Examples of Covered Service Provider in a sentence
An assistant officer of a Fund who is not an employee of a Covered Service Provider or its affiliates shall not be considered an Access Person for purposes of this Section D.
The Covered Service Provider has implemented adequate procedures for monitoring compliance with its Code of Ethics.
A Trustee or Chief Compliance Officer need not make either an initial holdings report under paragraph (1) of this Section D or an annual holdings report under paragraph (3) of this Section D, so long as the Trustee or Chief Compliance Officer has not been employed by a Covered Service Provider within the Trust’s last two recently completed fiscal years.
Except as otherwise set forth herein, if Provider believes Provider has been underpaid for a Covered Service, Provider must submit a written request for an appeal or adjustment within 180 days from the date of Payor's payment or explanation of payment.
A Trustee need not make either an initial holdings report under paragraph (1) of this Section D or an annual holdings report under paragraph (3) of this Section D, so long as the Trustee has not been employed by a Covered Service Provider within the Trusts’ last two recently completed fiscal years.