California Securities Act definition

California Securities Act means the California Corporate Securities Law of 1968.
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California Securities Act means the California Corporate Securities Law of 1968, as amended and as may be further amended from time to time.
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California Securities Act means ------------------------- the California Corporate Securities Law of 1968, as amended.
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Examples of California Securities Act in a sentence

  • This Agreement shall be governed by the laws of the State of California, the Securities & Exchange Commission’s Investment Adviser’s Act of 1940 and the anti-fraud provisions of the California Securities Act.

  • The parties contemplate that the PNSO Common Stock to be issued in connection with the Merger will be issued in a transaction exempt from registration under the Securities Act by reason of Section 3(a)(10) thereof, and that the shares of PNSO Common Stock to be issued hereunder will be qualified under the California Securities Act, pursuant to Section 25121 thereof, after the Fairness Hearing has been held pursuant to the authority granted by Section 25142 of such California Securities Act.

  • California Securities Act" shall mean ------------------------- the California Corporate Securities Law of 1968, as amended.

  • The Company’s right to repurchase Award Shares granted to any Participant, who is not an Officer, Company Director or Consultant pursuant to Section 25102(o) of the California Securities Act, at Fair Market Value will terminate if and when Shares become Listed Securities.

  • If the report was to be finalised and implemented in 2024, there would be no place in the market for Plasback.

  • This Plan is intended to comply with Rule 701 promulgated under the Securities Act and Section 25102(o) of the California Securities Act, although the Company may formally or informally establish one or more sub-plans to rely on federal and state exemptions other than Rule 701 and Section 25102(o) of the California Securities Act.

  • Without limiting the representations set forth above, and without limiting any restrictions on Transfer of the Fractional Interests contained herein, such Member shall not make any disposition of all or any part of the Fractional Interests that will result in the violation of the Securities Act, the California Securities Act or any other applicable securities law.

  • Upon termination of this Agreement for any reason, North Tyneside shall immediately terminate production of the Products and all use of Mommers' Specifications and the Intellectual Property Rights.

  • The remaining major safety concern is the risk of interstitial lung disease/pneumonitis.

  • See “Use of Proceeds.” Eligible Investors The Units offered hereby shall be offered to only “Accredited Investors” in accordance with Regulation D under the Act and “Qualified Investors” in accordance with Section CE under the Act and Section 25102(n) under the California Securities Act.


More Definitions of California Securities Act

California Securities Act means the portion of the California Corporate Securities Act of 1968, as amended.
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Related to California Securities Act

  • U.S. Securities Act means the United States Securities Act of 1933, as amended.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c.S.5, as amended, and the regulations thereunder, unless otherwise specified, as the same exist on the date hereof.

  • Securities Act means the Securities Act of 1933, as amended.

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Israeli Securities Law means the Israeli Securities Law, 5728-1968, as amended, and the regulations promulgated thereunder.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • Charities Act means the Charities Act 2011;

  • Public Utilities Act means the Illinois Public Utilities Act, 220 ILCS 5.

  • Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.

  • Canadian Securities Laws means all applicable securities laws of each of the Qualifying Jurisdictions and the respective rules and regulations under such laws together with applicable published national, multilateral and local policy statements, instruments, notices, blanket orders and rulings of the securities regulatory authorities in the Qualifying Jurisdictions;

  • Societies Act means the Societies Act of the Province of British Columbia from time to time in force and all amendments to it;

  • BC Act means the Securities Act (British Columbia);

  • Business Corporations Act means the Business Corporations Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act;

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • Applicable Securities Law means (i) with respect to any offering of securities in the United States of America, or any other act or omission within that jurisdiction, the securities law of the United States, including the Exchange Act and the Securities Act, and any applicable law of any State of the United States, and (ii) with respect to any offering of securities in any jurisdiction other than the United States of America, or any related act or omission in that jurisdiction, the applicable laws of that jurisdiction.

  • ACNC Act means the Australian Charities and Not-for-profits Commission Act 2012 (Cth).

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • FOI Act means the Freedom of Information Act 2000 and any subordinate legislation made under that Act or any code issued pursuant to sections 45 or 46 of that Act or any guidance issued by the Information Commissioner;

  • Ontario Act means the Securities Act (Ontario);

  • Capital Instruments Regulations means the Delegated Regulation and any other rules or regulations of the Relevant Authority or which are otherwise applicable to the Issuer or the Group (as the case may be and, where applicable), whether introduced before or after the Issue Date of the relevant Series of Notes, which prescribe (alone or in conjunction with any other rules or regulations) the requirements to be fulfilled by financial instruments for their inclusion in the Own Funds to the extent required under the CRD IV Package;

  • 1933 Act means the Securities Act of 1933, as amended.

  • Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.

  • Rule 144A Securities means Securities of a series designated pursuant to Section 2.01 as entitled to the benefits of Section 4.03(b).

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.