Capital Markets Services Licence definition
Examples of Capital Markets Services Licence in a sentence
Pursuant to the MAS Notice to All Holders of a Capital Markets Services Licence for Real Estate Investment Trust Management (Notice No: SFA04-N14), the REIT Manager NRC’s responsibilities also include ensuring the remuneration of executive Directors shall not be linked in any way to FH-REIT’s gross revenue.
The Broker is a holder of a Capital Markets Services Licence (as hereinafter defined) who carries on the business of Dealing in Derivatives (as hereinafter defined) under the Act (as hereinafter defined) and is a Trading Participant of Bursa Malaysia Derivatives Berhad (Company No. 261937-H).
The Investment Manager is duly registered as an investment adviser under the Investment Advisers Act of 1940 and holds a Capital Markets Services Licence issued by with the Monetary Authority of Singapore, and will promptly advise the Fund of any change or prospective change in the status of those registrations.
The Broker is a holder of a Capital Markets Services Licence who carries on the business of Trading in Futures and Options Contracts under the Act (as hereinafter defined) and is a Trading Participant of Bursa Malaysia Derivatives Berhad (as hereinafter defined).
GTN ASIA is licensed and regulated by the MAS as a Capital Markets Services Licence GTN ASIA has entered into a number of Agreements with financial institutions and individual customers hereinafter referred to as customers to trade on the local stock exchange via an authorized executing broker appointed by GTN ASIA.