Client Transaction definition

Client Transaction has the meaning given in Clause 12.1. “CSRC” means China Securities Regulatory Commission.
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Client Transaction means any transaction executed or effected by the Bank with or for the Client on or in relation to an Account, including without limitation:
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Client Transaction has the meaning given in Clause 12.1. 「客户交易」具有第 12.1 条所指的含义。
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Examples of Client Transaction in a sentence

  • Under the terms of the client clearing agreement between you and us, a Client Transaction will arise without the need for any further action by either you or us, as soon as the CCP Transaction arises between us and the CCP.

  • In Appendix XIII, certain provisions are set-out (the "Mandatory Provisions") for incorporation into a CCM Client Transaction between a CCM and its CCM Client that corresponds to a CCM Client Cleared Transaction registered in the CCM Client Trade Account in the name of such CCM for such CCM Client.

  • LCH SA shall not be responsible for any loss suffered or expense incurred by a CCM or any CCM Client as a result of the inclusion or non-inclusion of the Mandatory Provisions in the CCM Client Transaction Documents.

  • Credit Event Notices and Notices to Exercise Movement Option shall be delivered by way of the relevant DTCC Notice Facility, save if and as expressly stated to the contrary in the Mandatory Provisions or otherwise agreed between the parties to the CCM Client Transaction.

  • With effect from the close of business on any Matrix Re-versioning Date, any Single Name CCM Client Transaction referencing the Existing Matrix will be deemed to have been amended so as to reference the Revised Matrix.

  • Without prejudice to any other rights or remedies of the parties, any breach by a party of the provisions of this Mandatory Provision 4.4 shall not cause any Credit Event Notice or Notice to Exercise Movement Option delivered otherwise than in accordance with the terms of the relevant CCM Client Transaction, which would otherwise be valid and effective, to be invalid or ineffective.

  • A manual notice (including, without limitation, a Credit Event Notice or a Notice to Exercise Movement Option) delivered after 2:00 p.m. (Calculation Agent City time) on the final day on which such notice could validly be delivered pursuant to the terms of the relevant CCM Client Transaction (including the Mandatory Provisions) shall be deemed not to have been delivered.

  • The determination that an Adviser Access Person may unfairly benefit from, or that an Adviser Access Person transaction may conflict with, or appears to be in conflict with, a Client Transaction will be subjective and individualized, may include questions about timely and adequate dissemination of information, availability of bids and offers, and other factors deemed pertinent for that transaction or series of transactions.

  • Clearing BrokerClient (We)We will enter into a principal-to-principal transaction with our clearing broker, which is governed by the terms of the client clearing agreement between the clearing broker and us (the Client Transaction).

  • Similarly, where applicable, the terms of each Indirect Client Transaction are equivalent to those of the related Client Transaction which, in turn, is equivalent to those of the related CCP Transaction, except that (i) each Indirect Client Transaction will be governed by an indirect client clearing agreement between you and your client, and (ii) you will take the opposite position in the Client Transaction to the position you have under the related Indirect Client Transaction.


More Definitions of Client Transaction

Client Transaction is generally defined as any trade across all or a significant number of portfolios in one strategy whereby the Covered Security: 1) has been newly established, or 2) the percent holding has been increased or decreased, 3) or a new account is being funded and a significant position, as determined by RIM, is being established.
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Client Transaction has the meaning set forth in Section 1.3.
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Client Transaction means purchase of the access to the Application by the Client. More definitions provided in the Terms of Use and Privacy Policy being integral hereto.
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Client Transaction means any transaction executed or effected by the Bank with
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Related to Client Transaction

  • Replacement Transaction means, with respect to any Terminated Transaction or group of Terminated Transactions, a transaction or group of transactions that (i) would have the effect of preserving for Party B the economic equivalent of any payment or delivery (whether the underlying obligation was absolute or contingent and assuming the satisfaction of each applicable condition precedent) by the parties under Section 2(a)(i) in respect of such Terminated Transaction or group of Terminated Transactions that would, but for the occurrence of the relevant Early Termination Date, have been required after that Date, and (ii) has terms which are substantially the same as this Agreement, including, without limitation, rating triggers, Regulation AB compliance, and credit support documentation, save for the exclusion of provisions relating to Transactions that are not Terminated Transaction, as determined by Party B in its sole discretion, acting in a commercially reasonable manner.

  • Potential Co-Investment Transaction means any investment opportunity in which a Regulated Fund (or its Wholly-Owned Investment Sub) could not participate together with one or more Affiliated Funds and/or one or more other Regulated Funds without obtaining and relying on the Order.

  • Co-Investment Transaction means any transaction in which one or more Regulated Funds (or its Wholly-Owned Investment Sub (defined below)) participated together with one or more Affiliated Funds and/or one or more other Regulated Funds in reliance on the Order.

  • Acquisition Transaction means any transaction involving:

  • Permitted Warrant Transaction means any call option, warrant or right to purchase (or substantially equivalent derivative transaction) on the Company’s or a Parent Company’s common equity sold by the Company or a Parent Company substantially concurrently with a related Permitted Bond Hedge Transaction.

  • Transaction means the transaction contemplated by this Agreement.