Compliance Consultants definition

Compliance Consultants. ’ – means a firm appointed by us from time to time to provide us with advice regarding our compliance with the FCA Rules;
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Examples of Compliance Consultants in a sentence

  • About RIA Compliance Consultants, as supplied to the Boson Alfa, based upon the market value of the Assets on the last day of the previous quarter as valued by the Custodian.

  • The Compliance Consultant's duties and authorities, and the obligations of Marubeni with respect to the Compliance Consultant and the Department, are set forth below.

  • We are your School Safety & Security Auditing and Compliance Consultants.

  • If anyone is in doubt as to whether a potential act constitutes bribery, then the matter should be referred to ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ who is responsible for the firm’s Anti Bribery Policy or in his absence, our external Compliance Consultants, to provide guidance before proceeding.

  • CITY City of Lancaster Attn: ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ CONSULTANT California Municipal Compliance Consultants, LLC Attn: ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇.

  • The Compliance Consultant's responsibility is to evaluate Marubeni's corporate compliance program with respect to the Foreign Corrupt Practices Act of 1977 ("FCPA"), as amended, 15 U.S.C. §78dd- 1, et seq.

Related to Compliance Consultants

  • Sub-consultants means an entity to whom/which the Consultant subcontracts any part of the Services while remaining solely liable for the execution of the Contract.

  • Compliance Costs means all reasonable out-of-pocket costs and expenses incurred by Seller and paid directly to third parties in connection with any of the obligations under Sections 3.1(j) (Greenhouse Gas Emissions Reporting), 3.1(k) (WREGIS), 3.1(n) (Obtaining and Maintaining CEC Certification and Verification), 3.3 (Resource Adequacy), 3.4(b) (EIRP Requirements), and 10.2(b) (ERR), including registration fees, volumetric fees, license renewal fees, external consultant fees and capital costs necessary for compliance, but excluding Seller's internal administrative and staffing costs, due to a change, amendment, enactment or repeal of Law after the Execution Date which requires Seller to incur additional costs and expenses in connection with any of such obligations, in excess of the costs and expenses incurred for such obligations under the Law in effect as of the Execution Date. Compliance Costs do not include any amounts designated in the Project’s full capacity deliverability study to obtain FCDS nor any costs and expenses incurred by Seller for FCDS studies.

  • Compliance Showings means the RAR compliance or advisory showings (or similar or successor showings), that an LSE is required to make to the CPUC (and, to the extent authorized by the CPUC, to the CAISO) pursuant to the CPUC Decisions, to the CAISO pursuant to the CAISO Tariff, or to any Governmental Body having jurisdiction.

  • Architect/ consultants means and refer to the Consultants appointed by NU as Architect Consultants.