Brokering activities definition

Brokering activities means activities pursued under contract for professional services concluded with a potential client for financial services in his name for the selection and facilitating the conclusion of a contract for financial services, however, without the right to undertake commitments in the name and on behalf of the client;
Brokering activities means acting as a broker as defined in § 129.2(a), and includes the financing, transportation, freight forwarding, or taking of any other action that facilitates the manu- facture, export, or import or a defense article or defense service, irrespective of its origin. For example, this in- cludes, but is not limited to, activities by U.S. persons who are located inside or outside of the United States or for- eign persons subject to U.S. jurisdic- tion involving defense articles or de- fense services of U.S. or foreign origin which are located inside or outside of the United States. But, this does not include activities by U.S. persons that are limited exclusively to U.S. domes- tic sales or transfers (e.g., not for ex- port or re-transfer in the United States or to a foreign person). For the pur- poses of this subchapter, engaging in the business of brokering activities re- quires only one action as described above.
Brokering activities means any action to facilitate the manufacture, export, reexport, import, transfer, or retransfer of a defense article or defense service. Such action includes, but is not limited to:

Examples of Brokering activities in a sentence

  • Brokering activities relating to commercial sales of defense articles and services.Sec.

  • Brokering activities can take place in the broker’s country of nationality, residence or registration; they can also take place in another country.

  • Or both?• The scope of the definition of ‘brokering activities: in drafting their national legislation regulating brokers and brokering activities, states will need to decide how broadly they wish to define brokering, and what the implications of this are for enforcement (see section 10.2.2).• Whether to apply extraterritorial jurisdiction: Brokering activities may be conducted in the broker’s state of nationality, residence, or registration, but they may also be conducted by its citizens overseas.

  • Brokering activities involve discovering available services that match the request, differentiating between the discovered services, negotiating with the top-ranked services, and finally selecting the services that best meet the request.

  • Brokering activities include the facilitation of contract negotiations between arms exporters and buyers as well as other assistance in, for example, transportation and financing for arms transfers.


More Definitions of Brokering activities

Brokering activities means acting as a broker and includes, manufacturing, exporting, importing, financing, mediating, purchasing, selling, transferring, transporting, freight- forwarding, supplying, and delivering firearms, their parts or components or ammunition or any other act performed by a person, that lies outside the scope of his regular business activities and that directly facilitates the brokering activities.
Brokering activities means acting as a broker and includes manufacturing, exporting, importing, fi- nancing, mediating, purchasing, selling, transferring, transporting, freight-forwarding, supplying, and delivering firearms, their parts or components or ammunition or any other act performed by a per- son, that lies outside the scope of this regular business activities and that directly facilitates the bro- kering activities.
Brokering activities means negotiating, facilitating or arranging transactions that may involve the export, import, transit or transhipment of conventional arms[ammunition, or parts and components]3 to, from or through [insert country], or from a place outside [insert country] to another place outside [insert country];4
Brokering activities means actingas a broker as defined in § 129.2(a), and includes the financing, transportation, freight forwarding, or taking of anyother action that facilitates themanufacture, export, or import of a defense article or defense service,irrespective of its origin. For example, this includes, but is not limited to,activities by U.S. persons who are located inside or outside of the United States or foreign persons subject to U.S.jurisdiction involving defense articles or defense services of U.S. or foreign origin which are located inside or outside ofthe United States. But, this does notinclude activities by U.S. persons thatare limited exclusively to U.S. domestic sales or transfers (e.g., not for export or re-transfer in the United States or aforeign person).
Brokering activities means any action on behalf of another to facilitate the manufacture, export, permanent import, transfer, reexport, or retransfer of a U.S. or foreign defense article or defense service, regardless of its origin.
Brokering activities means activities of persons and entities -
Brokering activities means negotiation or contraction of transactions concerning buying, selling or supplying of controlled goods from one foreign country to another foreign country or providing information to a person who is buying, selling or supplying with those goods from one country to another, excluding the activities such as transport, financial services, insurance, re-insurance, advertising and promotion;