenty (20) per cent of the reported outstanding Common shares of the Company at the Closing Date without the approval of the shareholders of the Company.
For the purposes of this Article 1, "independent directors" has the meaning ascribed to that term in section 121A of the American Stock Exchange Company Manual (the "AMEX Rules").
The Compensation Committee must be composed exclusively of directors who are not members of management, a majority of whom are unrelated and independent (as defined in the AMEX Rules).
In the event Card Information in connection with the processing services provided by Invoice Cloud or AMEX under these guidelines, Biller agrees not use it for any fraudulent purpose or in violation of any AMEX or applicable law and the Biller will comply with all applicable AMEX Rules.
Had the General Partner issued units to HGI in connection with the Odd Lot Offer, it was likely subject to AMEX Rules that would have required a unitholder vote and full disclosure of relevant facts, including the NAVs in its possession.