Compliance Office definition

Compliance Office r means Company Secretary or any senior officer, designated so and reporting to the Board of Directors, who is financially literate and is capable of appreciating requirements for legal and regulatory compliance under these regulations and who shall be responsible for compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in these regulations under the overall supervision of the Board of Directors.

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Compliance Office means HarbourVest’ Compliance department or Compliance team members.

Compliance Office means the Chief Compliance Officer or the Compliance Director. “Facilitation Payment” has the meaning set forth in Section 5.5.3.

Examples of Compliance Office in a sentence

• In the event the Family Policy Compliance Office of the U.S. Department of Education determines that Provider improperly disclosed personally identifiable information obtained from the Division’s education records, the Division may not allow Provider access to the Division’s education records for at least five years.

• BECO contact information is as follows: Arizona Department of Transportation Business Engagement and Compliance Office ▇▇▇▇ ▇.

• Vendor warrants and represents that during the five-year period preceding the Effective Date of the Agreement, it has not been found in violation of FERPA by the Family Policy Compliance Office.

• Contractor warrants and represents that during the five-year period preceding the Effective Date of this Agreement, it has not been found in violation of FERPA by the Family Policy Compliance Office.

• A copy of the Florida Building Code is located at the Building Code Compliance Office and is available for review upon request.

• The General Prevailing Wage Rate Determinations applicable to the project are available and on file with the Caltrans Regional/District Labor Compliance Office.

• All proposers should contact the Department’s Business Engagement and Compliance Office (BECO) by phone, through email, or at the address shown below, for assistance in their efforts to use DBEs in the highway construction industry.

• Contractor warrants and represents that during the five-year period preceding the Effective Date of this Addendum, it has not been found in violation of FERPA by the U.S. Department of Education’s Family Policy Compliance Office.

• If the United States Department of Education's Family Policy Compliance Office determines that Services Provider has violated paragraph 34 C.F.R. 99.31(a)(6)(iii)(B), JCPS may not allow Services Provider access to personally identifiable information from its education records for at least five (5) years.

• In the event the Family Policy Compliance Office of the U.S. Department of Education determines that Provider improperly disclosed personally identifiable information obtained from the Division’s education records, the Division may not allow Provider access to the Division’s education records forat least five years.

More Definitions of Compliance Office

Compliance Office means the President of the Fund or such other person or entity designated by the Boards of Directors of the Fund and the Partnership to serve in such capacity and perform the services described herein.

Compliance Office means the NCAA Compliance staff, collectively and individually, within the Department of Athletics.

Compliance Office means the NWAM Office of Compliance or any other designated office authorized to conduct pre-clearance requests and perform the reporting requirements pursuant to this Policy.