Examples of Compliance Monitor in a sentence
Brennen, Compliance Officer, reviews Covered Security transactions executed by any Access Person during the calendar quarter periodically throughout the quarter using the Compliance Monitor function in TradeComply.
An entity may request an extension of the preparation period and the extension will be considered by the Compliance Monitor on a case-by-case basis.)The Performance-Reset Period shall be 12 months from the last finding of non- compliance.
An entity may request an extension of the preparation period and the extension will be considered by the Compliance Monitor on a case-by-case basis.)The Performance-Reset Period shall be 12 months from the last finding of non- compliance.1.3. Data RetentionEach Balancing Authority shall keep 90 days of historical data (evidence).
Please contact your Compliance Monitor for further assistance in this area.
Changes to this RFP will be made only by formal, written addendum issued by Racine County’s Contract Compliance Monitor and posted on the Racine County Human Services Website.