Examples of Assistant Portfolio Manager in a sentence
In addition to the pre-clearance requirements for Investment Personnel, Assistant Portfolio Managers must obtain prior written approval from the Portfolio Manager of the Janus Fund or advisory Client for which he or she is the Assistant Portfolio Manager.
If in the event an Assistant Portfolio Manager has the ability to independently make investment decisions on behalf of any Janus Fund or advisory Client, then such person will be considered a Portfolio Manager for purposes of these Rules.
No Portfolio Manager or Assistant Portfolio Manager shall commence service on the Board of Directors of a publicly traded company or any company in which any Fund has an interest without prior authorization from the Divisional Compliance Officer based upon a determination that the Board service would not be inconsistent with the interests of the Funds.
No Portfolio Manager or Assistant Portfolio Manager shall commence service on the Board of Directors of a publicly traded company or any company in which the Firm has an interest without prior authorization from the Compliance Officer based upon a determination that the Board service would not be inconsistent with the interests of the Firm.
No Portfolio Manager employee or Assistant Portfolio Manager shall commence service on the Board of Directors of a publicly-held company or any company in which the Firm has an interest without prior written authorization from the Chief Compliance Officer based upon a determination the Board service would not be inconsistent with the interests of the Firm.
Xxxxxxxxx ------------------------------------- Title: Investment Officer II ------------------------------------ ONTARIO TEACHERS' PENSION PLAN BOARD By: /s/ XXXXX XXXXXX ------------------------------------------ Name: Xxxxx Xxxxxx ------------------------------------- Title: Assistant Portfolio Manager ------------------------------------ GE CAPITAL EQUITY INVESTMENTS, INC.
Determining the Materiality of Conflicts of Interest: Determinations as to whether a conflict of interest is material will be made after internal discussion among members of a committee that will include at a minimum, the CCO and Assistant Portfolio Manager.
Xxxx Title: Assistant Portfolio Manager XXX XXXXXX AMERICAN CAPITAL PRIME RATE INCOME TRUST By: /s/ Xxxxxxxx X.
No Portfolio Manager or Assistant Portfolio Manager shall commence service on the Board of Directors of a publicly traded company or any company in which any Fund has an interest without prior authorization from the Compliance Officer based upon a determination that the Board service would not be inconsistent with the interests of the Funds.
For clients who have provided ClariVest with specific direction on proxy voting, the Assistant Portfolio Manager will review the proxy voting record and permanent file in order to identify those proposals voted differently than how ClariVest voted clients not providing direction.