Compliance Monitoring System definition

Compliance Monitoring System means the computer-based system established by ASM GLOBAL to monitor Contractor compliance in meeting MBE/WBE goals for a contract.

Compliance Monitoring System means the computer-based system established by the Authority to monitor Contractor compliance in meeting MBE/WBE goals for a contract.

Compliance Monitoring System means the computer-based system established by OVG360 to monitor Contractor compliance in meeting MBE/WBE goals for a contract.

Examples of Compliance Monitoring System in a sentence

• Certification applications must be completed online through the City’s Certification and Compliance Monitoring System at https://cleveland.diversitycompliance.com/.

• The reporting of payments to all subcontractors must be entered into the Certification and Compliance Monitoring System (C2), or whatever reporting system is currently in place, on or before the fifteenth (15th) day of each month.

• This information must be entered into the Certification and Compliance Monitoring System (C2), or whatever reporting system is currently in place, on or before the fifteenth (15th) day of each month.

• Electronic payment tracking via the Contract Compliance Monitoring System or other means as approved by the OSD;8.

• The Compliance Department identifies any such affiliations based on the outside business activities and initial and ongoing holdings disclosures that all Covered Persons are required to make in the Compliance Monitoring System.

• The required Transaction Report information is provided in the Compliance Monitoring System quarterly transaction affirmation for all personal brokerage accounts that are directly linked in the system.

• For those accounts that are not directly linked in the Compliance Monitoring System, the Covered Person must certify that they have reported all brokerage accounts containing reportable securities in the system and that they have requested from the broker that Westwood receive duplicate statements and transaction confirmations for all non-linked accounts.

• If the necessary transaction and brokerage account information is not being provided to Westwood through either of the above methods, the Covered Person must create and upload a Transaction Report into the Compliance Monitoring System as part of their quarterly transaction affirmation.

• Covered Persons are required to fully disclose any potential conflict of interest to the Compliance Department via the Compliance Monitoring System.

• When an Employee-Affiliated Security is identified, the Compliance Department shall place the security on a watch list in the trade order management system(s) and the Compliance Monitoring System.

More Definitions of Compliance Monitoring System

Compliance Monitoring System means the computer-based system established by SMG to monitor Contractor compliance in meeting MBE/WBE goals for a contract.

Compliance Monitoring System or other means approved by the OSD.

Compliance Monitoring System means a documented system for the auditing, monitoring and management of the compliance of Harvesting Operations with the requirements of this Agreement including, without limitation, log grading performance and environmental performance .

Compliance Monitoring System means any electronic software, tool, or app used by the Firm at any given time to maintain and monitor compliance with certain Firm policies. The CCO determines the appropriate use case for the system which may include, but is not limited to the facilitation of attestations, acknowledgements, disclosures, reporting, and pre-approval activities as well as any correlated compliance procedures. In limited circumstances when the system is not reasonably available (or as otherwise determined appropriate by the CCO), use of email or forms are permissible alternatives, so long as what’s submitted contains all required information.

Compliance Monitoring System or other means approved by the OSD. The Contractor shall submit the initial report outlining DBE participation within thirty (30) days from the date of notice to proceed (or equivalent document) issued by the City to the Contractor. Thereafter, “DBE Utilization” reports shall be due on or before the fifteenth (15th) day of each month until all DBE subcontracting work is completed. Reports are required even when no activity has occurred in a monthly period. If the established percentage is not being met, the monthly report shall include a narrative description of the progress being made in DBE participation. The Contractor may also be required to attach or upload copies of canceled checks or bank statements that identify payer, payee and amount of transfer to verify payment information as indicated on the form. Conform to the established percentage as approved by the OSD. The total dollar amount of the Agreement shall include approved change orders and amendments. For a requirements contract, the total dollar amount shall be based in actual quantities ordered. No changes to the established percentage and DBE Entities submitted on DBE Compliance Form-1 shall be allowed without approval by the OSD. The City will not adjust the contract for any increase in cost due to replacement of DBE Entities.